Sheaff Brock Investment Advisors, LLC Closed Holding Positions

Sheaff Brock Investment Advisors, LLC

  • $1.14 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
PAAS
Pan American Silver Corp

Basic Materials
Q4 2017 Filed on Feb 12, 2018
11,516
$14.21 - $17.89 $164K - $206K
Whiting Pete Corp New
Q4 2017 Filed on Feb 12, 2018
28,119
N/A
HGTXU
Hugoton Royalty Trust

Energy
Q4 2017 Filed on Feb 12, 2018
13,333
$1.3 - $1.8 $17.3K - $24K
HUN
Huntsman Corp

Basic Materials
Q4 2017 Filed on Feb 12, 2018
45,456
$27.17 - $33.42 $1.24M - $1.52M
AUY
Yamana Gold Inc.

Basic Materials
Q4 2017 Filed on Feb 12, 2018
13,290
$2.4 - $3.14 $31.9K - $41.7K
WB
Weibo Corp

Communication Services
Q4 2017 Filed on Feb 12, 2018
2,999
$89.87 - $120.43 $270K - $361K
GSK
Gsk PLC

Healthcare
Q4 2017 Filed on Feb 12, 2018
5,743
$35.34 - $41.9 $203K - $241K
Legg Mason Bw Glb Inc Opp Fd
Q4 2017 Filed on Feb 12, 2018
12,000
N/A
Mylan N V
Q4 2017 Filed on Feb 12, 2018
6,405
N/A
Fifth Street Finance Corp
Q4 2017 Filed on Feb 12, 2018
38,464
N/A
GATX
Gatx Corp

Industrials
Q4 2017 Filed on Feb 12, 2018
12,912
$56.54 - $64.28 $730K - $830K
NGG
National Grid PLC

Utilities
Q4 2017 Filed on Feb 12, 2018
3,399
$57.87 - $63.32 $197K - $215K
FONR
Fonar Corp

Healthcare
Q4 2017 Filed on Feb 12, 2018
15,880
$22.55 - $33.6 $358K - $534K
Kkr & CO L P Del
Q4 2017 Filed on Feb 12, 2018
10,123
N/A
NVS
Novartis Ag

Healthcare
Q4 2017 Filed on Feb 12, 2018
2,381
$72.33 - $77.64 $172K - $185K
GBCI
Glacier Bancorp, Inc.

Financial Services
Q4 2017 Filed on Feb 12, 2018
8,500
$36.01 - $40.31 $306K - $343K
Kite Pharma Inc
Q3 2017 Filed on Nov 13, 2017
2,300
N/A
Reynolds American Inc
Q3 2017 Filed on Nov 13, 2017
11,317
N/A
ADI
Analog Devices Inc

Technology
Q3 2017 Filed on Nov 13, 2017
12,610
$76.83 - $86.17 $969K - $1.09M
BRKR
Bruker Corp

Healthcare
Q3 2017 Filed on Nov 13, 2017
8,227
$27.07 - $30.12 $223K - $248K
ELV
Elevance Health, Inc.

Healthcare
Q3 2017 Filed on Nov 13, 2017
6,107
$181.44 - $197.43 $1.11M - $1.21M
Orbital Atk Inc
Q3 2017 Filed on Nov 13, 2017
7,881
N/A
IWS
Ishares Russell Midcap Value E

ETFs
Q3 2017 Filed on Nov 13, 2017
2,395
$84.38 - $84.93 $202K - $203K
Aarons Inc
Q3 2017 Filed on Nov 13, 2017
9,470
N/A
Kcap Finl Inc
Q3 2017 Filed on Nov 13, 2017
22,585
N/A
Oneok Partners LP
Q3 2017 Filed on Nov 13, 2017
18,494
N/A
MUX
Mc Ewen Mining Inc.

Basic Materials
Q3 2017 Filed on Nov 13, 2017
26,995
$19.5 - $28.3 $526K - $764K
LAMR
Lamar Advertising CO

Real Estate
Q3 2017 Filed on Nov 13, 2017
75,734
$63.14 - $71.11 $4.78M - $5.39M
PPL
Ppl Corp

Utilities
Q3 2017 Filed on Nov 13, 2017
5,214
$37.95 - $39.83 $198K - $208K
JRO
Nuveen Floating Rate Income Opportunity Fund

Financial Services
Q3 2017 Filed on Nov 13, 2017
11,400
$11.56 - $11.87 $132K - $135K
ADTNXXXX
Adtran Inc
Q3 2017 Filed on Nov 13, 2017
140,001
N/A
MRO
Marathon Oil Corp

Energy
Q3 2017 Filed on Nov 13, 2017
14,324
$10.77 - $13.73 $154K - $197K
MASI
Masimo Corp

Healthcare
Q3 2017 Filed on Nov 13, 2017
10,658
$81.79 - $96.62 $872K - $1.03M
Tesoro Corp
Q3 2017 Filed on Nov 13, 2017
6,298
N/A
Alon Usa Energy Inc
Q3 2017 Filed on Nov 13, 2017
11,667
N/A
IPG
Interpublic Group Of Companies, Inc.

Communication Services
Q3 2017 Filed on Nov 13, 2017
198,982
$19.58 - $21.83 $3.9M - $4.34M
INO
Inovio Pharmaceuticals, Inc.

Healthcare
Q3 2017 Filed on Nov 13, 2017
12,400
$5.36 - $6.37 $66.5K - $79K
IRT
Independence Realty Trust, Inc.

Real Estate
Q3 2017 Filed on Nov 13, 2017
17,450
$9.46 - $10.39 $165K - $181K
GFI
Gold Fields LTD

Basic Materials
Q3 2017 Filed on Nov 13, 2017
11,900
$3.95 - $4.68 $47K - $55.7K
Terra Nitrogen CO L P
Q3 2017 Filed on Nov 13, 2017
2,490
N/A
Cliffs Nat Res Inc
Q3 2017 Filed on Nov 13, 2017
14,255
N/A
Coach Inc
Q3 2017 Filed on Nov 13, 2017
9,864
N/A
GNTX
Gentex Corp

Consumer Cyclical
Q3 2017 Filed on Nov 13, 2017
10,211
$16.89 - $19.83 $172K - $202K
GPS
Gap Inc

Consumer Cyclical
Q3 2017 Filed on Nov 13, 2017
29,971
$22.07 - $29.7 $661K - $890K
GLPI
Gaming & Leisure Properties, Inc.

Real Estate
Q3 2017 Filed on Nov 13, 2017
6,876
$36.31 - $39.19 $250K - $269K
TTC
Toro CO

Industrials
Q3 2017 Filed on Nov 13, 2017
15,877
$59.39 - $73.69 $943K - $1.17M
FIVE
Five Below, Inc

Consumer Cyclical
Q3 2017 Filed on Nov 13, 2017
6,367
$47.13 - $54.88 $300K - $349K
Dow Chem CO
Q3 2017 Filed on Nov 13, 2017
139,992
N/A
First Data Corp New
Q3 2017 Filed on Nov 13, 2017
61,700
N/A
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