Wellington Shields Capital Management, LLC Portfolio Holdings

Wellington Shields Capital Management, LLC

$623 Million
Q3 2025

Wellington Shields Capital Management, LLC has filed its 13F form on November 05, 2025 for Q3 2025 where it was disclosed a total value porftolio of $623 Million distributed in 335 stocks.

Among their holdings, we can observe that their the top five positions include companies like: Microsoft Corp with a value of $54.3M, Alphabet Inc. with a value of $31.5M, Apple Inc. with a value of $30.6M, Blackstone Inc. with a value of $25.3M, and Alphabet Inc. with a value of $24.2M.

Examining the 13F form we can see an increase of $55.7M in the current position value, from $567M to 623M.

Wellington Shields Capital Management, LLC is based out at New York, NY

Below you can find more details about Wellington Shields Capital Management, LLC portfolio as well as his latest detailed transactions.

Portfolio value $623 Million

Technology: $167 Million

Financial Services: $131 Million

Industrials: $77.2 Million

Communication Services: $62.9 Million

ETFs: $46.1 Million

Healthcare: $40 Million

Consumer Cyclical: $34 Million

Energy: $26.1 Million

Other: $36.9 Million

Stock Holdings Table ETFs Only

Stock	Market Cap.	Holding Value (Reported)	# of Shares.	Last Trade
SOXX Ishares Semiconductor ETF ETFs	$0	$5.78 Million 0.93% of portfolio	21,308	Q3 2025 Reduced 9.73%
VOO Vanguard Index Fds S&P 500 ETF ETFs	$0	$4.98 Million 0.8% of portfolio	8,133	Q3 2025 Reduced 40.0%
XME Spdr Ser Tr Spdr S&P Metals & ETFs	$0	$4.35 Million 0.7% of portfolio	46,721	Q3 2025 Reduced 0.9%
SMH Vaneck ETF Tr Semiconductor Et ETFs	$0	$4.29 Million 0.69% of portfolio	13,150	Q3 2025 Reduced 5.47%
SLV I Shares Silver Trust ETFs	$24.1B	$2.94 Million 0.47% of portfolio	69,302	Q3 2025 Added 1.02%
SPY Spdr S&P 500 ETF Trust ETFs	$0	$2.82 Million 0.45% of portfolio	4,240	Q3 2025 Added 14.56%
GLD Spdr Gold Trust ETFs	$130B	$2.51 Million 0.4% of portfolio	7,069	Q3 2025 Reduced 2.08%
GDXJ Vaneck ETF Tr Jr Gold Miners E ETFs	$0	$1.68 Million 0.27% of portfolio	16,950	Q1 2025 Reduced 91.72%
RSP Invesco S&P 500 Equal Weight E ETFs	$0	$1.36 Million 0.22% of portfolio	7,175	Q3 2025 Reduced 2.38%

EWZ Ishares Inc Msci Brazil ETF ETFs	$0	$1.29 Million 0.21% of portfolio	41,500	Q4 2024 Reduced 1.66%
XLF Financial Sector Spdr ETFs	$0	$1.19 Million 0.19% of portfolio	22,157	Q3 2025 Added 9.41%
XOP Spdr Ser Tr Oil & Gas Explorat ETFs	$0	$1.15 Million 0.18% of portfolio	8,690	Q3 2025 Reduced 5.44%
GDX Vaneck ETF Tr Gold Miners ETF ETFs	$0	$1.06 Million 0.17% of portfolio	13,900	Q2 2025 New
AMLP Alps ETF Tr Alerian Mlp ETF ETFs	$0	$989,000 0.16% of portfolio	21,080	Q3 2025 Reduced 23.69%
MTUM Ishares Msci Usa Momentum Fact ETFs	$0	$879,000 0.14% of portfolio	3,430	Q3 2025 Reduced 5.51%
VGK Vanguard Ftse Europe ETF Ftse ETFs	$0	$874,000 0.14% of portfolio	10,957	Q1 2025 Added 158.12%
QQQ Invesco Qqq Trust, Series 1 ETFs	$0	$802,000 0.13% of portfolio	1,337	Q3 2025 Added 0.45%
JEPI J P Morgan Exchange Traded Fd ETFs	$0	$738,000 0.12% of portfolio	12,928	Q3 2025 Added 0.02%

CIBR First Tr Fd Ii Nasdaq Cybersec ETFs	$0	$729,000 0.12% of portfolio	9,600	Q2 2025 Reduced 3.52%
URA Global X Uranium ETF ETFs	$0	$605,000 0.1% of portfolio	12,700	Q3 2025 Reduced 19.11%
BIL Spdr Bloomberg 1 3 Month T Bil ETFs	$0	$512,000 0.08% of portfolio	5,585	Q3 2025 Reduced 32.53%
PAVE Global X Fds Us Infrastructure ETFs	$0	$529,000 0.08% of portfolio	11,125	Q3 2025 Reduced 25.21%
IGV Ishares Expanded Tech Software ETFs	$0	$434,000 0.07% of portfolio	3,775	Q4 2024 Added 1.34%
SHY Ishares Barclays 1 3 Year Trea ETFs	$0	$396,000 0.06% of portfolio	4,775	Q3 2023 Reduced 21.33%
NEAR Blackrock Short Maturity Bond ETFs	$0	$317,000 0.05% of portfolio	6,184	Q1 2025 New
SHM Spdr Nuveen Bloomberg Short Te ETFs	$0	$285,000 0.05% of portfolio	5,929	Q3 2024 Reduced 25.89%
EWJ Ishares Msci Japan ETF ETFs	$0	$336,000 0.05% of portfolio	4,200	Q2 2025 Added 180.0%
AGG Ishares Core U.S. Aggregate Bo ETFs	$0	$263,000 0.04% of portfolio	2,631	Q3 2025 New
JPST Jp Morgan ETF Tr Ultra Short I ETFs	$0	$253,000 0.04% of portfolio	5,000	Q2 2025 Added 11.11%
KWEB Kraneshares Tr Csi China Inter ETFs	$0	$268,000 0.04% of portfolio	6,400	Q3 2025 New
QUAL Ishares Msci Usa Quality Facto ETFs	$0	$233,000 0.04% of portfolio	1,200	Q2 2025 Reduced 8.05%
JEPQ J P Morgan ETF Tr Nasdaq Equit ETFs	$0	$247,000 0.04% of portfolio	4,300	Q1 2024 Reduced 21.82%
IWM Ishares Russell 2000 ETF ETFs	$0	$242,000 0.04% of portfolio	1,003	Q3 2025 Added 17.58%
XLI Industrial Sector Spdr ETFs	$0	$181,000 0.03% of portfolio	1,179	Q1 2025 Reduced 0.42%
PFF Ishares Trust Ishares Pfd And ETFs	$0	$187,000 0.03% of portfolio	5,938	Q3 2025 Added 44.9%
VTI Vanguard Total Stock Market Et ETFs	$0	$164,000 0.03% of portfolio	500	Q1 2024 Reduced 50.05%
PGX Invesco ETF Tr Ii Pfd ETF ETFs	$0	$37,000 0.01% of portfolio	3,240	Q4 2024 Reduced 4.85%
XLK Technology Sector Spdr ETFs	$0	$76,000 0.01% of portfolio	273	Q3 2024 Reduced 26.81%
XLY Select Sector Spdr Consumer Di ETFs	$0	$59,000 0.01% of portfolio	247	Q3 2025 New
TIP Ishares Tr Tips Bd ETF ETFs	$0	$62,000 0.01% of portfolio	566	Q3 2025 New
PNQI Invesco Nasdaq Internet ETF ETFs	$0	$25,000 0.0% of portfolio	450	Q2 2025 New

Summary

Portfolio
No. of Stocks 335
Current Value $623 Million
Prior Value $567 Million
Filing
Period Q3 2025
Filing Date November 05, 2025
Form Type 13F-HR
Activity in Q3 2025
New Purchases 26 stocks
Additional Purchases 61 stocks
Sold out of 0 stocks
Reduced holdings in 88 stocks

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Wellington Shields Capital Management, LLC Portfolio Holdings