Stifel Financial Corp Rivernorth Opportunities Fund, Inc. Transaction History

Stifel Financial Corp

$106 Billion
Q3 2025

A detailed history of Stifel Financial Corp transactions in Rivernorth Opportunities Fund, Inc. stock. As of the latest transaction made, Stifel Financial Corp holds 127,037 shares of RIV stock, worth $1.46 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares

127,037

Previous 93,610 35.71%

Holding current value

$1.46 Million

Previous $1.15 Million 32.52%

% of portfolio

0.0%

Previous 0.0%

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 12, 2025	BUY	$11.93 - $12.5 $398,784 - $417,837	33,427 Added 35.71%	127,037 $1.52 Million
Q2 2025 Aug 14, 2025	BUY	$10.42 - $12.26 $975,416 - $1.15 Million	93,610 New	93,610 $1.15 Million
Q2 2022 Aug 15, 2022	SELL	$12.58 - $16.29 $6,290 - $8,145	-500 Reduced 4.0%	11,999 $169,000
Q1 2022 May 13, 2022	BUY	$15.2 - $16.65 $7,600 - $8,325	500 Added 4.17%	12,499 $200,000
Q4 2021 Feb 14, 2022	SELL	$15.76 - $17.65 $1,576 - $1,764	-100 Reduced 0.83%	11,999 $191,000

Q3 2021 Nov 15, 2021	SELL	$16.9 - $18.74 $142,855 - $158,409	-8,453 Reduced 41.13%	12,099 $206,000
Q2 2021 Aug 13, 2021	SELL	$17.13 - $18.57 $856 - $928	-50 Reduced 0.24%	20,552 $377,000
Q1 2021 May 14, 2021	SELL	$16.1 - $17.75 $5,635 - $6,212	-350 Reduced 1.67%	20,602 $359,000
Q4 2020 Feb 12, 2021	SELL	$13.86 - $16.32 $3,686 - $4,341	-266 Reduced 1.25%	20,952 $337,000
Q3 2020 Nov 16, 2020	SELL	$14.1 - $16.09 $2,115 - $2,413	-150 Reduced 0.7%	21,218 $304,000
Q1 2020 May 14, 2020	SELL	$9.57 - $17.2 $4,459 - $8,015	-466 Reduced 2.13%	21,368 $264,000
Q4 2019 Feb 13, 2020	BUY	$15.99 - $17.01 $107,676 - $114,545	6,734 Added 44.6%	21,834 $358,000
Q1 2019 May 14, 2019	BUY	$16.14 - $16.98 $6,456 - $6,792	400 Added 2.72%	15,100 $250,000
Q4 2018 Feb 13, 2019	BUY	$14.2 - $18.6 $208,740 - $273,420	14,700 New	14,700 $238,000

Others Institutions Holding RIV

# of Institutions

Shares Held

6.07M

Call Options Held

Put Options Held

View Full List

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

More about RIV

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Stifel Financial Corp, based on Form 13F filings with the SEC.

News

Stay updated on Stifel Financial Corp with notifications on news.

Account

Stifel Financial Corp Rivernorth Opportunities Fund, Inc. Transaction History