Stifel Financial Corp Guggenheim Active Allocation Fund Transaction History

Stifel Financial Corp

$106 Billion
Q3 2025

A detailed history of Stifel Financial Corp transactions in Guggenheim Active Allocation Fund stock. As of the latest transaction made, Stifel Financial Corp holds 49,474 shares of GUG stock, worth $750,520. This represents 0.0% of its overall portfolio holdings.

Number of Shares

49,474

Previous 65,580 24.56%

Holding current value

$750,520

Previous $1.03 Million 24.78%

% of portfolio

0.0%

Previous 0.0%

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 12, 2025	SELL	$15.2 - $16.25 $244,811 - $261,722	-16,106 Reduced 24.56%	49,474 $771,000
Q2 2025 Aug 14, 2025	BUY	$13.98 - $15.75 $67,285 - $75,804	4,813 Added 7.92%	65,580 $1.03 Million
Q1 2025 May 13, 2025	BUY	$14.92 - $15.9 $83,179 - $88,642	5,575 Added 10.1%	60,767 $915,000
Q4 2024 Feb 13, 2025	BUY	$14.87 - $16.49 $5,933 - $6,579	399 Added 0.73%	55,192 $820,000
Q3 2024 Nov 14, 2024	BUY	$15.15 - $16.65 $119,624 - $131,468	7,896 Added 16.84%	54,793 $906,000

Q2 2024 Aug 13, 2024	BUY	$14.03 - $15.23 $41,276 - $44,806	2,942 Added 6.69%	46,897 $700,000
Q1 2024 May 13, 2024	BUY	$14.12 - $15.03 $108,554 - $115,550	7,688 Added 21.2%	43,955 $646,000
Q4 2023 Feb 12, 2024	BUY	$12.77 - $14.71 $128,095 - $147,556	10,031 Added 38.23%	36,267 $531,000
Q3 2023 Nov 13, 2023	BUY	$13.46 - $14.35 $86,426 - $92,141	6,421 Added 32.4%	26,236 $354,000
Q2 2023 Aug 14, 2023	BUY	$13.44 - $14.36 $20,401 - $21,798	1,518 Added 8.3%	19,815 $284,000
Q1 2023 May 12, 2023	BUY	$13.52 - $15.23 $72,953 - $82,181	5,396 Added 41.83%	18,297 $256,000
Q4 2022 Feb 13, 2023	BUY	$13.09 - $14.61 $18,692 - $20,863	1,428 Added 12.45%	12,901 $173,000
Q3 2022 Nov 14, 2022	BUY	$12.83 - $15.91 $731 - $906	57 Added 0.5%	11,473 $148,000
Q2 2022 Aug 15, 2022	BUY	$13.82 - $17.68 $1,865 - $2,386	135 Added 1.2%	11,416 $162,000
Q1 2022 May 13, 2022	BUY	$16.5 - $20.08 $186,136 - $226,522	11,281 New	11,281 $193,000

Others Institutions Holding GUG

# of Institutions

Shares Held

11M

Call Options Held

Put Options Held

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About Guggenheim Active Allocation Fund

Ticker GUG
Exchange NYSE
Sector ETFs
Industry ETFs

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Stifel Financial Corp Guggenheim Active Allocation Fund Transaction History