Steward Partners Investment Advisory, LLC Closed Holding Positions

Steward Partners Investment Advisory, LLC

$11 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Burgettstown Area Sch Dist Pa, Go Taxable Notes	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Salt River Proj Az Agric Impt & Pwr Dist Elec Sys Rev, Elec Sys Ref Rev Bds,	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
Michigan St, Ref Bds, Environmental Pgm	Q3 2021 Filed on Nov 12, 2021	30,000	N/A
Michigan St, Go Enivronmental Pgm Bds	Q3 2021 Filed on Nov 12, 2021	15,000	N/A
Gs Finance Corp. 3 Y Euro Stoxx 50 Index Accelerated Return Floor	Q3 2021 Filed on Nov 12, 2021	186,000	N/A
BURBY Burberry Group PLC Sponsored A	Q3 2021 Filed on Nov 12, 2021	209	$24.21 - $30.37 $5.06K - $6.35K
Salt River Proj Az Agric Impt & Pwr Dist Elec Sys Rev, Elec Sys Ref Rev Bds,	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Michigan St, Go Enviromental Pgm Ref Bds	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Buncombe Cnty Nc LTD Oblig, Bds	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Churchill Capital Corporation Iv Class A	Q3 2021 Filed on Nov 12, 2021	1,257	N/A
Gs Finance Corp. 6 Y Dow Jones Industrial Average Absolute Return	Q3 2021 Filed on Nov 12, 2021	100,000	N/A
Salt River Proj Az Agric Impt & Pwr Dist Elec Sys Rev, Elec Sys Ref Rev Bds,	Q3 2021 Filed on Nov 12, 2021	55,000	N/A
Bunches Bend Protn Dist La, Rev Bds	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
Michigan St, Go Enviromental Pgm Ref Bds	Q3 2021 Filed on Nov 12, 2021	30,000	N/A
Gs Finance Corp. 2.5 Y Euro Stoxx 50 Index Buffered Return Note	Q3 2021 Filed on Nov 12, 2021	170,000	N/A
Van Kampen Build America Bonds 10 20 Year 6 Monthly Cash	Q3 2021 Filed on Nov 12, 2021	2	N/A
Michigan St, Go Environmental Pgm Bds	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Gs Finance Corp. 3 Y Euro Stoxx 50 Index Buffered Return Note	Q3 2021 Filed on Nov 12, 2021	20,000	N/A
Salt Riv Proj Agric Impt & Pwr Dist Az Elec Sys Rev, Bds	Q3 2021 Filed on Nov 12, 2021	150,000	N/A
Van Kampen Build America Bonds Income Trust 65 Monthly Cash	Q3 2021 Filed on Nov 12, 2021	100	N/A
Goldman Sachs Group Inc. 7 Y Momentum Builder Index Market	Q3 2021 Filed on Nov 12, 2021	150,000	N/A
Michigan St, Go Environmental Pgm Bds	Q3 2021 Filed on Nov 12, 2021	15,000	N/A
Salt Riv Proj Agric Impt & Pwr Dist Az Elec Sys Rev, Rev Ref Bds	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Van Kampen Build America Bonds Income Tr #22 Cash Monthly	Q3 2021 Filed on Nov 12, 2021	7	N/A
Salina Kans, Go Ref Bds	Q3 2021 Filed on Nov 12, 2021	20,000	N/A
Salt Lake City Ut Arpt Rev, Bds	Q3 2021 Filed on Nov 12, 2021	5,000	N/A
Guadalupe Blanco Riv Auth Tx Contract Rev, Rev Ref Bds, Regional Raw Wtr	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Michigan Fin Auth Rev, Hosp Rev Ref Bds, Henry Ford Hlth Sys	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
Sales Tax Asset Receivable Corp N Y, Rev Bds	Q3 2021 Filed on Nov 12, 2021	75,000	N/A
PHOT Growlife, Inc. Industrials	Q3 2021 Filed on Nov 12, 2021	47	$0.04 - $0.09 $1.88 - $4.23
Buffalo Ny Mun Wtr Fin Auth Wtr Sys Rev, Ref Bds	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Michigan Fin Auth Rev, Rev Bds	Q3 2021 Filed on Nov 12, 2021	30,000	N/A
Grossmont Ca Un High Sch Dist, Go Bds	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
Bucks Cnty Pa Wtr & Swr Auth Rev Wtr Sys Rev, Wtr Sys Rev Bds	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Sales Tax Asset Receivable Corp N Y, Rev Bds	Q3 2021 Filed on Nov 12, 2021	30,000	N/A
Michigan Fin Auth Rev, Rev And Ref Bds, Trinity Hlth Credit Group	Q3 2021 Filed on Nov 12, 2021	20,000	N/A
Gridley Ca Redev Agy Tax Alloc, Tax Alloc Bds, Gridley Redev Proj	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Bucks Cnty Pa Wtr & Swr Auth Swr Sys Rev, Rev Bds	Q3 2021 Filed on Nov 12, 2021	250,000	N/A
Sales Tax Asset Receivable Corp N Y, Rev Bds	Q3 2021 Filed on Nov 12, 2021	100,000	N/A
Michigan Fin Auth Rev, Hospital Rev Ref Bds, Beaumont Health System,	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Greenwood Tx Util Dist, Wtrworks And Swr Sys Combined Ultd Tax Rev Bds	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Bucks Cnty Pa Wtr & Swr Auth Swr Sys Rev, Rev Bds	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
Sales Tax Asset Receivable Corp N Y, Rev Bds	Q3 2021 Filed on Nov 12, 2021	30,000	N/A
Bucks Cnty Pa, Go Bds	Q3 2021 Filed on Nov 12, 2021	15,000	N/A
Sales Tax Asset Receivable Corp N Y, Rev Bds	Q3 2021 Filed on Nov 12, 2021	100,000	N/A
MGDDY Michelin Compagnie Generale Des Etablissements Michelin Consumer Cyclical	Q3 2021 Filed on Nov 12, 2021	356	$18.94 - $21.39 $6.74K - $7.61K
Greenwood Fifty Sch Facilities Inc Sc Installment Pur Rev, Ref Rev Bds	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Bryant Ar Sch Dist No 25, Ref And Constr Bds	Q3 2021 Filed on Nov 12, 2021	20,000	N/A
Miami Dade Cnty Fl Seaport Rev, Rev Bds	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Siam Cement Public Company Limited Shs Fgn Reg	Q3 2021 Filed on Nov 12, 2021	50	N/A

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