Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-5.23K- 46.48% |
$2.04M - $2.49M
|
6.02K
$3.32M
|
|
|
Nov 13, 2025
Q3 2025
|
Morse Asset Management, Inc
Darien, CT |
BUY
|
- |
320+ 21.86% |
$125K - $153K
|
1.78K
$985K
|
|
|
Nov 13, 2025
Q3 2025
|
Bank Of Hawaii
Honolulu, HI |
SELL
|
- |
-364- 3.28% |
$142K - $174K
|
10.7K
$5.93M
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-10.6K- 12.5% |
$4.15M - $5.06M
|
74.2K
$41M
|
|
|
Nov 13, 2025
Q3 2025
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-296- 99.33% |
$116K - $141K
|
2
$1.1K
|
|
|
Nov 13, 2025
Q3 2025
|
Circle Wealth Management, LLC
Summit, NJ |
SELL
|
- |
-6- 0.16% |
$2.35K - $2.86K
|
3.64K
$2.01M
|
|
|
Nov 13, 2025
Q3 2025
|
First Western Trust Bank
Denver, CO |
SELL
|
- |
-128- 11.35% |
$50K - $61.1K
|
1K
$552K
|
|
|
Nov 13, 2025
Q3 2025
|
Prudential PLC
London, England, X0 |
BUY
|
- |
862+ 9.99% |
$337K - $411K
|
9.49K
$5.24M
|
|
|
Nov 13, 2025
Q3 2025
|
Drh Investments, Inc.
Los Angeles, CA |
BUY
|
- |
20+ 0.07% |
$7.82K - $9.54K
|
30.4K
$16.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-33.2K- 7.85% |
$13M - $15.8M
|
390K
$215M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
PUT |
433K+ 83.92% |
$169M - $206M
|
948K
$523M
|
|
|
Nov 13, 2025
Q3 2025
|
Xy Capital LTD
Central, K3 |
BUY
|
PUT |
2KNew |
$782K - $954K
|
2K
$1.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
13+ 2.25% |
$5.08K - $6.2K
|
591
$326K
|
|
|
Nov 13, 2025
Q3 2025
|
Idaho Trust Bank
Boise, ID |
BUY
|
- |
507New |
$198K - $242K
|
507
$280K
|
|
|
Nov 13, 2025
Q3 2025
|
Morton Community Bank
East Peoria, IL |
BUY
|
- |
3.76K+ 628.98% |
$1.47M - $1.79M
|
4.35K
$2.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Rw Investment Management LLC
Eagle, ID |
BUY
|
- |
1+ 0.1% |
$391 - $477
|
977
$539K
|
|
|
Nov 13, 2025
Q3 2025
|
Von Borstel & Associates, Inc.
The Dalles, OR |
BUY
|
- |
2.28KNew |
$893K - $1.09M
|
2.28K
$1.26M
|
|
|
Nov 13, 2025
Q3 2025
|
Peak6 LLC
Chicago, IL |
SELL
|
PUT |
-25.5K- 15.41% |
$9.97M - $12.2M
|
140K
$77.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Volterra Technologies LP
New York, NY |
BUY
|
- |
1.79K+ 763.4% |
$701K - $856K
|
2.03K
$1.12M
|
|
|
Nov 12, 2025
Q3 2025
|
Fsa Advisors, Inc.
Troy, MI |
SELL
|
- |
-9- 0.7% |
$3.52K - $4.29K
|
1.27K
$702K
|
|
|
Nov 12, 2025
Q3 2025
|
New Age Alpha Advisors, LLC
Rye, NY |
SELL
|
- |
-1.43K- 7.13% |
$559K - $682K
|
18.6K
$10.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Erste Asset Management Gmb H
Vienna, C4 |
BUY
|
- |
33.6K+ 32.72% |
$13.1M - $16M
|
136K
$75.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-206- 3.12% |
$80.5K - $98.3K
|
6.39K
$3.53M
|
|
|
Nov 12, 2025
Q3 2025
|
Banco Santander, S.A.
|
BUY
|
- |
14.3K+ 17.16% |
$5.59M - $6.82M
|
97.7K
$53.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Close Asset Management LTD
|
SELL
|
- |
-244- 12.47% |
$95.4K - $116K
|
1.71K
$946K
|
|
|
Nov 12, 2025
Q3 2025
|
Sumitomo Mitsui Financial Group, Inc.
Tokyo, M0 |
BUY
|
- |
221New |
$86.4K - $105K
|
221
$122K
|
|
|
Nov 12, 2025
Q3 2025
|
Whalerock Point Partners, LLC
Providence, RI |
SELL
|
- |
-300- 2.86% |
$117K - $143K
|
10.2K
$5.62M
|
|
|
Nov 12, 2025
Q3 2025
|
Armis Advisers, LLC
Atlanta, GA |
BUY
|
- |
416+ 14.58% |
$163K - $198K
|
3.27K
$1.81M
|
|
|
Nov 12, 2025
Q3 2025
|
Fukoku Mutual Life Insurance CO
|
SELL
|
- |
-551- 21.83% |
$215K - $263K
|
1.97K
$1.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Handelsbanken Fonder Ab
|
BUY
|
- |
1.47K+ 1.46% |
$573K - $699K
|
102K
$56.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-9- 1.95% |
$3.52K - $4.29K
|
453
$250K
|
|
|
Nov 12, 2025
Q3 2025
|
1 St Source Bank
|
BUY
|
- |
183+ 1.94% |
$71.5K - $87.3K
|
9.62K
$5.31M
|
|
|
Nov 12, 2025
Q3 2025
|
Andra Ap Fonden
Goteborg, V7 |
SELL
|
- |
-3.6K- 69.23% |
$1.41M - $1.72M
|
1.6K
$883K
|
|
|
Nov 12, 2025
Q3 2025
|
Tiaa Trust, National Association
Charlotte, NC |
SELL
|
- |
-347- 1.52% |
$136K - $166K
|
22.4K
$12.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Aster Capital Management (Difc) LTD
Dubai, C0 |
SELL
|
- |
-12.3K- 93.05% |
$4.8M - $5.86M
|
918
$507K
|
|
|
Nov 12, 2025
Q3 2025
|
Le Clair Wealth Partners LLC
Dublin, OH |
BUY
|
- |
445New |
$174K - $212K
|
445
$246K
|
|
|
Nov 12, 2025
Q3 2025
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
28+ 4.47% |
$10.9K - $13.4K
|
654
$361K
|
|
|
Nov 12, 2025
Q3 2025
|
B & T Capital Management Dba Alpha Capital Management
|
SELL
|
- |
-137- 1.0% |
$53.6K - $65.4K
|
13.5K
$7.46M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
SELL
|
- |
-403- 3.68% |
$158K - $192K
|
10.5K
$5.82M
|
|
|
Nov 12, 2025
Q3 2025
|
Verum Partners LLC
Charlotte, NC |
SELL
|
- |
-11- 1.04% |
$4.3K - $5.25K
|
1.05K
$579K
|
|
|
Nov 12, 2025
Q3 2025
|
Passive Capital Management, Llc.
Baltimore, MD |
BUY
|
- |
500New |
$195K - $239K
|
500
$276K
|
|
|
Nov 12, 2025
Q3 2025
|
Seeds Investor LLC
New York, NY |
BUY
|
- |
466New |
$182K - $222K
|
466
$257K
|
|
|
Nov 12, 2025
Q3 2025
|
Northstar Financial Companies, Inc.
Conshohocken, PA |
SELL
|
- |
-41- 3.31% |
$16K - $19.6K
|
1.2K
$661K
|
|
|
Nov 12, 2025
Q3 2025
|
Aletheian Wealth Advisors LLC
|
SELL
|
- |
-12- 1.69% |
$4.69K - $5.73K
|
699
$386K
|
|
|
Nov 12, 2025
Q3 2025
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-3- 0.05% |
$1.17K - $1.43K
|
6.15K
$3.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Barnes Pettey Financial Advisors, LLC
|
BUY
|
- |
39+ 6.0% |
$15.2K - $18.6K
|
689
$380K
|
|
|
Nov 12, 2025
Q3 2025
|
Covington Investment Advisors Inc.
Ligonier, PA |
BUY
|
- |
50+ 0.24% |
$19.5K - $23.9K
|
20.5K
$11.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
701+ 6.07% |
$274K - $334K
|
12.2K
$6.76M
|
|
|
Nov 12, 2025
Q3 2025
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
101+ 54.89% |
$39.5K - $48.2K
|
285
$157K
|
|
|
Nov 12, 2025
Q3 2025
|
Caitlin John, LLC
Brighton, MI |
SELL
|
- |
-15- 1.72% |
$5.86K - $7.16K
|
858
$474K
|
|