Sigma Planning Corp Rivernorth Opportunities Fund, Inc. Transaction History

Sigma Planning Corp

$3.22 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 01, 2024	SELL	$10.97 - $12.09 $28,587 - $31,506	-2,606 Reduced 11.17%	20,725 $249,000
Q4 2023 Feb 01, 2024	SELL	$9.67 - $11.25 $181,941 - $211,668	-18,815 Reduced 44.64%	23,331 $256,000
Q3 2023 Nov 06, 2023	BUY	$10.51 - $11.51 $1,923 - $2,106	183 Added 0.44%	42,146 $442,000
Q2 2023 Aug 01, 2023	BUY	$10.89 - $11.6 $1,949 - $2,076	179 Added 0.43%	41,963 $480,000
Q1 2023 May 05, 2023	BUY	$10.92 - $12.55 $5,885 - $6,764	539 Added 1.31%	41,784 $474,000
Q4 2022 Jan 24, 2023	SELL	$11.74 - $13.29 $25,475 - $28,839	-2,170 Reduced 5.0%	41,245 $0
Q3 2022 Nov 10, 2022	BUY	$11.85 - $25.11 $139,581 - $295,770	11,779 Added 37.23%	43,415 $529,000
Q2 2022 Aug 11, 2022	BUY	$12.58 - $16.29 $397,980 - $515,350	31,636 New	31,636 $447,000

Others Institutions Holding RIV

# of Institutions

46

Shares Held

4.86M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.71M
Shares

$20.2 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

609K
Shares

$7.18 Million
0.17% of portfolio
Lpl Financial LLC Fort Mill, SC

326K
Shares

$3.85 Million
0.0% of portfolio
National Asset Management, Inc. Boca Raton, FL

253K
Shares

$2.99 Million
0.09% of portfolio
Wells Fargo & Company San Francisco, CA

227K
Shares

$2.68 Million
0.0% of portfolio

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

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