Sheaff Brock Investment Advisors, LLC Closed Holding Positions

Sheaff Brock Investment Advisors, LLC

  • $1.14 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
CC
Chemours CO

Basic Materials
Q3 2018 Filed on Nov 09, 2018
19,762
$39.11 - $47.9 $773K - $947K
Triangle Cap Corp
Q3 2018 Filed on Nov 09, 2018
10,105
N/A
PHT
Pioneer High Income Fund, Inc.

Financial Services
Q3 2018 Filed on Nov 09, 2018
18,326
$9.15 - $9.35 $168K - $171K
CMG
Chipotle Mexican Grill Inc

Consumer Cyclical
Q3 2018 Filed on Nov 09, 2018
1,000
$433.66 - $525.89 $434K - $526K
GT
Goodyear Tire & Rubber CO

Consumer Cyclical
Q3 2018 Filed on Nov 09, 2018
12,159
$21.15 - $25.02 $257K - $304K
Vivus Inc
Q3 2018 Filed on Nov 09, 2018
10,000
N/A
Whiting Pete Corp New
Q3 2018 Filed on Nov 09, 2018
103,663
N/A
KRE
Spdr S&P Regional Banking ETF

ETFs
Q3 2018 Filed on Nov 09, 2018
45,000
N/A
ABMD
Abiomed Inc

Healthcare
Q3 2018 Filed on Nov 09, 2018
500
$354.53 - $449.75 $177K - $225K
MCK
Mckesson Corp

Healthcare
Q3 2018 Filed on Nov 09, 2018
13,337
$123.14 - $138.52 $1.64M - $1.85M
EWBC
East West Bancorp Inc

Financial Services
Q3 2018 Filed on Nov 09, 2018
15,415
$60.28 - $67.66 $929K - $1.04M
HQY
Healthequity, Inc.

Healthcare
Q3 2018 Filed on Nov 09, 2018
3,707
$74.12 - $97.32 $275K - $361K
Idera Pharmaceuticals Inc
Q3 2018 Filed on Nov 09, 2018
10,025
N/A
Ingersoll Rand PLC
Q3 2018 Filed on Nov 09, 2018
10,801
N/A
JD
Jd.Com, Inc.

Consumer Cyclical
Q3 2018 Filed on Nov 09, 2018
9,050
$24.51 - $39.46 $222K - $357K
Keryx Biopharmaceuticals Inc
Q3 2018 Filed on Nov 09, 2018
11,500
N/A
NAT
Nordic American Tankers LTD

Industrials
Q3 2018 Filed on Nov 09, 2018
17,107
$1.95 - $2.96 $33.4K - $50.6K
PML
Pimco Municipal Income Fund Ii

Financial Services
Q3 2018 Filed on Nov 09, 2018
13,384
$12.97 - $13.32 $174K - $178K
Ubs Ag London Brh
Q3 2018 Filed on Nov 09, 2018
10,050
N/A
Powershares ETF Trust
Q2 2018 Filed on Jul 31, 2018
19,099
N/A
Boardwalk Pipeline Partners
Q2 2018 Filed on Jul 31, 2018
10,072
N/A
Powershares ETF Trust
Q2 2018 Filed on Jul 31, 2018
11,180
N/A
Powershares ETF Tr Ii
Q2 2018 Filed on Jul 31, 2018
12,734
N/A
Broadcom LTD
Q2 2018 Filed on Jul 31, 2018
2,092
N/A
Time Warner Inc
Q2 2018 Filed on Jul 31, 2018
5,978
N/A
THO
Thor Industries Inc

Consumer Cyclical
Q2 2018 Filed on Jul 31, 2018
7,114
$92.6 - $115.2 $659K - $820K
WY
Weyerhaeuser CO

Real Estate
Q2 2018 Filed on Jul 31, 2018
6,647
$34.61 - $38.36 $230K - $255K
CVA
Covanta Holding Corporation

Industrials
Q2 2018 Filed on Jul 31, 2018
13,137
N/A
Hd Supply Hldgs Inc
Q2 2018 Filed on Jul 31, 2018
10,100
N/A
Alpine Total Dynamic Divid F
Q2 2018 Filed on Jul 31, 2018
19,480
N/A
VGR
Vector Group LTD

Consumer Defensive
Q2 2018 Filed on Jul 31, 2018
10,355
$17.05 - $18.8 $177K - $195K
Hollyfrontier Corp
Q2 2018 Filed on Jul 31, 2018
4,607
N/A
Cvr Refng LP
Q2 2018 Filed on Jul 31, 2018
19,000
N/A
Pengrowth Energy Corp
Q2 2018 Filed on Jul 31, 2018
123,933
N/A
EVT
Eaton Vance Tax Advantaged Dividend Income Fund

Financial Services
Q2 2018 Filed on Jul 31, 2018
10,835
$21.68 - $23.73 $235K - $257K
Monsanto CO New
Q2 2018 Filed on Jul 31, 2018
6,000
N/A
UNIT
Uniti Group Inc.

Real Estate
Q2 2018 Filed on Jul 31, 2018
16,948
$15.84 - $23.24 $268K - $394K
Prudential Glb Sht Dur Hg Yl
Q2 2018 Filed on Jul 31, 2018
14,500
N/A
DEO
Diageo PLC

Consumer Defensive
Q2 2018 Filed on Jul 31, 2018
2,000
$133.67 - $148.57 $267K - $297K
OBCI
Ocean Bio Chem Inc

Industrials
Q2 2018 Filed on Jul 31, 2018
40,600
$3.3 - $3.9 $134K - $158K
Forward Pharma A/S
Q2 2018 Filed on Jul 31, 2018
10,000
N/A
TPR
Tapestry, Inc.

Consumer Cyclical
Q2 2018 Filed on Jul 31, 2018
3,941
$43.72 - $54.64 $172K - $215K
Powershares Qqq Trust
Q2 2018 Filed on Jul 31, 2018
12,027
N/A
Rydex ETF Trust
Q2 2018 Filed on Jul 31, 2018
34,537
N/A
FXI
Ishares Tr

ETFs
Q2 2018 Filed on Jul 31, 2018
4,270
$41.99 - $48.77 $179K - $208K
WWE
World Wrestling Entertainmentinc

Communication Services
Q2 2018 Filed on Jul 31, 2018
21,603
$34.94 - $74.35 $755K - $1.61M
Navios Maritime Partners L P
Q2 2018 Filed on Jul 31, 2018
11,751
N/A
Powershares Qqq Trust
Q2 2018 Filed on Jul 31, 2018
30,600
N/A
Ishares Gold Trust
Q2 2018 Filed on Jul 31, 2018
12,590
N/A
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