Sheaff Brock Investment Advisors, LLC Portfolio Holdings by Sector
Sheaff Brock Investment Advisors, LLC
- $1.14 Billion
- Q4 2024
| Industry | Value | Buys | Sells | New Positions | Closed Positions | Options |
|---|---|---|---|---|---|---|
|
Semiconductors | Technology
NVDA AVGO QCOM TXN AMD MRVL MU INTC 10 stocks |
$140,156
12.63% of portfolio
|
4
|
6
|
1
|
- |
0
Calls
0
Puts
|
|
Consumer Electronics | Technology
AAPL SONO 2 stocks |
$134,602
12.13% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
ETFs | ETFs
QQQ SPY DIA VOO XLK TQQQ PFF VV 73 stocks |
$82,734
7.46% of portfolio
|
36
|
12
|
3
|
- |
0
Calls
2
Puts
|
|
Software—Infrastructure | Technology
MSFT ORCL ADBE SNPS CRWD PANW PLTR NTNX 14 stocks |
$57,230
5.16% of portfolio
|
11
|
3
|
4
|
- |
1
Calls
1
Puts
|
|
Drug Manufacturers—General | Healthcare
LLY MRK ABBV JNJ PFE BMY AMGN 7 stocks |
$54,896
4.95% of portfolio
|
3
|
4
|
- | - |
0
Calls
0
Puts
|
|
Internet Content & Information | Communication Services
META GOOGL GOOG TWLO 4 stocks |
$39,409
3.55% of portfolio
|
- |
3
|
- | - |
0
Calls
0
Puts
|
|
Information Technology Services | Technology
IBM ACN BR IT EXLS CTSH FISV 7 stocks |
$36,400
3.28% of portfolio
|
3
|
3
|
- | - |
0
Calls
0
Puts
|
|
Specialty Industrial Machinery | Industrials
CMI PH AME GE XYL GGG EMR 7 stocks |
$25,119
2.26% of portfolio
|
2
|
2
|
- | - |
0
Calls
0
Puts
|
|
Internet Retail | Consumer Cyclical
AMZN MELI EBAY BABA 4 stocks |
$24,601
2.22% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Credit Services | Financial Services
AXP MA V PYPL DFS MFIN 6 stocks |
$20,665
1.86% of portfolio
|
1
|
3
|
- | - |
0
Calls
0
Puts
|
|
Aerospace & Defense | Industrials
LMT GD BA AXON RTX NOC BA 7 stocks |
$20,497
1.85% of portfolio
|
3
|
4
|
1
|
- |
1
Calls
0
Puts
|
|
Banks—Regional | Financial Services
TFC TCBK RF MTB PNC USB TOWN HBAN 10 stocks |
$18,798
1.69% of portfolio
|
3
|
3
|
1
|
- |
0
Calls
0
Puts
|
|
Oil & Gas Midstream | Energy
OKE ET EPD MPLX WMB KMI ENB STNG 10 stocks |
$18,592
1.68% of portfolio
|
7
|
1
|
- | - |
0
Calls
0
Puts
|
|
REIT—Specialty | Real Estate
IRM DLR EQIX AMT 4 stocks |
$16,460
1.48% of portfolio
|
- |
4
|
- | - |
0
Calls
0
Puts
|
|
Healthcare Plans | Healthcare
UNH CI CNC CVS HUM 5 stocks |
$15,658
1.41% of portfolio
|
2
|
3
|
- | - |
0
Calls
0
Puts
|
|
Software—Application | Technology
CRM CDNS WDAY SOUN NOW APP SHOP TTD 9 stocks |
$15,356
1.38% of portfolio
|
6
|
3
|
2
|
- |
0
Calls
0
Puts
|
|
Asset Management | Financial Services
USA ARCC EXG BX BFK ETW MAIN RIV 52 stocks |
$15,128
1.36% of portfolio
|
19
|
8
|
3
|
- |
0
Calls
0
Puts
|
|
Banks—Diversified | Financial Services
JPM BAC WFC C SAN 5 stocks |
$14,507
1.31% of portfolio
|
3
|
2
|
- | - |
0
Calls
0
Puts
|
|
Insurance—Property & Casualty | Financial Services
AFG TRV PGR ALL 4 stocks |
$14,396
1.3% of portfolio
|
- |
4
|
- | - |
0
Calls
0
Puts
|
|
Home Improvement Retail | Consumer Cyclical
HD LOW 2 stocks |
$13,600
1.23% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas Integrated | Energy
XOM CVX BP SHEL 4 stocks |
$13,161
1.19% of portfolio
|
- |
4
|
- | - |
0
Calls
0
Puts
|
|
Auto Manufacturers | Consumer Cyclical
TSLA F 2 stocks |
$12,931
1.17% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Semiconductor Equipment & Materials | Technology
KLAC ASML AMAT 3 stocks |
$11,625
1.05% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Computer Hardware | Technology
DELL PSTG NTAP 3 stocks |
$11,402
1.03% of portfolio
|
1
|
2
|
1
|
- |
0
Calls
0
Puts
|
|
Entertainment | Communication Services
NFLX DIS 2 stocks |
$11,273
1.02% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
REIT—Industrial | Real Estate
PLD PSA EGP 3 stocks |
$11,043
1.0% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
Communication Equipment | Technology
CSCO MSI 2 stocks |
$9,909
0.89% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Auto Parts | Consumer Cyclical
ALSN 1 stocks |
$9,885
0.89% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Tobacco | Consumer Defensive
PM MO BTI 3 stocks |
$9,860
0.89% of portfolio
|
3
|
- | - | - |
0
Calls
0
Puts
|
|
Household & Personal Products | Consumer Defensive
PG CL ELF KMB 4 stocks |
$9,629
0.87% of portfolio
|
1
|
3
|
- | - |
0
Calls
0
Puts
|
|
Electrical Equipment & Parts | Industrials
HUBB VRT 2 stocks |
$9,200
0.83% of portfolio
|
1
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Discount Stores | Consumer Defensive
COST WMT TGT 3 stocks |
$9,160
0.83% of portfolio
|
- |
3
|
- | - |
0
Calls
0
Puts
|
|
Packaged Foods | Consumer Defensive
INGR KHC CPB JVA 4 stocks |
$9,118
0.82% of portfolio
|
2
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Auto & Truck Dealerships | Consumer Cyclical
PAG AN CPRT KMX 4 stocks |
$8,862
0.8% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas Equipment & Services | Energy
BKR SLB 2 stocks |
$8,431
0.76% of portfolio
|
2
|
- |
2
|
- |
0
Calls
0
Puts
|
|
Farm & Heavy Construction Machinery | Industrials
CAT DE PCAR 3 stocks |
$7,367
0.66% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Insurance—Life | Financial Services
GL AFL PRU 3 stocks |
$7,002
0.63% of portfolio
|
1
|
2
|
1
|
- |
0
Calls
0
Puts
|
|
Insurance—Specialty | Financial Services
ACT 1 stocks |
$6,987
0.63% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Engineering & Construction | Industrials
EME FIX BLD PWR 4 stocks |
$6,915
0.62% of portfolio
|
3
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
$6,906
0.62% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
|
Medical Devices | Healthcare
GMED ABT MDT SYK BSX ZBH 6 stocks |
$6,877
0.62% of portfolio
|
3
|
3
|
- | - |
0
Calls
0
Puts
|
|
Medical Instruments & Supplies | Healthcare
ISRG 1 stocks |
$6,268
0.56% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
REIT—Retail | Real Estate
SPG O GTY REG KRG 5 stocks |
$6,174
0.56% of portfolio
|
1
|
3
|
1
|
- |
0
Calls
0
Puts
|
|
Capital Markets | Financial Services
LPLA TW SCHW MS GS 5 stocks |
$6,033
0.54% of portfolio
|
1
|
3
|
1
|
- |
0
Calls
0
Puts
|
|
Beverages—Non-Alcoholic | Consumer Defensive
KO PEP COKE 3 stocks |
$5,585
0.5% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Integrated Freight & Logistics | Industrials
UPS JBHT FDX 3 stocks |
$5,583
0.5% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Conglomerates | Industrials
HON CODI MMM 3 stocks |
$5,534
0.5% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
REIT—Healthcare Facilities | Real Estate
WELL OHI PEAK LTC VTR 5 stocks |
$5,518
0.5% of portfolio
|
1
|
3
|
- | - |
0
Calls
0
Puts
|
|
Utilities—Regulated Electric | Utilities
SO DUK NEE WEC ED PEG DTE AEE 8 stocks |
$5,441
0.49% of portfolio
|
3
|
3
|
1
|
- |
0
Calls
0
Puts
|
|
Diagnostics & Research | Healthcare
MEDP IDXX DGX A TMO BIAF 6 stocks |
$5,250
0.47% of portfolio
|
5
|
- |
2
|
- |
0
Calls
0
Puts
|
|
Insurance—Diversified | Financial Services
BRK-B ORI 2 stocks |
$5,074
0.46% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Restaurants | Consumer Cyclical
MCD SBUX YUM 3 stocks |
$4,763
0.43% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
Closed-End Fund - Equity | ETFs
VTI 1 stocks |
$4,722
0.43% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Insurance Brokers | Financial Services
AJG BRO 2 stocks |
$4,666
0.42% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Telecom Services | Communication Services
VZ T CMCSA VOD 4 stocks |
$4,105
0.37% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
REIT—Residential | Real Estate
AVB MAA INVH 3 stocks |
$3,658
0.33% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
Specialty Retail | Consumer Cyclical
TSCO ORLY AZO CASY 4 stocks |
$3,532
0.32% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Building Products & Equipment | Industrials
CSL CARR JCI FBHS 4 stocks |
$3,242
0.29% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
Industrial Distribution | Industrials
GWW CNM 2 stocks |
$2,991
0.27% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Specialty Business Services | Industrials
CTAS GPN 2 stocks |
$2,740
0.25% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Apparel Retail | Consumer Cyclical
TJX LULU FL 3 stocks |
$2,587
0.23% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Biotechnology | Healthcare
MDGL VRTX HALO NVO AVXL 5 stocks |
$2,422
0.22% of portfolio
|
4
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Residential Construction | Consumer Cyclical
LEN PHM DHI 3 stocks |
$2,405
0.22% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Health Information Services | Healthcare
VEEV DOCS 2 stocks |
$2,387
0.22% of portfolio
|
1
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Travel Services | Consumer Cyclical
BKNG CCL 2 stocks |
$2,262
0.2% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Building Materials | Basic Materials
EXP 1 stocks |
$2,127
0.19% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas Refining & Marketing | Energy
MPC VLO PSX BPT 4 stocks |
$2,085
0.19% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Specialty Chemicals | Basic Materials
SXT APD 2 stocks |
$1,951
0.18% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
REIT—Diversified | Real Estate
VICI EPRT 2 stocks |
$1,892
0.17% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Confectioners | Consumer Defensive
MDLZ 1 stocks |
$1,767
0.16% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
REIT—Mortgage | Real Estate
DX BXMT AGNC NRZ 4 stocks |
$1,755
0.16% of portfolio
|
2
|
2
|
1
|
- |
0
Calls
0
Puts
|
|
Trucking | Industrials
ODFL 1 stocks |
$1,612
0.15% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Railroads | Industrials
CSX UNP NSC 3 stocks |
$1,464
0.13% of portfolio
|
- |
3
|
- | - |
0
Calls
0
Puts
|
|
Staffing & Employment Services | Industrials
ADP PAYX 2 stocks |
$1,442
0.13% of portfolio
|
1
|
- |
1
|
- |
0
Calls
0
Puts
|
|
REIT—Office | Real Estate
OFC ARE 2 stocks |
$1,401
0.13% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Waste Management | Industrials
WM 1 stocks |
$1,316
0.12% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Lodging | Consumer Cyclical
MAR 1 stocks |
$1,196
0.11% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
REIT—Hotel & Motel | Real Estate
RHP APLE 2 stocks |
$1,131
0.1% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Footwear & Accessories | Consumer Cyclical
NKE CROX 2 stocks |
$1,118
0.1% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Tools & Accessories | Industrials
SNA 1 stocks |
$1,099
0.1% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Oil & Gas E&P | Energy
COP CTRA 2 stocks |
$984
0.09% of portfolio
|
2
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Drug Manufacturers—Specialty & Generic | Healthcare
ZTS NBIX 2 stocks |
$858
0.08% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Steel | Basic Materials
STLD 1 stocks |
$573
0.05% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Chemicals | Basic Materials
DOW 1 stocks |
$503
0.05% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Resorts & Casinos | Consumer Cyclical
LVS 1 stocks |
$467
0.04% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Marine Shipping | Industrials
ESEA DSX 2 stocks |
$455
0.04% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Recreational Vehicles | Consumer Cyclical
PII 1 stocks |
$447
0.04% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Airlines | Industrials
UAL 1 stocks |
$368
0.03% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Farm Products | Consumer Defensive
ADM 1 stocks |
$364
0.03% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Copper | Basic Materials
FCX 1 stocks |
$291
0.03% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
$281
0.03% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
|
Packaging & Containers | Consumer Cyclical
IP 1 stocks |
$278
0.03% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Electronic Gaming & Multimedia | Communication Services
TTWO 1 stocks |
$272
0.02% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Pharmaceutical Retailers | Healthcare
WBA 1 stocks |
$256
0.02% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Electronic Components | Technology
OLED 1 stocks |
$211
0.02% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Medical Care Facilities | Healthcare
BKD 1 stocks |
$125
0.01% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Other Industrial Metals & Mining | Basic Materials
VALE 1 stocks |
$93
0.01% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Utilities—Diversified | Utilities
ELP 1 stocks |
$77
0.01% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Gold | Basic Materials
NG 1 stocks |
$35
0.0% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|