The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 935 | 31,046 | SH | DFND | 31,046 | 0 | 0 | ||
ACCELERON PHARMA INC | COM | 00434H108 | 15,851 | 373,481 | SH | DFND | 373,481 | 0 | 0 | ||
ADAPTIMMUNE THERAPEUTICS PLC | SPONDS ADR | 00653A107 | 5,476 | 853,885 | SH | DFND | 853,885 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 30,204 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
AGENUS INC | COM NEW | 00847G705 | 9,792 | 3,201,263 | SH | DFND | 3,201,263 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,087 | 29,500 | SH | DFND | 29,500 | 0 | 0 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 10,431 | 41,151 | SH | DFND | 41,151 | 0 | 0 | ||
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 80,868 | 16,013,540 | SH | DFND | 0 | 16,013,540 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 11,337 | 179,560 | SH | DFND | 179,560 | 0 | 0 | ||
AVEXIS INC | COM | 05366U100 | 5,514 | 49,823 | SH | DFND | 49,823 | 0 | 0 | ||
AXOVANT SCIENCES LTD | COM | G0750W104 | 395,250 | 75,000,000 | SH | DFND | 0 | 75,000,000 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,420 | 15,923 | SH | DFND | 15,923 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 1,236 | 6,938 | SH | DFND | 6,938 | 0 | 0 | ||
CAL MAINE FOODS INC | COM NEW | 128030202 | 4,574 | 102,896 | SH | DFND | 102,896 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 9,700 | 151,253 | SH | DFND | 151,253 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 4,997 | 113,300 | SH | DFND | 113,300 | 0 | 0 | ||
EQT CORP | COM | 26884L109 | 3,889 | 68,323 | SH | DFND | 68,323 | 0 | 0 | ||
EURONAV NV ANTWERPEN | SHS | B38564108 | 8,711 | 941,713 | SH | DFND | 941,713 | 0 | 0 | ||
GENER8 MARITIME INC | COM | Y26889108 | 4,375 | 660,940 | SH | DFND | 660,940 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 14,479 | 56,832 | SH | DFND | 56,832 | 0 | 0 | ||
GULFMARK OFFSHORE INC | COM | 402629505 | 615 | 26,980 | SH | DFND | 26,980 | 0 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 20,755 | 20,510,000 | PRN | DFND | 20,510,000 | 0 | 0 | ||
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 5,038 | 483,500 | SH | DFND | 483,500 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 10,871 | 57,357 | SH | DFND | 57,357 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | *W EXP 99/99/999 | Y37828129 | 15 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 9,662 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
II VI INC | COM | 902104108 | 3,968 | 84,509 | SH | DFND | 84,509 | 0 | 0 | ||
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 15,033 | 951,464 | SH | DFND | 951,464 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 6,471 | 2,895,000 | PRN | DFND | 2,895,000 | 0 | 0 | ||
INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 12,510 | 211,274 | SH | DFND | 211,274 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 809 | 13,854 | SH | DFND | 13,854 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 8,615 | 1,124,295 | SH | DFND | 1,124,295 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 599 | 6,870 | SH | DFND | 6,870 | 0 | 0 | ||
JEFFERIES GROUP INC NEW | DBCV 3.875%11/0 | 472319AG7 | 6,543 | 6,500,000 | PRN | DFND | 6,500,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 8,111 | 75,849 | SH | DFND | 75,849 | 0 | 0 | ||
KEANE GROUP INC | COM | 48669A108 | 6,462 | 339,922 | SH | DFND | 339,922 | 0 | 0 | ||
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 40,936 | 1,416,841 | SH | DFND | 1,416,841 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 45,408 | 26,541,000 | PRN | DFND | 26,541,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 2.125% 2/1 | 595112AV5 | 115,271 | 30,604,000 | PRN | DFND | 30,604,000 | 0 | 0 | ||
MYOVANT SCIENCES LTD | COM | G637AM102 | 470,604 | 37,231,342 | SH | DFND | 0 | 37,231,342 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 14,187 | 766,889 | SH | DFND | 766,889 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 5,710 | 73,023 | SH | DFND | 73,023 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 8,547 | 3,703,929 | SH | DFND | 3,703,929 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 2,507 | 1,086,200 | SH | Put | DFND | 1,086,200 | 0 | 0 | |
NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 11,966 | 891,000 | SH | DFND | 891,000 | 0 | 0 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 6,698 | 291,100 | SH | DFND | 291,100 | 0 | 0 | ||
PDVWIRELESS INC | COM | 69290R104 | 14,020 | 516,274 | SH | DFND | 516,274 | 0 | 0 | ||
QORVO INC | COM | 74736K101 | 6,993 | 105,000 | SH | DFND | 105,000 | 0 | 0 | ||
REDFIN CORP | COM | 75737F108 | 250 | 7,970 | SH | DFND | 7,970 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 959 | 17,231 | SH | DFND | 17,231 | 0 | 0 | ||
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 10,412 | 275,097 | SH | DFND | 275,097 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 126,881 | 1,495,000 | SH | Put | DFND | 1,495,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 28,649 | 337,567 | SH | DFND | 337,567 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 962 | 11,605 | SH | DFND | 11,605 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 20,877 | 228,244 | SH | DFND | 228,244 | 0 | 0 | ||
TRACON PHARMACEUTICALS INC | COM | 89237H100 | 397 | 124,966 | SH | DFND | 124,966 | 0 | 0 | ||
TRIBUNE MEDIA CO | CL A | 896047503 | 3,208 | 75,544 | SH | DFND | 75,544 | 0 | 0 | ||
VECTOR GROUP LTD | COM | 92240M108 | 256 | 11,428 | SH | DFND | 11,428 | 0 | 0 | ||
VECTOR GROUP LTD | FRNT 1/1 | 92240MAY4 | 742 | 467,000 | PRN | DFND | 467,000 | 0 | 0 | ||
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 89,442 | 26,624,000 | PRN | DFND | 26,624,000 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 5,964 | 98,300 | SH | DFND | 98,300 | 0 | 0 |