Thomas J. Herzfeld Advisors, Inc. Special Opportunities Fund, Inc. Transaction History

Thomas J. Herzfeld Advisors, Inc.

$300 Billion
Q3 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 14, 2022	SELL	$11.0 - $24.0 $1.17 Million - $2.55 Million	-106,232 Reduced 55.87%	83,913 $931,000
Q2 2022 Aug 10, 2022	BUY	$12.06 - $15.05 $1.67 Million - $2.08 Million	138,315 Added 266.86%	190,145 $2.35 Million
Q1 2022 May 16, 2022	SELL	$14.04 - $15.6 $2.34 Million - $2.6 Million	-166,486 Reduced 76.26%	51,830 $778,000
Q4 2021 Feb 14, 2022	BUY	$14.56 - $16.24 $101,410 - $113,111	6,965 Added 3.3%	218,316 $3.37 Million
Q3 2021 Nov 12, 2021	SELL	$15.02 - $16.02 $84,051 - $89,647	-5,596 Reduced 2.58%	211,351 $3.25 Million
Q2 2021 Aug 16, 2021	BUY	$14.68 - $15.51 $3.18 Million - $3.36 Million	216,947 New	216,947 $3.29 Million
Q2 2019 Aug 13, 2019	SELL	$13.13 - $13.75 $2,757 - $2,887	-210 Closed	0 $0
Q1 2019 May 14, 2019	SELL	$12.02 - $13.44 $512,725 - $573,296	-42,656 Reduced 99.51%	210 $3,000
Q4 2018 Feb 14, 2019	SELL	$11.39 - $15.15 $125,290 - $166,650	-11,000 Reduced 20.42%	42,866 $508,000
Q3 2018 Nov 14, 2018	SELL	$14.9 - $15.18 $19,906 - $20,280	-1,336 Reduced 2.42%	53,866 $812,000
Q2 2018 Aug 14, 2018	SELL	$14.67 - $15.32 $5,075 - $5,300	-346 Reduced 0.62%	55,202 $829,000
Q1 2018 May 15, 2018	SELL	$14.49 - $15.74 $3,187 - $3,462	-220 Reduced 0.39%	55,548 $819,000
Q4 2017 Feb 14, 2018	SELL	$14.81 - $16.11 $80,507 - $87,573	-5,436 Reduced 8.88%	55,768 $830,000
Q3 2017 Nov 14, 2017	SELL	$15.04 - $15.86 $25,718 - $27,120	-1,710 Reduced 2.72%	61,204 $971,000
Q2 2017 Aug 14, 2017	BUY	N/A	62,914	62,914 $956,000

Others Institutions Holding SPE

# of Institutions

39

Shares Held

3.12M

Call Options Held

0

Put Options Held

0

Kovitz Investment Group Partners, LLC

1.57M
Shares

$24.2 Million
0.15% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

310K
Shares

$4.8 Million
0.24% of portfolio
Blue Bell Private Wealth Management, LLC

270K
Shares

$4.17 Million
0.75% of portfolio
Css LLC Chicago, IL

258K
Shares

$4 Million
0.36% of portfolio
Morgan Stanley New York, NY

130K
Shares

$2.01 Million
0.0% of portfolio

About SPECIAL OPPORTUNITIES FUND, INC.

Ticker SPE
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Special Opportunities Fund, Inc. is a close-ended balanced fund of funds launched and managed by Bulldog Investors, LLC. It invests in close-ended funds investing in public equity and fixed income markets. The fund employs a combination of value, opportunistic and special situations strategies to make its investments. It benchmarks the performan...

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