Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-658- 7.97% |
$257K - $314K
|
7.6K
$4.19M
|
|
|
Nov 03, 2025
Q3 2025
|
Joule Financial, LLC
|
BUY
|
- |
193+ 18.61% |
$75.4K - $92.1K
|
1.23K
$679K
|
|
|
Nov 03, 2025
Q3 2025
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-3.11K- 58.74% |
$1.21M - $1.48M
|
2.18K
$1.2M
|
|
|
Nov 03, 2025
Q3 2025
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-11- 0.61% |
$4.3K - $5.25K
|
1.78K
$984K
|
|
|
Nov 03, 2025
Q3 2025
|
Summit Global Investments
Bountiful, UT |
BUY
|
- |
443New |
$173K - $211K
|
443
$245K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-174- 5.26% |
$68K - $83K
|
3.13K
$1.73M
|
|
|
Nov 03, 2025
Q3 2025
|
Cloud Capital Management, LLC
Seattle, WA |
BUY
|
- |
546New |
$213K - $261K
|
546
$301K
|
|
|
Nov 03, 2025
Q3 2025
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-2.45K- 1.5% |
$957K - $1.17M
|
161K
$88.7M
|
|
|
Nov 03, 2025
Q3 2025
|
Cypress Capital Group
|
BUY
|
- |
518+ 13.94% |
$202K - $247K
|
4.24K
$2.34M
|
|
|
Nov 03, 2025
Q3 2025
|
Benedict Financial Advisors Inc
|
SELL
|
- |
-154- 2.98% |
$60.2K - $73.5K
|
5.02K
$2.77M
|
|
|
Nov 03, 2025
Q3 2025
|
Hallmark Capital Management Inc
|
SELL
|
- |
-127- 1.02% |
$49.6K - $60.6K
|
12.4K
$6.84M
|
|
|
Nov 03, 2025
Q3 2025
|
Banyan Capital Management, Inc.
Atlanta, GA |
BUY
|
- |
895New |
$350K - $427K
|
895
$494K
|
|
|
Nov 03, 2025
Q3 2025
|
Tandem Investment Advisors, Inc.
Charleston, SC |
BUY
|
- |
436New |
$170K - $208K
|
436
$241K
|
|
|
Nov 03, 2025
Q3 2025
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
111+ 21.51% |
$43.4K - $53K
|
627
$346K
|
|
|
Nov 03, 2025
Q3 2025
|
Advantage Trust CO
Salina, KS |
SELL
|
- |
-400- 42.69% |
$156K - $191K
|
537
$296K
|
|
|
Nov 03, 2025
Q3 2025
|
Wealth Management Nebraska
Norfolk, NE |
SELL
|
- |
-4- 0.41% |
$1.56K - $1.91K
|
980
$541K
|
|
|
Nov 03, 2025
Q3 2025
|
Sym Financial Corp
|
SELL
|
- |
-77- 7.25% |
$30.1K - $36.7K
|
985
$544K
|
|
|
Nov 03, 2025
Q3 2025
|
Schaeffer Financial LLC
|
BUY
|
- |
456New |
$178K - $218K
|
456
$252K
|
|
|
Nov 03, 2025
Q3 2025
|
Argent Advisors, Inc.
Monroe, LA |
BUY
|
- |
217+ 2.84% |
$84.8K - $104K
|
7.86K
$4.34M
|
|
|
Nov 03, 2025
Q3 2025
|
Atlantic Private Wealth, LLC
|
BUY
|
- |
1+ 0.47% |
$391 - $477
|
216
$119K
|
|
|
Nov 03, 2025
Q3 2025
|
Pittenger & Anderson Inc
|
SELL
|
- |
-21- 0.06% |
$8.21K - $10K
|
37.1K
$20.5M
|
|
|
Nov 03, 2025
Q3 2025
|
Everett Harris & CO
|
BUY
|
- |
115+ 2.93% |
$45K - $54.9K
|
4.04K
$2.23M
|
|
|
Nov 03, 2025
Q3 2025
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-278- 10.42% |
$109K - $133K
|
2.39K
$1.32M
|
|
|
Nov 03, 2025
Q3 2025
|
Blankinship & Foster, LLC
Solana Beach, CA |
BUY
|
- |
15+ 1.06% |
$5.86K - $7.16K
|
1.43K
$787K
|
|
|
Nov 03, 2025
Q3 2025
|
Knights Of Columbus Asset Advisors LLC
New Haven, CT |
SELL
|
- |
-943- 3.7% |
$369K - $450K
|
24.5K
$13.5M
|
|
|
Nov 03, 2025
Q3 2025
|
Trifecta Capital Advisors, LLC
Northbrook, IL |
BUY
|
- |
1.22K+ 5.13% |
$477K - $582K
|
25K
$13.8M
|
|
|
Nov 03, 2025
Q3 2025
|
Ifc Advisors LLC
Los Angeles, CA |
BUY
|
- |
238+ 4.59% |
$93K - $114K
|
5.42K
$2.99M
|
|
|
Nov 03, 2025
Q3 2025
|
Arizona State Retirement System
|
SELL
|
- |
-2.39K- 1.71% |
$935K - $1.14M
|
137K
$75.8M
|
|
|
Nov 03, 2025
Q3 2025
|
Townsquare Capital LLC
|
SELL
|
- |
-1.19K- 30.43% |
$465K - $568K
|
2.72K
$1.5M
|
|
|
Nov 03, 2025
Q3 2025
|
Quest Partners LLC
New York, NY |
BUY
|
- |
955+ 105.06% |
$373K - $456K
|
1.86K
$1.03M
|
|
|
Nov 03, 2025
Q3 2025
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-252- 2.44% |
$98.5K - $120K
|
10.1K
$5.55M
|
|
|
Nov 03, 2025
Q3 2025
|
Welch & Forbes LLC
|
SELL
|
- |
-313- 1.58% |
$122K - $149K
|
19.4K
$10.7M
|
|
|
Nov 03, 2025
Q3 2025
|
Howard Capital Management Inc.
|
BUY
|
- |
368+ 10.5% |
$144K - $176K
|
3.87K
$2.14M
|
|
|
Nov 03, 2025
Q3 2025
|
Searle & Co.
|
BUY
|
- |
188+ 0.93% |
$73.5K - $89.7K
|
20.4K
$11.3M
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
298+ 7.21% |
$116K - $142K
|
4.43K
$2.45M
|
|
|
Nov 03, 2025
Q3 2025
|
Wsfs Capital Management, LLC
Philadelphia, PA |
BUY
|
- |
267+ 15.96% |
$104K - $127K
|
1.94K
$1.07M
|
|
|
Nov 03, 2025
Q3 2025
|
High Note Wealth, LLC
Deephaven, MN |
BUY
|
- |
2+ 1.23% |
$782 - $954
|
164
$90.5K
|
|
|
Nov 03, 2025
Q3 2025
|
National Pension Service
Jeonju Si, Jeollabuk Do, M5 |
BUY
|
- |
31K+ 3.11% |
$12.1M - $14.8M
|
1.03M
$566M
|
|
|
Nov 03, 2025
Q3 2025
|
Werba Rubin Papier Wealth Management
San Jose, CA |
BUY
|
- |
22+ 3.49% |
$8.6K - $10.5K
|
653
$360K
|
|
|
Nov 03, 2025
Q3 2025
|
Mwa Asset Management
Lexington, MA |
BUY
|
- |
54+ 0.46% |
$21.1K - $25.8K
|
11.8K
$6.49M
|
|
|
Nov 03, 2025
Q3 2025
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
500New |
$195K - $239K
|
500
$276K
|
|
|
Nov 03, 2025
Q3 2025
|
One Ascent Investment Solutions LLC
Birmingham, AL |
BUY
|
- |
63+ 7.94% |
$24.6K - $30.1K
|
856
$473K
|
|
|
Nov 03, 2025
Q3 2025
|
Winnow Wealth LLC
Waco, TX |
BUY
|
- |
11+ 183.33% |
$4.3K - $5.25K
|
17
$9.38K
|
|
|
Oct 31, 2025
Q3 2025
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-159K- 41.53% |
$62.2M - $75.9M
|
224K
$124M
|
|
|
Oct 31, 2025
Q3 2025
|
Uni Super Management Pty LTD
Melbourne, Victoria, C3 |
BUY
|
- |
4.8K+ 16.29% |
$1.88M - $2.29M
|
34.3K
$18.9M
|
|
|
Oct 31, 2025
Q3 2025
|
Resona Asset Management Co.,Ltd.
Koto Ku,Tokyo, M0 |
SELL
|
- |
-11.6K- 6.82% |
$4.54M - $5.54M
|
159K
$87.6M
|
|
|
Oct 31, 2025
Q3 2025
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-1- 0.04% |
$391 - $477
|
2.29K
$1.26M
|
|
|
Oct 31, 2025
Q3 2025
|
Symphony Financial, Ltd. Co.
|
SELL
|
- |
-11.2K- 86.08% |
$4.36M - $5.32M
|
1.8K
$996K
|
|
|
Oct 31, 2025
Q3 2025
|
Modera Wealth Management, LLC
|
SELL
|
- |
-40- 0.58% |
$15.6K - $19.1K
|
6.91K
$3.82M
|
|
|
Oct 31, 2025
Q3 2025
|
Peachtree Investment Partners, LLC
Vero Beach, FL |
BUY
|
- |
532New |
$208K - $254K
|
532
$294K
|
|