Thomas J. Herzfeld Advisors, Inc. Nuveen Floating Rate Income Opportunity Fund Transaction History

Thomas J. Herzfeld Advisors, Inc.

$300 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$9.89 - $10.13 $1.8 Million - $1.85 Million	-182,277 Closed	0 $0
Q3 2021 Nov 12, 2021	BUY	$9.46 - $10.02 $42,021 - $44,508	4,442 Added 2.5%	182,277 $1.82 Million
Q2 2021 Aug 16, 2021	BUY	$9.39 - $9.76 $52,508 - $54,577	5,592 Added 3.25%	177,835 $1.74 Million
Q1 2021 May 14, 2021	BUY	$8.65 - $9.61 $908,786 - $1.01 Million	105,062 Added 156.39%	172,243 $1.64 Million
Q4 2020 Feb 16, 2021	BUY	$7.84 - $8.72 $526,699 - $585,818	67,181 New	67,181 $582,000
Q4 2019 Feb 14, 2020	SELL	$9.3 - $9.99 $3.01 Million - $3.24 Million	-323,905 Closed	0 $0
Q3 2019 Nov 08, 2019	SELL	$9.42 - $9.78 $11,888 - $12,342	-1,262 Reduced 0.39%	323,905 $3.09 Million
Q2 2019 Aug 13, 2019	BUY	$9.54 - $10.03 $417,479 - $438,922	43,761 Added 15.55%	325,167 $3.17 Million
Q1 2019 May 14, 2019	BUY	$9.25 - $10.27 $17,954 - $19,934	1,941 Added 0.69%	281,406 $2.7 Million
Q4 2018 Feb 14, 2019	SELL	$8.74 - $10.35 $28,571 - $33,834	-3,269 Reduced 1.16%	279,465 $2.52 Million
Q3 2018 Nov 14, 2018	BUY	$10.1 - $10.41 $2.16 Million - $2.23 Million	214,088 Added 311.87%	282,734 $2.92 Million
Q2 2018 Aug 14, 2018	BUY	$10.34 - $10.91 $709,799 - $748,927	68,646 New	68,646 $715,000

Others Institutions Holding JRO

# of Institutions

7

Shares Held

446K

Call Options Held

0

Put Options Held

0

About Nuveen Floating Rate Income Opportunity Fund

Ticker JRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Opportunity Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. It invests in fixed income markets of the United States. The fund invests in adjustable rate loans, primarily in senior loans. It benchm...

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