Sheaff Brock Investment Advisors, LLC Closed Holding Positions

Sheaff Brock Investment Advisors, LLC

$1.14 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Du Pont E I De Nemours & CO	Q3 2017 Filed on Nov 13, 2017	6,095	N/A
Dupont Fabros Technology Inc	Q3 2017 Filed on Nov 13, 2017	4,456	N/A
TTMI Ttm Technologies Inc Technology	Q3 2017 Filed on Nov 13, 2017	53,431	$12.81 - $17.61 $684K - $941K
FFIV F5, Inc. Technology	Q3 2017 Filed on Nov 13, 2017	2,040	$115.56 - $121.43 $236K - $248K
GPL Great Panther Mining LTD Basic Materials	Q3 2017 Filed on Nov 13, 2017	22,700	$12.3 - $14.6 $279K - $331K
HOG Harley Davidson, Inc. Consumer Cyclical	Q3 2017 Filed on Nov 13, 2017	5,614	$45.93 - $49.59 $258K - $278K
Z Zillow Group Inc Cl C Cap Stk Communication Services	Q3 2017 Filed on Nov 13, 2017	5,821	$37.8 - $40.77 $220K - $237K
ASM Avino Silver & Gold Mines LTD Basic Materials	Q3 2017 Filed on Nov 13, 2017	12,000	$1.52 - $1.77 $18.2K - $21.2K
Ship Finance International L	Q3 2017 Filed on Nov 13, 2017	10,010	N/A
Barclays Bk PLC	Q3 2017 Filed on Nov 13, 2017	13,200	N/A
WPM Wheaton Precious Metals Corp. Basic Materials	Q3 2017 Filed on Nov 13, 2017	72,085	$18.34 - $21.01 $1.32M - $1.51M
HRB H&R Block Inc Consumer Cyclical	Q3 2017 Filed on Nov 13, 2017	7,019	$25.69 - $31.49 $180K - $221K
HNPIY Huaneng Power International Inc	Q3 2017 Filed on Nov 13, 2017	8,984	$0.63 - $0.75 $5.66K - $6.74K
EMD Western Asset Emerging Markets Debt Fund Inc. Financial Services	Q3 2017 Filed on Nov 13, 2017	10,229	$15.44 - $15.78 $158K - $161K
Horizon Pharma PLC	Q3 2017 Filed on Nov 13, 2017	10,500	N/A
VCR Vanguard Consumer Discretionar ETFs	Q3 2017 Filed on Nov 13, 2017	1,486	N/A
STT State Street Corp Financial Services	Q3 2017 Filed on Nov 13, 2017	10,612	$90.97 - $95.95 $965K - $1.02M
CCJ Cameco Corp Energy	Q3 2017 Filed on Nov 13, 2017	15,204	$9.6 - $10.28 $146K - $156K
Potash Corp Sask Inc	Q3 2017 Filed on Nov 13, 2017	12,875	N/A
POOL Pool Corp Industrials	Q3 2017 Filed on Nov 13, 2017	7,703	$97.3 - $109.02 $750K - $840K
Tcp Cap Corp	Q3 2017 Filed on Nov 13, 2017	10,777	N/A
PBI Pitney Bowes Inc Industrials	Q3 2017 Filed on Nov 13, 2017	10,559	$12.54 - $15.74 $132K - $166K

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