Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 20, 2025
Q3 2025
|
Old North State Trust, LLC
Greensboro, NC |
BUY
|
- |
16+ 1.68% |
$6.25K - $7.63K
|
971
$536K
|
|
|
Nov 20, 2025
Q3 2025
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-10- 0.13% |
$3.91K - $4.77K
|
7.6K
$4.2M
|
|
|
Nov 19, 2025
Q3 2025
|
Regions Financial Corp
|
SELL
|
- |
-1.98K- 2.51% |
$772K - $942K
|
76.6K
$42.3M
|
|
|
Nov 19, 2025
Q3 2025
|
Aldebaran Financial Inc.
|
BUY
|
- |
237+ 36.13% |
$92.6K - $113K
|
893
$493K
|
|
|
Nov 19, 2025
Q3 2025
|
Penobscot Wealth Management
|
SELL
|
- |
-54- 7.11% |
$21.1K - $25.8K
|
705
$389K
|
|
|
Nov 19, 2025
Q3 2025
|
Avity Investment Management Inc.
|
SELL
|
- |
-15- 1.07% |
$5.86K - $7.16K
|
1.39K
$765K
|
|
|
Nov 19, 2025
Q3 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
2.72K+ 9.86% |
$1.06M - $1.3M
|
30.3K
$16.7M
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.86K+ 1.41% |
$728K - $888K
|
134K
$74M
|
|
|
Nov 19, 2025
Q3 2025
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-360- 2.77% |
$141K - $172K
|
12.7K
$6.99M
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-29- 0.78% |
$11.3K - $13.8K
|
3.68K
$2.03M
|
|
|
Nov 19, 2025
Q3 2025
|
Center For Asset Management LLC
|
BUY
|
- |
2+ 0.13% |
$782 - $954
|
1.5K
$828K
|
|
|
Nov 19, 2025
Q3 2025
|
Mosaic Financial Group, LLC
Chicago, IL |
BUY
|
- |
455New |
$178K - $217K
|
455
$251K
|
|
|
Nov 18, 2025
Q3 2025
|
Livforsakringsbolaget Skandia, Omsesidigt
Stockholm, V7 |
BUY
|
- |
500+ 2.15% |
$195K - $239K
|
23.8K
$13.1M
|
|
|
Nov 18, 2025
Q3 2025
|
Vertex Planning Partners, LLC
Downers Grove, IL |
BUY
|
- |
23+ 1.47% |
$8.99K - $11K
|
1.59K
$876K
|
|
|
Nov 18, 2025
Q3 2025
|
Pictet Asset Management Holding Sa
Carouge, V8 |
SELL
|
- |
-27.4K- 5.88% |
$10.7M - $13.1M
|
437K
$241M
|
|
|
Nov 18, 2025
Q3 2025
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
SELL
|
- |
-146- 12.62% |
$57.1K - $69.7K
|
1.01K
$558K
|
|
|
Nov 18, 2025
Q3 2025
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-151- 8.65% |
$59K - $72K
|
1.6K
$881K
|
|
|
Nov 18, 2025
Q3 2025
|
Cim Investment Management Inc
Pittsburgh, PA |
SELL
|
- |
-3.88K- 50.63% |
$1.52M - $1.85M
|
3.78K
$2.09M
|
|
|
Nov 18, 2025
Q3 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
103+ 6.45% |
$40.3K - $49.1K
|
1.7K
$939K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
444+ 1.11% |
$174K - $212K
|
40.6K
$22.4M
|
|
|
Nov 18, 2025
Q3 2025
|
Gm Advisory Group, Inc.
Melville, NY |
BUY
|
- |
350+ 26.84% |
$137K - $167K
|
1.65K
$913K
|
|
|
Nov 18, 2025
Q3 2025
|
Second Line Capital, LLC
Metairie, LA |
BUY
|
- |
369+ 66.97% |
$144K - $176K
|
920
$508K
|
|
|
Nov 17, 2025
Q3 2025
|
Morningstar Investment Management LLC
Chicago, IL |
BUY
|
- |
8.31KNew |
$3.25M - $3.96M
|
8.31K
$4.59M
|
|
|
Nov 17, 2025
Q3 2025
|
Oberweis Asset Management Inc
Lisle, IL |
BUY
|
- |
426New |
$167K - $203K
|
426
$235K
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
3.89K+ 1.37% |
$1.52M - $1.86M
|
288K
$159M
|
|
|
Nov 17, 2025
Q3 2025
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-2.36K- 14.3% |
$922K - $1.13M
|
14.1K
$7.81M
|
|
|
Nov 17, 2025
Q3 2025
|
Kestra Investment Management, LLC
Austin, TX |
SELL
|
- |
-517- 15.71% |
$202K - $247K
|
2.77K
$1.53M
|
|
|
Nov 17, 2025
Q3 2025
|
Palisade Asset Management, LLC
|
SELL
|
- |
-334- 3.71% |
$131K - $159K
|
8.67K
$4.79M
|
|
|
Nov 17, 2025
Q3 2025
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-100- 28.57% |
$39.1K - $47.7K
|
250
$138K
|
|
|
Nov 17, 2025
Q3 2025
|
Keystone Financial Group
|
BUY
|
- |
1.6K+ 189.24% |
$626K - $764K
|
2.45K
$1.35M
|
|
|
Nov 17, 2025
Q3 2025
|
Sterling Wealth Management, Inc.
Champaign, IL |
SELL
|
- |
-39- 1.97% |
$15.2K - $18.6K
|
1.94K
$1.07M
|
|
|
Nov 17, 2025
Q3 2025
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
78+ 3.72% |
$30.5K - $37.2K
|
2.18K
$1.2M
|
|
|
Nov 17, 2025
Q3 2025
|
Abel Hall, LLC
Baton Rouge, LA |
SELL
|
- |
-1.01K- 61.3% |
$393K - $480K
|
635
$351K
|
|
|
Nov 17, 2025
Q3 2025
|
Hancock Whitney Corp
|
SELL
|
- |
-199- 6.12% |
$77.8K - $95K
|
3.05K
$1.68M
|
|
|
Nov 17, 2025
Q3 2025
|
Eaton Financial Holdings Company, LLC
Coral Springs, FL |
SELL
|
- |
-11- 1.02% |
$4.3K - $5.25K
|
1.06K
$587K
|
|
|
Nov 17, 2025
Q3 2025
|
Brooks, Moore & Associates, Inc.
|
BUY
|
- |
420New |
$164K - $200K
|
420
$232K
|
|
|
Nov 17, 2025
Q3 2025
|
Hilltop Partners LLC
Mishawaka, IN |
SELL
|
- |
-6- 1.03% |
$2.35K - $2.86K
|
574
$317K
|
|
|
Nov 17, 2025
Q3 2025
|
Westshore Wealth, LLC
|
SELL
|
- |
-28- 2.13% |
$10.9K - $13.4K
|
1.29K
$711K
|
|
|
Nov 17, 2025
Q3 2025
|
American Trust
Lexington, KY |
SELL
|
- |
-280- 34.15% |
$109K - $134K
|
540
$298K
|
|
|
Nov 17, 2025
Q3 2025
|
Parvin Asset Management, LLC
Sioux Falls, SD |
BUY
|
- |
26+ 5.2% |
$10.2K - $12.4K
|
526
$290K
|
|
|
Nov 17, 2025
Q3 2025
|
Garrett Wealth Advisory Group, LLC
|
BUY
|
- |
81+ 2.94% |
$31.7K - $38.6K
|
2.83K
$1.56M
|
|
|
Nov 17, 2025
Q3 2025
|
Apexium Financial, LP
|
BUY
|
- |
12+ 1.24% |
$4.69K - $5.73K
|
979
$540K
|
|
|
Nov 17, 2025
Q3 2025
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
68+ 8.8% |
$26.6K - $32.4K
|
841
$464K
|
|
|
Nov 14, 2025
Q3 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.78K- 3.81% |
$697K - $850K
|
45K
$24.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-37- 94.87% |
$14.5K - $17.7K
|
2
$1.1K
|
|
|
Nov 14, 2025
Q3 2025
|
M&T Bank Corp
|
SELL
|
- |
-9.59K- 4.57% |
$3.75M - $4.58M
|
200K
$111M
|
|
|
Nov 14, 2025
Q3 2025
|
Howard Hughes Medical Institute
Chevy Chase, MD |
SELL
|
- |
-2- 1.94% |
$782 - $954
|
101
$55.8K
|
|
|
Nov 14, 2025
Q3 2025
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-8.98K- 3.44% |
$3.51M - $4.29M
|
252K
$139M
|
|
|
Nov 14, 2025
Q3 2025
|
Siemens Fonds Invest Gmb H
Munich, 2M |
SELL
|
- |
-604- 3.62% |
$236K - $288K
|
16.1K
$8.89M
|
|
|
Nov 14, 2025
Q3 2025
|
Fullerton Fund Management CO Ltd.
Singapore, U0 |
BUY
|
- |
162K+ 131.35% |
$63.2M - $77.2M
|
285K
$157M
|
|