Vivaldi Capital Management LP B. Riley Financial, Inc. Transaction History

Vivaldi Capital Management LP

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2019 Feb 11, 2020	SELL	$22.2 - $29.7 $23.9 Million - $31.9 Million	-1,075,000 Closed	0 $0
Q3 2019 Nov 14, 2019	BUY	$18.34 - $25.1 $15.1 Million - $20.7 Million	825,000 Added 330.0%	1,075,000 $25.4 Million
Q1 2019 May 15, 2019	BUY	$13.73 - $17.49 $3.43 Million - $4.37 Million	250,000 New	250,000 $4.17 Million
Q4 2018 Feb 13, 2019	SELL	$14.16 - $22.45 $3.54 Million - $5.61 Million	-250,000 Closed	0 $0
Q3 2018 Nov 14, 2018	BUY	$21.45 - $23.0 $5.36 Million - $5.75 Million	250,000 New	250,000 $5.66 Million

150

9.42M

3.34M

5.63M

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $137M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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