The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AFFIMED N V | COM | N01045108 | 2,103 | 732,774 | SH | DFND | 732,774 | 0 | 0 | ||
| ALECTOR INC | COM | 014442107 | 14,968 | 787,769 | SH | DFND | 787,769 | 0 | 0 | ||
| APTINYX INC | COM | 03836N103 | 10,989 | 3,290,079 | SH | DFND | 3,290,079 | 0 | 0 | ||
| ARAVIVE INC | COM | 03890D108 | 5,824 | 970,659 | SH | DFND | 970,659 | 0 | 0 | ||
| ARVINAS INC | COM | 04335A105 | 50,204 | 2,283,048 | SH | DFND | 2,283,048 | 0 | 0 | ||
| AVEO PHARMACEUTICALS INC | COM | 053588109 | 271 | 402,118 | SH | DFND | 402,118 | 0 | 0 | ||
| AVROBIO INC | COM | 05455M100 | 3,505 | 215,550 | SH | DFND | 215,550 | 0 | 0 | ||
| CHIASMA INC | COM | 16706W102 | 2,988 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| CHIMERIX INC | COM | 16934W106 | 5,832 | 1,350,000 | SH | DFND | 1,350,000 | 0 | 0 | ||
| CRINETICS PHARMACEUTICALS INC | COM | 22663K107 | 4,193 | 167,700 | SH | DFND | 167,700 | 0 | 0 | ||
| DECIPHERA PHARMACEUTICALS INC | COM | 24344T101 | 92,548 | 4,104,140 | SH | DFND | 4,104,140 | 0 | 0 | ||
| HARPOON THERAPEUTICS INC | COM | 41358P106 | 37,978 | 2,921,405 | SH | DFND | 2,921,405 | 0 | 0 | ||
| ITERUM THERAPEUTICS PLC | SHS | G6333L101 | 10,019 | 1,456,303 | SH | DFND | 1,456,303 | 0 | 0 | ||
| MINERVA NEUROSCIENCES INC | COM | 603380106 | 2,531 | 449,500 | SH | DFND | 449,500 | 0 | 0 | ||
| NEURONETICS INC | COM | 64131A105 | 19,304 | 1,543,115 | SH | DFND | 1,543,115 | 0 | 0 | ||
| OBSEVA SA | COM | H5861P103 | 10,185 | 900,501 | SH | DFND | 900,501 | 0 | 0 | ||
| PDS BIOTECHNOLOGY CORP | COM | 70465T107 | 702 | 117,242 | SH | DFND | 117,242 | 0 | 0 | ||
| PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 87,147 | 2,625,713 | SH | DFND | 2,625,713 | 0 | 0 | ||
| SIERRA ONCOLOGY INC | COM | 82640U107 | 2,811 | 5,020,446 | SH | DFND | 5,020,446 | 0 | 0 | ||
| UNUM THERAPEUTICS INC | COM | 903214104 | 4,704 | 1,795,545 | SH | DFND | 1,795,545 | 0 | 0 | ||
| X4 PHARMACEUTICALS INC | COM | 98420X103 | 4,275 | 285,000 | SH | DFND | 285,000 | 0 | 0 | ||