Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2025
Q3 2025
|
Winnow Wealth LLC
Waco, TX |
BUY
|
- |
11+ 183.33% |
$4.3K - $5.25K
|
17
$9.38K
|
|
|
Oct 31, 2025
Q3 2025
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-159K- 41.53% |
$62.2M - $75.9M
|
224K
$124M
|
|
|
Oct 31, 2025
Q3 2025
|
Uni Super Management Pty LTD
Melbourne, Victoria, C3 |
BUY
|
- |
4.8K+ 16.29% |
$1.88M - $2.29M
|
34.3K
$18.9M
|
|
|
Oct 31, 2025
Q3 2025
|
Resona Asset Management Co.,Ltd.
Koto Ku,Tokyo, M0 |
SELL
|
- |
-11.6K- 6.82% |
$4.54M - $5.54M
|
159K
$87.6M
|
|
|
Oct 31, 2025
Q3 2025
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-1- 0.04% |
$391 - $477
|
2.29K
$1.26M
|
|
|
Oct 31, 2025
Q3 2025
|
Symphony Financial, Ltd. Co.
|
SELL
|
- |
-11.2K- 86.08% |
$4.36M - $5.32M
|
1.8K
$996K
|
|
|
Oct 31, 2025
Q3 2025
|
Modera Wealth Management, LLC
|
SELL
|
- |
-40- 0.58% |
$15.6K - $19.1K
|
6.91K
$3.82M
|
|
|
Oct 31, 2025
Q3 2025
|
Peachtree Investment Partners, LLC
Vero Beach, FL |
BUY
|
- |
532New |
$208K - $254K
|
532
$294K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
440+ 7.06% |
$172K - $210K
|
6.67K
$3.68M
|
|
|
Oct 31, 2025
Q3 2025
|
Seelaus Asset Management LLC
|
BUY
|
- |
5+ 0.2% |
$1.95K - $2.39K
|
2.46K
$1.36M
|
|
|
Oct 31, 2025
Q3 2025
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-1.12K- 14.47% |
$439K - $536K
|
6.64K
$3.67M
|
|
|
Oct 31, 2025
Q3 2025
|
Kanawha Capital Management LLC
|
SELL
|
- |
-371- 1.32% |
$145K - $177K
|
27.6K
$15.3M
|
|
|
Oct 31, 2025
Q3 2025
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
36+ 0.86% |
$14.1K - $17.2K
|
4.21K
$2.33M
|
|
|
Oct 31, 2025
Q3 2025
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-445- 12.2% |
$174K - $212K
|
3.2K
$1.77M
|
|
|
Oct 31, 2025
Q3 2025
|
Trek Financial, LLC
Scottsdale, AZ |
BUY
|
- |
208+ 5.0% |
$81.3K - $99.2K
|
4.37K
$2.41M
|
|
|
Oct 31, 2025
Q3 2025
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-363- 25.21% |
$142K - $173K
|
1.08K
$595K
|
|
|
Oct 31, 2025
Q3 2025
|
Biltmore Family Office, LLC
|
SELL
|
- |
-65- 1.08% |
$25.4K - $31K
|
5.98K
$3.3M
|
|
|
Oct 31, 2025
Q3 2025
|
Global Assets Advisory, LLC
Orlando, FL |
SELL
|
- |
-20- 1.93% |
$7.82K - $9.54K
|
1.01K
$560K
|
|
|
Oct 31, 2025
Q3 2025
|
Owen La Rue, LLC
Elizabethtown, KY |
BUY
|
- |
512New |
$200K - $244K
|
512
$283K
|
|
|
Oct 31, 2025
Q3 2025
|
Frazier Financial Advisors, LLC
Columbus, OH |
SELL
|
- |
-452- 96.79% |
$177K - $216K
|
15
$8.28K
|
|
|
Oct 31, 2025
Q3 2025
|
Quilter PLC
|
SELL
|
- |
-1.48K- 3.69% |
$580K - $708K
|
38.7K
$21.4M
|
|
|
Oct 31, 2025
Q3 2025
|
Sawgrass Asset Management LLC
|
SELL
|
- |
-6- 0.21% |
$2.35K - $2.86K
|
2.85K
$1.57M
|
|
|
Oct 31, 2025
Q3 2025
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-489- 0.72% |
$191K - $233K
|
67.6K
$37.3M
|
|
|
Oct 31, 2025
Q3 2025
|
Blb&B Advisors, LLC
|
SELL
|
- |
-185- 1.77% |
$72.3K - $88.3K
|
10.3K
$5.67M
|
|
|
Oct 31, 2025
Q3 2025
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
1+ 0.08% |
$391 - $477
|
1.19K
$659K
|
|
|
Oct 31, 2025
Q3 2025
|
Patten & Patten Inc
|
SELL
|
- |
-35- 0.93% |
$13.7K - $16.7K
|
3.73K
$2.06M
|
|
|
Oct 31, 2025
Q3 2025
|
Tfr Capital, Llc.
Plano, TX |
SELL
|
- |
-85- 3.8% |
$33.2K - $40.6K
|
2.15K
$1.19M
|
|
|
Oct 31, 2025
Q3 2025
|
Capital Investment Counsel, Inc
|
SELL
|
- |
-1.01K- 7.48% |
$394K - $481K
|
12.5K
$6.88M
|
|
|
Oct 31, 2025
Q3 2025
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-31- 0.93% |
$12.1K - $14.8K
|
3.3K
$1.82M
|
|
|
Oct 31, 2025
Q3 2025
|
Whittier Trust CO
|
SELL
|
- |
-1.55K- 3.18% |
$604K - $737K
|
47.1K
$26M
|
|
|
Oct 31, 2025
Q3 2025
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
107+ 0.31% |
$41.8K - $51.1K
|
34.2K
$18.9M
|
|
|
Oct 31, 2025
Q3 2025
|
Commerzbank Aktiengesellschaft
|
SELL
|
- |
-16.9K- 10.09% |
$6.6M - $8.06M
|
151K
$83.1M
|
|
|
Oct 31, 2025
Q3 2025
|
Retirement Systems Of Alabama
|
SELL
|
- |
-985- 0.42% |
$385K - $470K
|
234K
$129M
|
|
|
Oct 31, 2025
Q3 2025
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
181+ 1.87% |
$70.8K - $86.4K
|
9.87K
$5.45M
|
|
|
Oct 31, 2025
Q3 2025
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
22+ 1.55% |
$8.6K - $10.5K
|
1.44K
$796K
|
|
|
Oct 31, 2025
Q3 2025
|
Ewa, LLC
Pittsbugh, PA |
BUY
|
- |
85+ 11.71% |
$33.2K - $40.6K
|
811
$448K
|
|
|
Oct 31, 2025
Q3 2025
|
Keynote Financial Services LLC
Vernon, CT |
SELL
|
- |
-102- 3.15% |
$39.9K - $48.7K
|
3.14K
$1.73M
|
|
|
Oct 31, 2025
Q3 2025
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
18+ 1.63% |
$7.04K - $8.59K
|
1.12K
$619K
|
|
|
Oct 31, 2025
Q3 2025
|
Shoker Investment Counsel, Inc.
Oxford, OH |
BUY
|
- |
459+ 22.25% |
$179K - $219K
|
2.52K
$1.39M
|
|
|
Oct 31, 2025
Q3 2025
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-2.74K- 4.61% |
$1.07M - $1.31M
|
56.6K
$31.3M
|
|
|
Oct 31, 2025
Q3 2025
|
La Banque Postale Asset Management Sa
Paris, I0 |
BUY
|
- |
9.44K+ 246.05% |
$3.69M - $4.5M
|
13.3K
$7.33M
|
|
|
Oct 31, 2025
Q3 2025
|
Callahan Advisors, LLC
|
SELL
|
- |
-777- 1.41% |
$304K - $371K
|
54.4K
$30M
|
|
|
Oct 31, 2025
Q3 2025
|
James Investment Research Inc
|
SELL
|
- |
-628- 2.17% |
$245K - $300K
|
28.3K
$15.6M
|
|
|
Oct 31, 2025
Q3 2025
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
2.57K+ 3.62% |
$1M - $1.22M
|
73.4K
$40.5M
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-102- 1.13% |
$39.9K - $48.7K
|
8.9K
$4.91M
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
CALL |
232KNew |
$90.7M - $111M
|
232K
$128M
|
|
|
Oct 31, 2025
Q3 2025
|
Guardian Asset Advisors, LLC
Mechanicsburg, PA |
BUY
|
- |
16+ 0.83% |
$6.25K - $7.63K
|
1.95K
$1.08M
|
|
|
Oct 31, 2025
Q3 2025
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-86- 1.34% |
$33.6K - $41K
|
6.34K
$3.5M
|
|
|
Oct 31, 2025
Q3 2025
|
Tufton Capital Management
|
SELL
|
- |
-73- 0.29% |
$28.5K - $34.8K
|
24.9K
$13.8M
|
|
|
Oct 31, 2025
Q3 2025
|
Sage Rhino Capital LLC
|
SELL
|
- |
-3- 0.58% |
$1.17K - $1.43K
|
515
$284K
|
|