Sheaff Brock Investment Advisors, LLC Portfolio Holdings by Sector
Sheaff Brock Investment Advisors, LLC
- $1.13 Billion
- Q3 2024
| Industry | Value | Buys | Sells | New Positions | Closed Positions | Options |
|---|---|---|---|---|---|---|
|
Semiconductors | Technology
NVDA AVGO QCOM AMD TXN MRVL MU CRUS 10 stocks |
$134,166
12.15% of portfolio
|
7
|
2
|
1
|
- |
0
Calls
0
Puts
|
|
Consumer Electronics | Technology
AAPL SONO 2 stocks |
$126,899
11.5% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
ETFs | ETFs
QQQ SPY DIA VOO XLK TQQQ PFF SCHD 71 stocks |
$75,821
6.87% of portfolio
|
39
|
10
|
6
|
- |
0
Calls
0
Puts
|
|
Drug Manufacturers—General | Healthcare
LLY MRK ABBV JNJ BMY PFE AMGN 7 stocks |
$66,456
6.02% of portfolio
|
4
|
3
|
- | - |
0
Calls
0
Puts
|
|
Software—Infrastructure | Technology
MSFT ORCL ADBE SNPS PANW CRWD ZS FTNT 11 stocks |
$58,559
5.31% of portfolio
|
5
|
5
|
1
|
- |
0
Calls
0
Puts
|
|
Internet Content & Information | Communication Services
META GOOGL GOOG TWLO 4 stocks |
$37,020
3.35% of portfolio
|
2
|
2
|
- | - |
0
Calls
0
Puts
|
|
Specialty Industrial Machinery | Industrials
PH CMI AME GE XYL GGG ETN EMR 8 stocks |
$25,437
2.3% of portfolio
|
4
|
2
|
1
|
- |
0
Calls
0
Puts
|
|
Information Technology Services | Technology
ACN BR IBM IT EXLS CTSH FISV 7 stocks |
$24,785
2.25% of portfolio
|
5
|
1
|
- | - |
0
Calls
0
Puts
|
|
Aerospace & Defense | Industrials
LMT GD BA AXON RTX NOC 6 stocks |
$23,645
2.14% of portfolio
|
2
|
3
|
- | - |
0
Calls
0
Puts
|
|
Internet Retail | Consumer Cyclical
AMZN MELI EBAY BABA ETSY 5 stocks |
$21,768
1.97% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
REIT—Specialty | Real Estate
IRM DLR AMT EQIX CCI 5 stocks |
$19,502
1.77% of portfolio
|
- |
4
|
- | - |
0
Calls
0
Puts
|
|
Credit Services | Financial Services
AXP MA V PYPL DFS MFIN 6 stocks |
$19,041
1.73% of portfolio
|
1
|
5
|
- | - |
0
Calls
0
Puts
|
|
Home Improvement Retail | Consumer Cyclical
HD LOW 2 stocks |
$18,861
1.71% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Healthcare Plans | Healthcare
UNH CI CNC CVS HUM 5 stocks |
$18,802
1.7% of portfolio
|
2
|
3
|
- | - |
0
Calls
0
Puts
|
|
Banks—Regional | Financial Services
TFC TCBK RF MTB PNC USB TOWN HBAN 9 stocks |
$18,288
1.66% of portfolio
|
4
|
1
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas Midstream | Energy
OKE EPD ET MPLX WMB STNG KMI ENB 10 stocks |
$16,968
1.54% of portfolio
|
5
|
3
|
- | - |
0
Calls
0
Puts
|
|
Semiconductor Equipment & Materials | Technology
KLAC AMAT LRCX ASML VECO 5 stocks |
$15,573
1.41% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Computer Hardware | Technology
DELL ANET PSTG SMCI 4 stocks |
$15,345
1.39% of portfolio
|
2
|
2
|
- | - |
0
Calls
0
Puts
|
|
Asset Management | Financial Services
USA ARCC BFK BX EXG ETW PMM RIV 52 stocks |
$15,021
1.36% of portfolio
|
17
|
7
|
3
|
- |
0
Calls
0
Puts
|
|
Insurance—Property & Casualty | Financial Services
AFG TRV ALL PGR 4 stocks |
$14,908
1.35% of portfolio
|
2
|
2
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas Integrated | Energy
XOM CVX BP SHEL 4 stocks |
$14,084
1.28% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Discount Stores | Consumer Defensive
TGT COST WMT 3 stocks |
$13,904
1.26% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
REIT—Industrial | Real Estate
PLD PSA EGP IIPR 4 stocks |
$13,545
1.23% of portfolio
|
1
|
3
|
1
|
- |
0
Calls
0
Puts
|
|
Software—Application | Technology
CRM CDNS WDAY NOW SHOP TTD SOUN 7 stocks |
$12,685
1.15% of portfolio
|
5
|
1
|
- | - |
0
Calls
0
Puts
|
|
Banks—Diversified | Financial Services
JPM BAC WFC C SAN 5 stocks |
$12,514
1.13% of portfolio
|
3
|
2
|
- | - |
0
Calls
0
Puts
|
|
Beverages—Non-Alcoholic | Consumer Defensive
KO PEP COKE 3 stocks |
$10,642
0.96% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Household & Personal Products | Consumer Defensive
PG CL KMB ELF 4 stocks |
$10,033
0.91% of portfolio
|
4
|
- | - | - |
0
Calls
0
Puts
|
|
Electrical Equipment & Parts | Industrials
HUBB 1 stocks |
$10,011
0.91% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Tobacco | Consumer Defensive
PM MO BTI 3 stocks |
$9,742
0.88% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Auto Parts | Consumer Cyclical
ALSN 1 stocks |
$9,651
0.87% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Auto Manufacturers | Consumer Cyclical
TSLA F 2 stocks |
$9,451
0.86% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Packaged Foods | Consumer Defensive
INGR KHC CPB FLO 4 stocks |
$9,380
0.85% of portfolio
|
2
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Auto & Truck Dealerships | Consumer Cyclical
PAG AN CPRT KMX 4 stocks |
$9,360
0.85% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Entertainment | Communication Services
NFLX DIS WBD 3 stocks |
$9,297
0.84% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Specialty Chemicals | Basic Materials
PPG SXT APD 3 stocks |
$8,234
0.75% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Insurance—Specialty | Financial Services
ACT FNF 2 stocks |
$8,153
0.74% of portfolio
|
2
|
- |
2
|
- |
0
Calls
0
Puts
|
|
Insurance—Life | Financial Services
GL MET PRU 3 stocks |
$6,728
0.61% of portfolio
|
- |
3
|
- | - |
0
Calls
0
Puts
|
|
$6,533
0.59% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
|
Integrated Freight & Logistics | Industrials
UPS JBHT FDX 3 stocks |
$6,295
0.57% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Medical Devices | Healthcare
GMED MDT SYK ABT BSX ZBH 6 stocks |
$6,194
0.56% of portfolio
|
4
|
2
|
- | - |
0
Calls
0
Puts
|
|
REIT—Healthcare Facilities | Real Estate
WELL OHI PEAK LTC VTR 5 stocks |
$5,968
0.54% of portfolio
|
1
|
3
|
1
|
- |
0
Calls
0
Puts
|
|
REIT—Retail | Real Estate
SPG O GTY KRG 4 stocks |
$5,958
0.54% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Medical Instruments & Supplies | Healthcare
ISRG OSUR 2 stocks |
$5,952
0.54% of portfolio
|
1
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Communication Equipment | Technology
CSCO MSI 2 stocks |
$5,658
0.51% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Utilities—Regulated Electric | Utilities
SO DUK NEE WEC PEG DTE AEE 7 stocks |
$5,634
0.51% of portfolio
|
4
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Capital Markets | Financial Services
TW LPLA MS SCHW 4 stocks |
$5,598
0.51% of portfolio
|
3
|
1
|
- | - |
0
Calls
0
Puts
|
|
Engineering & Construction | Industrials
EME BLD PWR 3 stocks |
$5,304
0.48% of portfolio
|
3
|
- | - | - |
0
Calls
0
Puts
|
|
Restaurants | Consumer Cyclical
MCD SBUX YUM 3 stocks |
$5,092
0.46% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Conglomerates | Industrials
HON CODI MMM 3 stocks |
$5,059
0.46% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Insurance—Diversified | Financial Services
BRK-B ORI 2 stocks |
$4,815
0.44% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Insurance Brokers | Financial Services
AJG BRO 2 stocks |
$4,591
0.42% of portfolio
|
1
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Closed-End Fund - Equity | ETFs
VTI 1 stocks |
$4,515
0.41% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Telecom Services | Communication Services
VZ T CMCSA VOD 4 stocks |
$4,357
0.39% of portfolio
|
2
|
2
|
- | - |
0
Calls
0
Puts
|
|
Building Products & Equipment | Industrials
CSL CARR JCI FBHS 4 stocks |
$4,313
0.39% of portfolio
|
1
|
2
|
1
|
- |
0
Calls
0
Puts
|
|
Diagnostics & Research | Healthcare
MEDP IDXX TMO EXAS ICLR BIAF 6 stocks |
$4,234
0.38% of portfolio
|
4
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Farm & Heavy Construction Machinery | Industrials
CAT DE PCAR 3 stocks |
$4,175
0.38% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
REIT—Residential | Real Estate
AVB MAA INVH 3 stocks |
$3,866
0.35% of portfolio
|
- |
3
|
- | - |
0
Calls
0
Puts
|
|
Specialty Retail | Consumer Cyclical
TSCO ORLY AZO CASY 4 stocks |
$3,174
0.29% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Residential Construction | Consumer Cyclical
LEN DHI PHM 3 stocks |
$3,155
0.29% of portfolio
|
2
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Specialty Business Services | Industrials
CTAS GPN 2 stocks |
$3,012
0.27% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Industrial Distribution | Industrials
GWW CNM 2 stocks |
$2,904
0.26% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Oil & Gas Refining & Marketing | Energy
MPC VLO PSX SUN BPT 5 stocks |
$2,605
0.24% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
REIT—Office | Real Estate
ARE OFC 2 stocks |
$2,533
0.23% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Building Materials | Basic Materials
EXP 1 stocks |
$2,496
0.23% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Apparel Retail | Consumer Cyclical
TJX LULU FL 3 stocks |
$2,391
0.22% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Confectioners | Consumer Defensive
MDLZ 1 stocks |
$2,171
0.2% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Trucking | Industrials
ODFL 1 stocks |
$2,141
0.19% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
REIT—Diversified | Real Estate
VICI EPRT 2 stocks |
$2,124
0.19% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Railroads | Industrials
CSX UNP NSC 3 stocks |
$2,111
0.19% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Biotechnology | Healthcare
MDGL VRTX NVO HALO 4 stocks |
$2,077
0.19% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
REIT—Mortgage | Real Estate
AGNC BXMT NRZ RC 4 stocks |
$1,972
0.18% of portfolio
|
3
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Travel Services | Consumer Cyclical
BKNG CCL 2 stocks |
$1,897
0.17% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Health Information Services | Healthcare
VEEV 1 stocks |
$1,879
0.17% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Footwear & Accessories | Consumer Cyclical
NKE CROX 2 stocks |
$1,439
0.13% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Waste Management | Industrials
WM 1 stocks |
$1,388
0.13% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
REIT—Hotel & Motel | Real Estate
RHP APLE 2 stocks |
$1,224
0.11% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Staffing & Employment Services | Industrials
ADP 1 stocks |
$1,171
0.11% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Electronic Components | Technology
APH OLED 2 stocks |
$1,054
0.1% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Lodging | Consumer Cyclical
MAR 1 stocks |
$1,034
0.09% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Tools & Accessories | Industrials
SNA 1 stocks |
$938
0.08% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Drug Manufacturers—Specialty & Generic | Healthcare
ZTS NBIX TLRY 3 stocks |
$913
0.08% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas E&P | Energy
COP 1 stocks |
$749
0.07% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Steel | Basic Materials
STLD CLF 2 stocks |
$720
0.07% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Recreational Vehicles | Consumer Cyclical
PII 1 stocks |
$647
0.06% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Chemicals | Basic Materials
DOW 1 stocks |
$599
0.05% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Resorts & Casinos | Consumer Cyclical
LVS 1 stocks |
$458
0.04% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Farm Products | Consumer Defensive
ADM 1 stocks |
$430
0.04% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Marine Shipping | Industrials
ESEA DSX 2 stocks |
$419
0.04% of portfolio
|
2
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Real Estate Services | Real Estate
CBRE 1 stocks |
$398
0.04% of portfolio
|
1
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Copper | Basic Materials
FCX 1 stocks |
$383
0.03% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Gambling | Consumer Cyclical
DKNG 1 stocks |
$344
0.03% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
$323
0.03% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
|
Gold | Basic Materials
NEM NG 2 stocks |
$309
0.03% of portfolio
|
1
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Advertising Agencies | Communication Services
OMC 1 stocks |
$261
0.02% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Packaging & Containers | Consumer Cyclical
IP 1 stocks |
$252
0.02% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Electronic Gaming & Multimedia | Communication Services
TTWO 1 stocks |
$227
0.02% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Pharmaceutical Retailers | Healthcare
WBA 1 stocks |
$218
0.02% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Airlines | Industrials
UAL 1 stocks |
$216
0.02% of portfolio
|
1
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Rental & Leasing Services | Industrials
URI 1 stocks |
$205
0.02% of portfolio
|
1
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Medical Care Facilities | Healthcare
BKD 1 stocks |
$170
0.02% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Other Industrial Metals & Mining | Basic Materials
VALE 1 stocks |
$121
0.01% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Utilities—Diversified | Utilities
ELP 1 stocks |
$96
0.01% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Closed-End Fund - Equity | Financial
ZTR 1 stocks |
$62
0.01% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|