The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | BBG001S8T7K0 | 4,410,577 | 791,845 | SH | DFND | 1 | 791,845 | 0 | 0 | |
| ACLARIS THERAPEUTICS INC | COM | 00461U105 | BBG003LF0QS8 | 538,817 | 217,265 | SH | DFND | 1 | 217,265 | 0 | 0 | |
| ACME UTD CORP | COM | 004816104 | BBG001S5NCC0 | 310,212 | 8,310 | SH | DFND | 1 | 8,310 | 0 | 0 | |
| ADECOAGRO S A | COM | L00849106 | BBG001V05PW6 | 5,658,000 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
| AFFIMED N V | ORDINARY SHS NEW | N01045207 | BBG006R5SSJ3 | 778,974 | 654,600 | SH | DFND | 1 | 654,600 | 0 | 0 | |
| ALDEYRA THERAPEUTICS INC | COM | 01438T106 | BBG0029H8ZG5 | 1,447,100 | 290,000 | SH | DFND | 1 | 290,000 | 0 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | BBG006G2JWB1 | 2,543,700 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | BBG001S7FTC8 | 13,812,697 | 58,700 | SH | Put | DFND | 1 | 58,700 | 0 | 0 |
| ALPHA TEKNOVA INC | COM | 02080L102 | BBG00201BVP4 | 743,785 | 89,076 | SH | DFND | 1 | 89,076 | 0 | 0 | |
| AMENTUM HOLDINGS INC | COM | 023939101 | BBG01NY7B770 | 8,937,750 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | |
| AMREP CORP | COM | 032159105 | BBG001S5P052 | 311,614 | 9,924 | SH | DFND | 1 | 9,924 | 0 | 0 | |
| AMYLYX PHARMACEUTICALS INC | COM | 03237H101 | BBG00DP10YW1 | 7,295,400 | 1,930,000 | SH | DFND | 1 | 1,930,000 | 0 | 0 | |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 | BBG007KGRPZ3 | 11,487,600 | 360,000 | SH | DFND | 1 | 360,000 | 0 | 0 | |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 | BBG007KGRPZ3 | 2,281,565 | 71,500 | SH | Call | DFND | 1 | 71,500 | 0 | 0 |
| APOLLOMICS INC | *W EXP 04/01/202 | G0411D115 | 1,196 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | ||
| ARIS MNG CORP | COM | 04040Y109 | BBG001S75835 | 6,305,784 | 1,798,900 | SH | DFND | 1 | 1,798,900 | 0 | 0 | |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | BBG001SCG0R3 | 10,846,702 | 15,650 | SH | DFND | 1 | 15,650 | 0 | 0 | |
| ATOMERA INC | COM | 04965B100 | BBG00D88BWQ4 | 769,799 | 66,362 | SH | DFND | 1 | 66,362 | 0 | 0 | |
| ATYR PHARMA INC | COM NEW | 002120202 | BBG001V0GF01 | 897,760 | 248,000 | SH | DFND | 1 | 248,000 | 0 | 0 | |
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | BBG007H0TDL2 | 667,354 | 406,923 | SH | DFND | 1 | 406,923 | 0 | 0 | |
| BAIDU INC | SPON ADR REP A | 056752108 | BBG001SNBKD5 | 14,332,700 | 170,000 | SH | DFND | 1 | 170,000 | 0 | 0 | |
| BAKKT HOLDINGS INC | COM CL A NEW | 05759B305 | BBG00XRJ7Y59 | 359,165 | 14,500 | SH | DFND | 1 | 14,500 | 0 | 0 | |
| BANKFINANCIAL CORP | COM | 06643P104 | BBG001S69N21 | 340,289 | 26,805 | SH | DFND | 1 | 26,805 | 0 | 0 | |
| BARNES & NOBLE ED INC | COM NEW | 06777U200 | BBG009CNQCX5 | 3,514,000 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
| BENITEC BIOPHARMA INC | COM NEW | 08205P209 | BBG00R712L65 | 452,369 | 35,817 | SH | DFND | 1 | 35,817 | 0 | 0 | |
| BIODESIX INC | COM | 09075X108 | BBG001V0G914 | 394,380 | 257,765 | SH | DFND | 1 | 257,765 | 0 | 0 | |
| BLUE RIDGE BANKSHARES INC VA | COM | 095825105 | BBG001S7TDQ3 | 637,830 | 198,084 | SH | DFND | 1 | 198,084 | 0 | 0 | |
| BOREALIS FOODS INC | *W EXP 02/07/202 | 09973D113 | 15,440 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | ||
| BORGWARNER INC | COM | 099724106 | BBG001S7F4D2 | 5,563,250 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
| BRIDGEBIO PHARMA INC | COM | 10806X102 | BBG00P9KDZL5 | 17,424,400 | 635,000 | SH | DFND | 1 | 635,000 | 0 | 0 | |
| BRIDGEBIO PHARMA INC | NOTE 2.500% 3/1 | 10806XAB8 | 25,993,935 | 24,750,000 | PRN | DFND | 1 | 24,750,000 | 0 | 0 | ||
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | BBG001S6VV46 | 3,632,000 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| BV FINL INC | COM NEW | 05603E208 | BBG001SNJGK8 | 375,482 | 21,805 | SH | DFND | 1 | 21,805 | 0 | 0 | |
| C & F FINL CORP | COM | 12466Q104 | BBG001SBJZY7 | 338,366 | 4,749 | SH | DFND | 1 | 4,749 | 0 | 0 | |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 | BBG0074Q3NL5 | 10,089,498 | 301,900 | SH | DFND | 1 | 301,900 | 0 | 0 | |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 | BBG0074Q3NL5 | 1,671,000 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | BBG001S65PV8 | 57,062,400 | 320,000 | SH | DFND | 1 | 320,000 | 0 | 0 | |
| CAPITAL ONE FINL CORP | COM | 14040H105 | BBG001S65PV8 | 8,916,000 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| CARDLYTICS INC | COM | 14161W105 | BBG00225ZDF8 | 4,860,100 | 1,310,000 | SH | DFND | 1 | 1,310,000 | 0 | 0 | |
| CARTESIAN THERAPEUTICS INC | COM NEW | 816212302 | BBG001V0FQQ0 | 2,238,750 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| CARVANA CO | CL A | 146869102 | BBG00GCTWF71 | 45,756,000 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| CB FINL SVCS INC | COM | 12479G101 | BBG001S825Y8 | 343,503 | 12,019 | SH | DFND | 1 | 12,019 | 0 | 0 | |
| CF BANKSHARES INC | COM | 12520L109 | BBG001S5XSL4 | 339,784 | 13,304 | SH | DFND | 1 | 13,304 | 0 | 0 | |
| CHECKPOINT THERAPEUTICS INC | COM NEW | 162828206 | BBG00F5TPW81 | 521,949 | 163,109 | SH | DFND | 1 | 163,109 | 0 | 0 | |
| CHEER HLDG INC | *W EXP 02/13/202 | G39973113 | 139 | 115,589 | SH | DFND | 1 | 115,589 | 0 | 0 | ||
| CHILDRENS PL INC NEW | COM | 168905107 | BBG001SB8708 | 459,435 | 43,923 | SH | DFND | 1 | 43,923 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | BBG001S72ZG4 | 14,078,000 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | BBG001S72ZG4 | 7,039,000 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| CITIZENS CMNTY BANCORP INC M | COM | 174903104 | BBG001SKRJP4 | 344,354 | 21,139 | SH | DFND | 1 | 21,139 | 0 | 0 | |
| CITIZENS INC | CL A | 174740100 | BBG001S81V90 | 303,994 | 75,809 | SH | DFND | 1 | 75,809 | 0 | 0 | |
| CLEARPOINT NEURO INC | COM | 18507C103 | BBG001T6D542 | 836,472 | 54,387 | SH | DFND | 1 | 54,387 | 0 | 0 | |
| COGENT COMMUNICATIONS HLDGS | COM NEW | 19239V302 | BBG001SC5GP2 | 23,121,000 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 | BBG00ZGF7799 | 25,078,300 | 101,000 | SH | Put | DFND | 1 | 101,000 | 0 | 0 |
| CONTEXTLOGIC INC | CL A NEW | 21077C305 | BBG006DZTJ65 | 745,060 | 105,983 | SH | DFND | 1 | 105,983 | 0 | 0 | |
| CORECARD CORPORATION | COM | 45816D100 | BBG001S6WBB1 | 349,467 | 15,395 | SH | DFND | 1 | 15,395 | 0 | 0 | |
| CRESUD S A C I F Y A | *W EXP 03/09/202 | P3311R259 | 1,673,442 | 1,549,483 | SH | DFND | 1 | 1,549,483 | 0 | 0 | ||
| CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | BBG001S7XKP3 | 11,177,550 | 885,000 | SH | DFND | 1 | 885,000 | 0 | 0 | |
| CSLM ACQUISITION CORP | *W EXP 99/99/999 | G2365L119 | 10,000 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | ||
| CSP INC | COM | 126389105 | BBG001S5Q756 | 320,645 | 19,953 | SH | DFND | 1 | 19,953 | 0 | 0 | |
| DELCATH SYS INC | COM NEW | 24661P807 | BBG001S81551 | 740,857 | 61,533 | SH | DFND | 1 | 61,533 | 0 | 0 | |
| DHT HOLDINGS INC | SHS NEW | Y2065G121 | BBG001SNTT01 | 1,858,000 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| DIAMEDICA THERAPEUTICS INC | COM NEW | 25253X207 | BBG001SQ3K65 | 413,310 | 76,116 | SH | DFND | 1 | 76,116 | 0 | 0 | |
| DOUGLAS ELLIMAN INC | COM | 25961D105 | BBG013ZGQFH8 | 448,432 | 268,522 | SH | DFND | 1 | 268,522 | 0 | 0 | |
| ECARX HOLDINGS INC | *W EXP 99/99/999 | G29201111 | 6,250 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | ||
| EHEALTH INC | COM | 28238P109 | BBG001SQX565 | 470,000 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| ELECTROMED INC | COM | 285409108 | BBG001T853R7 | 737,066 | 24,943 | SH | DFND | 1 | 24,943 | 0 | 0 | |
| ELEDON PHARMACEUTICALS INC | COM | 28617K101 | BBG00241S579 | 638,435 | 154,960 | SH | DFND | 1 | 154,960 | 0 | 0 | |
| ELI LILLY & CO | COM | 532457108 | BBG001S5STL8 | 177,560,000 | 230,000 | SH | Put | DFND | 1 | 230,000 | 0 | 0 |
| ELLINGTON CREDIT COMPANY | COM SHS BEN INT | 288578107 | BBG004DFMB86 | 718,290 | 108,503 | SH | DFND | 1 | 108,503 | 0 | 0 | |
| ELUTIA INC | CL A COM | 05479K106 | BBG00BRBB847 | 302,035 | 80,758 | SH | DFND | 1 | 80,758 | 0 | 0 | |
| EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | BBG001SP1G40 | 886,126 | 92,691 | SH | DFND | 1 | 92,691 | 0 | 0 | |
| ENERGY SVCS ACQUISITION CORP | COM | 29271Q103 | BBG001SNQ748 | 601,772 | 47,684 | SH | DFND | 1 | 47,684 | 0 | 0 | |
| ENVELA CORP | COM | 29402E102 | BBG001S684B4 | 386,119 | 53,777 | SH | DFND | 1 | 53,777 | 0 | 0 | |
| ERO COPPER CORP | COM | 296006109 | BBG00HNV5D86 | 33,271,515 | 2,468,367 | SH | DFND | 1 | 2,468,367 | 0 | 0 | |
| ETON PHARMACEUTICALS INC | COM | 29772L108 | BBG00H0KCMW0 | 919,080 | 69,000 | SH | DFND | 1 | 69,000 | 0 | 0 | |
| EXPENSIFY INC | COM CL A | 30219Q106 | BBG009PWV0M3 | 739,539 | 220,758 | SH | DFND | 1 | 220,758 | 0 | 0 | |
| FIBROGEN INC | COM | 31572Q808 | BBG001SN7DS0 | 1,132,284 | 2,138,402 | SH | DFND | 1 | 2,138,402 | 0 | 0 | |
| FINWISE BANCORP | COM | 31813A109 | BBG011VF9ZN6 | 310,491 | 19,430 | SH | DFND | 1 | 19,430 | 0 | 0 | |
| FIRST CMNTY CORP S C | COM | 319835104 | BBG001S9S0F0 | 332,520 | 13,855 | SH | DFND | 1 | 13,855 | 0 | 0 | |
| FIRST GTY BANCSHARES INC | COM | 32043P106 | BBG001SCGLY9 | 295,508 | 26,013 | SH | DFND | 1 | 26,013 | 0 | 0 | |
| FIRST NATL CORP | COM | 32106V107 | BBG001S8X9X7 | 352,191 | 15,306 | SH | DFND | 1 | 15,306 | 0 | 0 | |
| FIRST SVGS FINL GROUP INC | COM | 33621E109 | BBG001T2N9G9 | 338,906 | 12,760 | SH | DFND | 1 | 12,760 | 0 | 0 | |
| FIRST UTD CORP | COM | 33741H107 | BBG001S73MD5 | 339,224 | 10,063 | SH | DFND | 1 | 10,063 | 0 | 0 | |
| FITLIFE BRANDS INC | COM | 33817P306 | BBG001SSGJC3 | 383,995 | 11,779 | SH | DFND | 1 | 11,779 | 0 | 0 | |
| FLOTEK INDS INC DEL | COM NEW | 343389409 | BBG001S5YVK7 | 431,642 | 45,293 | SH | DFND | 1 | 45,293 | 0 | 0 | |
| FRACTYL HEALTH INC | COM | 35168W103 | BBG002Y7NH81 | 1,339,000 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
| FREIGHTCAR AMER INC | COM | 357023100 | BBG001S64339 | 625,283 | 69,786 | SH | DFND | 1 | 69,786 | 0 | 0 | |
| FREIGHTOS LTD | *W EXP 99/99/999 | G51405119 | 72,600 | 440,000 | SH | DFND | 1 | 440,000 | 0 | 0 | ||
| FREQUENCY ELECTRS INC | COM | 358010106 | BBG001S5R3V5 | 686,370 | 37,061 | SH | DFND | 1 | 37,061 | 0 | 0 | |
| GALAPAGOS NV | SPON ADR | 36315X101 | BBG001SC2MJ9 | 1,925,000 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| GCT SEMICONDUCTOR HLDG INC | *W EXP 03/01/202 | 36170N115 | 152,125 | 1,127,690 | SH | DFND | 1 | 1,127,690 | 0 | 0 | ||
| GCT SEMICONDUCTOR HLDG INC | COMMON STOCK | 36170N107 | BBG00ZVLGBF3 | 175,000 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 36266G107 | BBG01BFR8YW0 | 1,954,500 | 25,000 | SH | Put | DFND | 1 | 25,000 | 0 | 0 |
| GENASYS INC | COM | 36872P103 | BBG001S72TP8 | 236,995 | 91,152 | SH | DFND | 1 | 91,152 | 0 | 0 | |
| GLOBALSTAR INC | COM | 378973408 | BBG001SPN4X1 | 3,519,000 | 1,700,000 | SH | DFND | 1 | 1,700,000 | 0 | 0 | |
| GOLAR LNG LTD | SHS | G9456A100 | BBG001SHSF05 | 2,116,000 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| GOSSAMER BIO INC | COM | 38341P102 | BBG00MVWLMC1 | 6,309,585 | 6,975,000 | SH | DFND | 1 | 6,975,000 | 0 | 0 | |
| GOSSAMER BIO INC | NOTE 5.000% 6/0 | 38341PAA0 | 6,631,170 | 12,145,000 | PRN | DFND | 1 | 12,145,000 | 0 | 0 | ||
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 36262G101 | BBG00YDGX9Z1 | 28,275,001 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
| HANOVER BANCORP INC | COM NEW | 410710206 | BBG00PZ0QMG1 | 334,943 | 14,528 | SH | DFND | 1 | 14,528 | 0 | 0 | |
| HARMONY BIOSCIENCES HLDGS IN | COM | 413197104 | BBG00WBPG548 | 10,323,000 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| HAWTHORN BANCSHARES INC | COM | 420476103 | BBG001S88DZ4 | 320,412 | 11,302 | SH | DFND | 1 | 11,302 | 0 | 0 | |
| HESS CORP | COM | 42809H107 | BBG001S5NHS2 | 14,271,308 | 107,295 | SH | DFND | 1 | 107,295 | 0 | 0 | |
| HILTON GRAND VACATIONS INC | COM | 43283X105 | BBG00CBYY6L2 | 37,002,500 | 950,000 | SH | DFND | 1 | 950,000 | 0 | 0 | |
| HOWARD HUGHES HOLDINGS INC | COM | 44267T102 | BBG01HTMDZ63 | 10,384,200 | 135,000 | SH | DFND | 1 | 135,000 | 0 | 0 | |
| HUDSON TECHNOLOGIES INC | COM | 444144109 | BBG001S77CN2 | 3,548,322 | 635,900 | SH | DFND | 1 | 635,900 | 0 | 0 | |
| HYLIION HOLDINGS CORP | COMMON STOCK | 449109107 | BBG00N9MJV02 | 913,500 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
| IDAHO STRATEGIC RESOURCES | COM NEW | 645827205 | BBG001SBCW53 | 588,564 | 57,759 | SH | DFND | 1 | 57,759 | 0 | 0 | |
| IMMATICS N.V | *W EXP 07/01/202 | N44445117 | 87,530 | 348,032 | SH | DFND | 1 | 348,032 | 0 | 0 | ||
| IMMATICS N.V | SHS | N44445109 | BBG00VTL2J09 | 4,621,500 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
| IMMUNIC INC | COM | 4525EP101 | BBG001V10N36 | 700,000 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
| IN8BIO INC | COM | 45674E109 | BBG00XX9K2G7 | 192,900 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
| INFLARX NV | COM | N44821101 | BBG00HZ6PLD2 | 5,112,900 | 2,070,000 | SH | DFND | 1 | 2,070,000 | 0 | 0 | |
| INGEVITY CORP | COM | 45688C107 | BBG009LM2988 | 1,018,750 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| INSEEGO CORP | COM NEW | 45782B302 | BBG00DWX7QM4 | 576,786 | 56,217 | SH | DFND | 1 | 56,217 | 0 | 0 | |
| INSMED INC | NOTE 0.750% 6/0 | 457669AB5 | 33,587,527 | 15,428,000 | PRN | DFND | 1 | 15,428,000 | 0 | 0 | ||
| INSPIRED ENTMT INC | COM | 45782N108 | BBG007FJ83T0 | 15,385,000 | 1,700,000 | SH | DFND | 1 | 1,700,000 | 0 | 0 | |
| INSTIL BIO INC | COM NEW | 45783C200 | BBG00ZGYN5X7 | 659,693 | 34,557 | SH | DFND | 1 | 34,557 | 0 | 0 | |
| INVIVYD INC | COM | 00534A102 | BBG00W4ML048 | 1,329,301 | 3,000,000 | SH | DFND | 1 | 3,000,000 | 0 | 0 | |
| IONQ INC | COM | 46222L108 | BBG00XZP0LC3 | 2,088,500 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | BBG001T2PM32 | 10,478,503 | 1,416,014 | SH | DFND | 1 | 1,416,014 | 0 | 0 | |
| IRSA INVERSIONES Y REP S A | *W EXP 05/12/202 | P5880C134 | 9,307,492 | 5,086,061 | SH | DFND | 1 | 5,086,061 | 0 | 0 | ||
| IRSA INVERSIONES Y REP S A | SPON GDS ECH 10 | 450047303 | BBG001S8CL18 | 5,972,000 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | BBG01KYQ6QS5 | 14,588,750 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | |
| ISHARES SILVER TR | ISHARES | 46428Q109 | BBG001SQLN69 | 1,974,750 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| ITEOS THERAPEUTICS INC | COM | 46565G104 | BBG00VPNFT94 | 7,051,138 | 918,117 | SH | DFND | 1 | 918,117 | 0 | 0 | |
| JASPER THERAPEUTICS INC | COM NEW | 471871202 | BBG00QPZNPB4 | 0 | 57,600 | SH | Put | DFND | 1 | 57,600 | 0 | 0 |
| JUMIA TECHNOLOGIES AG | SPONSORED ADS | 48138M105 | BBG00NKZFBD4 | 3,383,798 | 885,811 | SH | DFND | 1 | 885,811 | 0 | 0 | |
| KINGSTONE COS INC | COM | 496719105 | BBG001SCHWG4 | 767,703 | 50,540 | SH | DFND | 1 | 50,540 | 0 | 0 | |
| KNOT OFFSHORE PARTNERS LP | COM UNITS | Y48125101 | BBG0046HZ561 | 8,774,500 | 1,610,000 | SH | DFND | 1 | 1,610,000 | 0 | 0 | |
| KOLIBRI GLOBAL ENERGY INC | COM NEW | 50043K406 | BBG001S7JCD0 | 364,191 | 68,457 | SH | DFND | 1 | 68,457 | 0 | 0 | |
| KOPIN CORP | COM | 500600101 | BBG001S6DD46 | 409,360 | 301,000 | SH | DFND | 1 | 301,000 | 0 | 0 | |
| KORU MEDICAL SYSTEMS INC | COM | 759910102 | BBG001S7QTX3 | 339,593 | 88,206 | SH | DFND | 1 | 88,206 | 0 | 0 | |
| LAKELAND INDS INC | COM | 511795106 | BBG001S5SPK7 | 472,675 | 18,500 | SH | DFND | 1 | 18,500 | 0 | 0 | |
| LEAP THERAPEUTICS INC | COM NEW | 52187K200 | BBG00DQ929Z3 | 3,881,250 | 1,350,000 | SH | DFND | 1 | 1,350,000 | 0 | 0 | |
| LENNAR CORP | CL A | 526057104 | BBG001S5SRK3 | 1,022,775 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
| LENNAR CORP | CL A | 526057104 | BBG001S5SRK3 | 12,273,300 | 90,000 | SH | Put | DFND | 1 | 90,000 | 0 | 0 |
| LENNAR CORP | CL B | 526057302 | BBG001SKR1T9 | 15,197,250 | 115,000 | SH | DFND | 1 | 115,000 | 0 | 0 | |
| LIFEVANTAGE CORP | COM NEW | 53222K205 | BBG001S6TDX7 | 867,735 | 49,500 | SH | DFND | 1 | 49,500 | 0 | 0 | |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | BBG001SNKQ42 | 308,570 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | BBG001SNKQ42 | 47,674,065 | 154,500 | SH | Put | DFND | 1 | 154,500 | 0 | 0 |
| MAGNERA CORP | COM SHS | 55939A107 | BBG001S5RLF3 | 646,434 | 35,577 | SH | DFND | 1 | 35,577 | 0 | 0 | |
| MASTECH DIGITAL INC | COM | 57633B100 | BBG001T0DSJ9 | 353,070 | 23,696 | SH | DFND | 1 | 23,696 | 0 | 0 | |
| MAXEON SOLAR TECHNOLOGIES LT | SHS NEW | Y58473128 | BBG00QTW1ZP4 | 610,190 | 80,927 | SH | DFND | 1 | 80,927 | 0 | 0 | |
| MEIRAGTX HLDGS PLC | COM | G59665102 | BBG00KXH4D62 | 14,707,349 | 2,415,000 | SH | DFND | 1 | 2,415,000 | 0 | 0 | |
| MERCURITY FINTECH HOLDING IN | ORDINARY SHARES | G59467202 | BBG007WGC6C3 | 423,460 | 62,000 | SH | DFND | 1 | 62,000 | 0 | 0 | |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | BBG00KFWZCX7 | 15,925,001 | 4,550,000 | SH | DFND | 1 | 4,550,000 | 0 | 0 | |
| MERIDIAN CORPORATION | COM | 58958P104 | BBG001SNH9L5 | 315,440 | 23,008 | SH | DFND | 1 | 23,008 | 0 | 0 | |
| MERSANA THERAPEUTICS INC | COM | 59045L106 | BBG001TZ57P0 | 1,287,000 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
| METALLA RTY & STREAMING LTD | COM NEW | 59124U605 | BBG001SF89W0 | 273,117 | 109,080 | SH | DFND | 1 | 109,080 | 0 | 0 | |
| MICROSTRATEGY INC | CL A NEW | 594972408 | BBG001SC7PX1 | 45,586,188 | 157,400 | SH | Put | DFND | 1 | 157,400 | 0 | 0 |
| MIRUM PHARMACEUTICALS INC | NOTE 4.000% 5/0 | 604749AB7 | 1,524,360 | 1,000,000 | PRN | DFND | 1 | 1,000,000 | 0 | 0 | ||
| MODIV INDUSTRIAL INC | COM STK CL C | 60784B101 | BBG00KXRCVP0 | 320,887 | 21,565 | SH | DFND | 1 | 21,565 | 0 | 0 | |
| MODULAR MED INC | COM NEW | 60785L207 | BBG001SPX9K3 | 2,192,000 | 1,600,000 | SH | DFND | 1 | 1,600,000 | 0 | 0 | |
| MOTORCAR PTS AMER INC | COM | 620071100 | BBG001S7VFF7 | 331,725 | 43,648 | SH | DFND | 1 | 43,648 | 0 | 0 | |
| M-TRON INDS INC | COM | 55380K109 | BBG0029PQVJ3 | 598,837 | 12,365 | SH | DFND | 1 | 12,365 | 0 | 0 | |
| MULTISENSOR AI HOLDINGS INC | *W EXP 12/19/202 | 456948116 | 6,000 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | ||
| MYOMO INC | COM NEW | 62857J201 | BBG002B0JJW5 | 713,294 | 110,760 | SH | DFND | 1 | 110,760 | 0 | 0 | |
| NAVIGATOR HLDGS LTD | SHS | Y62132108 | BBG001SRNVY6 | 2,916,499 | 190,000 | SH | DFND | 1 | 190,000 | 0 | 0 | |
| NOBLE CORP PLC | ORD SHS A | G65431127 | BBG018KBK3H7 | 8,230,505 | 262,118 | SH | DFND | 1 | 262,118 | 0 | 0 | |
| NOVO-NORDISK A S | ADR | 670100205 | BBG001S5TSK0 | 5,161,200 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| NOVO-NORDISK A S | ADR | 670100205 | BBG001S5TSK0 | 25,806,000 | 300,000 | SH | Put | DFND | 1 | 300,000 | 0 | 0 |
| NUVATION BIO INC | *W EXP 02/10/202 | 67080N119 | 114,005 | 495,675 | SH | DFND | 1 | 495,675 | 0 | 0 | ||
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 | 23,544,230 | 854,600 | SH | DFND | 1 | 854,600 | 0 | 0 | ||
| OMEGA THERAPEUTICS INC | COMMON STOCK | 68217N105 | BBG00WCNQZQ1 | 447,360 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
| ONKURE THERAPEUTICS INC | COM CL A | 68277Q105 | BBG00JVRSRD0 | 372,991 | 43,371 | SH | DFND | 1 | 43,371 | 0 | 0 | |
| OP BANCORP | COM | 67109R109 | BBG001SP9M85 | 361,021 | 22,835 | SH | DFND | 1 | 22,835 | 0 | 0 | |
| ORUKA THERAPEUTICS INC | COM | 687604108 | BBG001SB1GL2 | 656,836 | 33,875 | SH | DFND | 1 | 33,875 | 0 | 0 | |
| PALLADYNE AI CORP | COM NEW | 80359A205 | BBG00YMWMLS9 | 417,180 | 34,000 | SH | DFND | 1 | 34,000 | 0 | 0 | |
| PANGAEA LOGISTICS SOLUTION L | SHS | G6891L105 | BBG005PTVGJ7 | 3,254,308 | 607,147 | SH | DFND | 1 | 607,147 | 0 | 0 | |
| PDD HOLDINGS INC | SPONSORED ADS | 722304102 | BBG00LBLDFH8 | 9,214,050 | 95,000 | SH | DFND | 1 | 95,000 | 0 | 0 | |
| PERCEPTIVE CAP SOLUTIONS COR | CL A ORD SHS | G70077105 | BBG01N0FG7G4 | 5,090,000 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| PERSONALIS INC | COM | 71535D106 | BBG0027NWBS7 | 774,520 | 134,000 | SH | DFND | 1 | 134,000 | 0 | 0 | |
| PHATHOM PHARMACEUTICALS INC | COM | 71722W107 | BBG00P5B2S73 | 8,323,001 | 1,025,000 | SH | DFND | 1 | 1,025,000 | 0 | 0 | |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 19,256,000 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | |
| PONCE FINANCIAL GROUP INC | COMMON STOCK | 732344106 | BBG014XDMDW7 | 1,379,781 | 106,137 | SH | DFND | 1 | 106,137 | 0 | 0 | |
| POSEIDA THERAPEUTICS INC | COM | 73730P108 | BBG00BNTZ9J8 | 3,360,000 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
| PRO-DEX INC COLO | COM NEW | 74265M205 | BBG001S6F1W9 | 738,557 | 15,798 | SH | DFND | 1 | 15,798 | 0 | 0 | |
| PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | BBG002B63KP4 | 15,826,001 | 410,000 | SH | DFND | 1 | 410,000 | 0 | 0 | |
| PROTARA THERAPEUTICS INC | COM STK | 74365U107 | BBG001ZLYSK1 | 329,625 | 62,429 | SH | DFND | 1 | 62,429 | 0 | 0 | |
| PSQ HOLDINGS INC | CL A | 693691107 | BBG00ZSKDKK6 | 367,200 | 80,881 | SH | DFND | 1 | 80,881 | 0 | 0 | |
| PYXIS ONCOLOGY INC | COMMON STOCK | 747324101 | BBG00PQFFCW4 | 647,400 | 415,000 | SH | DFND | 1 | 415,000 | 0 | 0 | |
| QXO INC | COM NEW | 82846H405 | BBG001SCBW07 | 668,595 | 42,050 | SH | DFND | 1 | 42,050 | 0 | 0 | |
| RCM TECHNOLOGIES INC | COM NEW | 749360400 | BBG001S5VLS4 | 336,699 | 15,194 | SH | DFND | 1 | 15,194 | 0 | 0 | |
| RED CAT HLDGS INC | COM | 75644T100 | BBG001SB7WF8 | 410,725 | 31,963 | SH | DFND | 1 | 31,963 | 0 | 0 | |
| REZOLUTE INC | COM NEW | 76200L309 | BBG001XWWJC0 | 630,473 | 128,668 | SH | DFND | 1 | 128,668 | 0 | 0 | |
| RICHMOND MUT BANCORPORATION | COM | 76525P100 | BBG001SJRRS6 | 335,270 | 23,694 | SH | DFND | 1 | 23,694 | 0 | 0 | |
| RYDER SYS INC | COM | 783549108 | BBG001S5VK15 | 7,333,519 | 46,752 | SH | DFND | 1 | 46,752 | 0 | 0 | |
| SAGE THERAPEUTICS INC | COM | 78667J108 | BBG0025X16Z4 | 3,420,900 | 630,000 | SH | DFND | 1 | 630,000 | 0 | 0 | |
| SAGIMET BIOSCIENCES INC | COM SER A | 786700104 | BBG0020584Z8 | 622,184 | 138,263 | SH | DFND | 1 | 138,263 | 0 | 0 | |
| SAREPTA THERAPEUTICS INC | COM | 803607100 | BBG001S6KJC6 | 12,402,180 | 102,000 | SH | DFND | 1 | 102,000 | 0 | 0 | |
| SECURITY NATL FINL CORP | CL A NEW | 814785309 | BBG001S6HG45 | 353,670 | 29,399 | SH | DFND | 1 | 29,399 | 0 | 0 | |
| SERVE ROBOTICS INC | COM | 81758H106 | BBG0123N71Z2 | 708,750 | 52,500 | SH | DFND | 1 | 52,500 | 0 | 0 | |
| SHATTUCK LABS INC | COM | 82024L103 | BBG00V776CR6 | 1,270,500 | 1,050,000 | SH | DFND | 1 | 1,050,000 | 0 | 0 | |
| SILVERCORP METALS INC | COM | 82835P103 | BBG001S6YR97 | 1,725,000 | 575,000 | SH | DFND | 1 | 575,000 | 0 | 0 | |
| SMARTRENT INC | COM CL A | 83193G107 | BBG00Z0H9PZ1 | 2,362,500 | 1,350,000 | SH | DFND | 1 | 1,350,000 | 0 | 0 | |
| SOLENO THERAPEUTICS INC | COM | 834203309 | BBG0024L5B95 | 2,247,500 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| SOLVENTUM CORP | COM SHS | 83444M101 | BBG018YZH6V0 | 3,303,000 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| STAGWELL INC | COM CL A | 85256A109 | BBG00ZV0HW08 | 4,935,000 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
| STRATTEC SEC CORP | COM | 863111100 | BBG001S7L604 | 351,148 | 8,523 | SH | DFND | 1 | 8,523 | 0 | 0 | |
| TECTONIC THERAPEUTIC INC | COM | 878972108 | BBG00DJ4T7F9 | 647,627 | 14,027 | SH | DFND | 1 | 14,027 | 0 | 0 | |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 225,342,720 | 558,000 | SH | Put | DFND | 1 | 558,000 | 0 | 0 |
| TG THERAPEUTICS INC | COM | 88322Q108 | BBG001S8NH06 | 20,979,700 | 697,000 | SH | DFND | 1 | 697,000 | 0 | 0 | |
| TRAVELZOO | COM NEW | 89421Q205 | BBG001SGXPS9 | 751,337 | 37,661 | SH | DFND | 1 | 37,661 | 0 | 0 | |
| TRINSEO PLC | SHS | G9059U107 | BBG012QX0QZ7 | 636,291 | 124,763 | SH | DFND | 1 | 124,763 | 0 | 0 | |
| TRUBRIDGE INC | COM | 205306103 | BBG001S7FQ16 | 435,792 | 22,099 | SH | DFND | 1 | 22,099 | 0 | 0 | |
| UNION BANKSHARES INC | COM | 905400107 | BBG001SFLSF2 | 304,133 | 10,520 | SH | DFND | 1 | 10,520 | 0 | 0 | |
| UNIQURE NV | SHS | N90064101 | BBG005SSJYG4 | 26,931,500 | 1,525,000 | SH | DFND | 1 | 1,525,000 | 0 | 0 | |
| UNITED SEC BANCSHARES CALIF | COM | 911460103 | BBG001S8S2B2 | 366,792 | 36,316 | SH | DFND | 1 | 36,316 | 0 | 0 | |
| UNIVERSAL ELECTRS INC | COM | 913483103 | BBG001S77GV4 | 326,491 | 29,681 | SH | DFND | 1 | 29,681 | 0 | 0 | |
| US GOLDMINING INC | COM | 90291W108 | BBG01G9TL569 | 267,297 | 31,045 | SH | DFND | 1 | 31,045 | 0 | 0 | |
| VALUENCE MERGER CORP I | *W EXP 99/99/999 | G9R16L118 | 12,285 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | ||
| VIGIL NEUROSCIENCE INC | COM | 92673K108 | BBG00YGBK4R3 | 2,380,001 | 1,400,000 | SH | DFND | 1 | 1,400,000 | 0 | 0 | |
| VIKING THERAPEUTICS INC | COM | 92686J106 | BBG006LGV887 | 11,267,200 | 280,000 | SH | DFND | 1 | 280,000 | 0 | 0 | |
| VUZIX CORP | COM NEW | 92921W300 | BBG001T6DHT9 | 350,660 | 89,000 | SH | DFND | 1 | 89,000 | 0 | 0 | |
| WARRIOR MET COAL INC | COM | 93627C101 | BBG00GD1JNK4 | 2,983,200 | 55,000 | SH | DFND | 1 | 55,000 | 0 | 0 | |
| WAVE LIFE SCIENCES LTD | SHS | Y95308105 | BBG00B642V63 | 46,820,450 | 3,785,000 | SH | DFND | 1 | 3,785,000 | 0 | 0 | |
| WESTERN ALLIANCE BANCORP | COM | 957638109 | BBG001SLM522 | 8,354,000 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| WESTERN DIGITAL CORP | COM | 958102105 | BBG001S5XD28 | 26,201,422 | 439,400 | SH | DFND | 1 | 439,400 | 0 | 0 | |
| WESTERN NEW ENG BANCORP INC | COM | 958892101 | BBG001SFXCR1 | 365,709 | 39,751 | SH | DFND | 1 | 39,751 | 0 | 0 | |
| WESTWOOD HLDGS GROUP INC | COM | 961765104 | BBG001SJXX60 | 321,802 | 22,178 | SH | DFND | 1 | 22,178 | 0 | 0 | |
| WILLOW LANE ACQUISITION CORP | UNIT 99/99/9999 | G9675P128 | BBG01Q56G022 | 4,990,000 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| XENIA HOTELS & RESORTS INC | COM | 984017103 | BBG006YP1L50 | 14,889,571 | 1,001,990 | SH | DFND | 1 | 1,001,990 | 0 | 0 | |
| XERIS BIOPHARMA HOLDINGS INC | NOTE 5.000% 7/1 | 98422LAA5 | 3,968,000 | 3,200,000 | PRN | DFND | 1 | 3,200,000 | 0 | 0 | ||
| ZEVRA THERAPEUTICS INC | COM NEW | 488445206 | BBG0026ZG1G4 | 10,223,455 | 1,225,834 | SH | DFND | 1 | 1,225,834 | 0 | 0 | |