Sheaff Brock Investment Advisors, LLC Closed Holding Positions

Sheaff Brock Investment Advisors, LLC

  • $1.14 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
RTL
Necessity Retail Reit, Inc.

Real Estate
Q1 2022 Filed on May 06, 2022
100,000
$24.92 - $26.95 $2.49M - $2.7M
DVAX
Dynavax Technologies Corp

Healthcare
Q1 2022 Filed on May 06, 2022
10,750
$9.75 - $14.44 $105K - $155K
RPG
Invesco Exchange Traded Fd Tr

ETFs
Q1 2022 Filed on May 06, 2022
1,218
$33.02 - $41.86 $40.2K - $51K
FE
Firstenergy Corp

Utilities
Q1 2022 Filed on May 06, 2022
5,494
$39.62 - $45.86 $218K - $252K
NICE
Nice Ltd.

Technology
Q1 2022 Filed on May 06, 2022
742
$202.74 - $295.34 $150K - $219K
EXC
Exelon Corp

Utilities
Q1 2022 Filed on May 06, 2022
3,799
$39.56 - $47.63 $150K - $181K
Perion Network LTD
Q1 2022 Filed on May 06, 2022
8,500
N/A
PLAB
Photronics Inc

Technology
Q1 2022 Filed on May 06, 2022
10,000
$16.25 - $19.79 $163K - $198K
Xilinx Inc
Q1 2022 Filed on May 06, 2022
1,635
N/A
TMP
Tompkins Financial Corp

Financial Services
Q1 2022 Filed on May 06, 2022
2,500
$76.17 - $86.3 $190K - $216K
CGC
Canopy Growth Corp

Healthcare
Q1 2022 Filed on May 06, 2022
22,076
$5.7 - $9.3 $126K - $205K
TROW
Price T Rowe Group Inc

Financial Services
Q1 2022 Filed on May 06, 2022
1,457
$134.46 - $195.12 $196K - $284K
Guggenheim Enhanced Eqt Incm
Q4 2021 Filed on Feb 03, 2022
10,000
N/A
DLTR
Dollar Tree, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 03, 2022
3,230
$97.11 - $146.61 $314K - $474K
SRNE
Sorrento Therapeutics, Inc.

Healthcare
Q4 2021 Filed on Feb 03, 2022
24,850
$4.65 - $7.23 $116K - $180K
TDOC
Teladoc Health, Inc.

Healthcare
Q4 2021 Filed on Feb 03, 2022
3,645
$87.43 - $154.29 $319K - $562K
PARA
Paramount Global

Communication Services
Q4 2021 Filed on Feb 03, 2022
5,844
$49.94 - $66.29 $292K - $387K
CRON
Cronos Group Inc.

Healthcare
Q4 2021 Filed on Feb 03, 2022
10,610
$3.85 - $6.71 $40.8K - $71.2K
SCHC
Schwab Strategic Tr Intl Small

ETFs
Q4 2021 Filed on Feb 03, 2022
5,000
$39.06 - $43.63 $195K - $218K
Pimco Dynamic Cr Income Fd
Q4 2021 Filed on Feb 03, 2022
11,292
N/A
PFLT
Pennant Park Floating Rate Capital Ltd.

Financial Services
Q4 2021 Filed on Feb 03, 2022
12,730
$12.23 - $13.8 $156K - $176K
XBI
Spdr Ser Tr Spdr S&P Biotech E

ETFs
Q4 2021 Filed on Feb 03, 2022
1,649
$108.77 - $134.15 $179K - $221K
AVY
Avery Dennison Corp

Industrials
Q4 2021 Filed on Feb 03, 2022
1,461
$202.38 - $227.13 $296K - $332K
Nuveen Corporate Incm Noveme
Q4 2021 Filed on Feb 03, 2022
49,167
N/A
MCHP
Microchip Technology Inc

Technology
Q4 2021 Filed on Feb 03, 2022
1,941
$70.25 - $89.35 $136K - $173K
TGTX
Tg Therapeutics, Inc.

Healthcare
Q4 2021 Filed on Feb 03, 2022
7,500
$15.2 - $35.51 $114K - $266K
RHI
Robert Half International Inc.

Industrials
Q4 2021 Filed on Feb 03, 2022
3,288
$102.59 - $119.57 $337K - $393K
CAH
Cardinal Health Inc

Healthcare
Q4 2021 Filed on Feb 03, 2022
17,362
$45.87 - $52.17 $796K - $906K
WEN
Wendy'S CO

Consumer Cyclical
Q4 2021 Filed on Feb 03, 2022
12,000
$20.38 - $23.87 $245K - $286K
LEG
Leggett & Platt Inc

Consumer Cyclical
Q4 2021 Filed on Feb 03, 2022
8,864
$38.0 - $48.1 $337K - $426K
HST
Host Hotels & Resorts, Inc.

Real Estate
Q4 2021 Filed on Feb 03, 2022
55,600
$15.36 - $18.38 $854K - $1.02M
LNC
Lincoln National Corp

Financial Services
Q4 2021 Filed on Feb 03, 2022
9,095
$62.86 - $76.13 $572K - $692K
PRI
Primerica, Inc.

Financial Services
Q4 2021 Filed on Feb 03, 2022
2,045
$143.1 - $177.14 $293K - $362K
FELE
Franklin Electric CO Inc

Industrials
Q4 2021 Filed on Feb 03, 2022
3,687
$80.84 - $96.69 $298K - $356K
UPST
Upstart Holdings, Inc.

Financial Services
Q4 2021 Filed on Feb 03, 2022
1,072
$131.5 - $390.0 $141K - $418K
BIIB
Biogen Inc.

Healthcare
Q4 2021 Filed on Feb 03, 2022
710
$223.92 - $287.77 $159K - $204K
Rivernorth Opportunities Fd
Q4 2021 Filed on Feb 03, 2022
17,000
N/A
LIFE
A Tyr Pharma Inc

Healthcare
Q4 2021 Filed on Feb 03, 2022
11,000
$7.29 - $9.5 $80.2K - $105K
MSM
Msc Industrial Direct CO Inc

Industrials
Q4 2021 Filed on Feb 03, 2022
3,799
$77.9 - $86.01 $296K - $327K
ITT
Itt Inc.

Industrials
Q4 2021 Filed on Feb 03, 2022
3,484
$86.21 - $104.7 $300K - $365K
CFG
Citizens Financial Group Inc

Financial Services
Q4 2021 Filed on Feb 03, 2022
4,425
$44.49 - $51.04 $197K - $226K
PTC
Ptc Inc.

Technology
Q4 2021 Filed on Feb 03, 2022
9,190
$105.94 - $129.85 $974K - $1.19M
CHTR
Charter Communications, Inc.

Communication Services
Q4 2021 Filed on Feb 03, 2022
288
$605.55 - $747.79 $174K - $215K
DCI
Donaldson CO Inc

Industrials
Q4 2021 Filed on Feb 03, 2022
5,038
$55.35 - $62.38 $279K - $314K
THG
Hanover Insurance Group, Inc.

Financial Services
Q4 2021 Filed on Feb 03, 2022
2,317
$121.75 - $136.97 $282K - $317K
AIT
Applied Industrial Technologies Inc

Industrials
Q4 2021 Filed on Feb 03, 2022
3,557
$91.79 - $106.41 $326K - $379K
ABM
Abm Industries Inc

Industrials
Q4 2021 Filed on Feb 03, 2022
6,696
$38.94 - $48.87 $261K - $327K
SRCE
1 St Source Corp

Financial Services
Q4 2021 Filed on Feb 03, 2022
6,737
$46.25 - $50.85 $312K - $343K
ABC
Amerisourcebergen Corp

Healthcare
Q4 2021 Filed on Feb 03, 2022
2,676
$114.08 - $133.77 $305K - $358K
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