Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 17, 2025
Q3 2025
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
58+ 10.02% |
$22.7K - $27.7K
|
637
$352K
|
|
|
Oct 17, 2025
Q3 2025
|
Fruth Investment Management
|
SELL
|
- |
-140- 1.78% |
$54.7K - $66.8K
|
7.74K
$4.27M
|
|
|
Oct 17, 2025
Q3 2025
|
Live Oak Private Wealth LLC
|
BUY
|
- |
23+ 0.66% |
$8.99K - $11K
|
3.53K
$1.95M
|
|
|
Oct 17, 2025
Q3 2025
|
Westend Capital Management, LLC
Sausalito, CA |
BUY
|
- |
21New |
$8.21K - $10K
|
21
$11.6K
|
|
|
Oct 17, 2025
Q3 2025
|
Flc Capital Advisors
|
SELL
|
- |
-21- 0.34% |
$8.21K - $10K
|
6.11K
$3.37M
|
|
|
Oct 17, 2025
Q3 2025
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-40- 0.81% |
$15.6K - $19.1K
|
4.91K
$2.71M
|
|
|
Oct 17, 2025
Q3 2025
|
Ethic Inc.
New York, NY |
SELL
|
- |
-432- 0.74% |
$169K - $206K
|
57.8K
$31.9M
|
|
|
Oct 17, 2025
Q3 2025
|
Private Wealth Management Group, LLC
Princeton, NJ |
SELL
|
- |
-2- 1.32% |
$782 - $954
|
149
$82.3K
|
|
|
Oct 17, 2025
Q3 2025
|
Encompass More Asset Management
Danville, CA |
BUY
|
- |
440New |
$172K - $210K
|
440
$243K
|
|
|
Oct 17, 2025
Q3 2025
|
Annex Advisory Services, LLC
|
SELL
|
- |
-21- 1.84% |
$8.21K - $10K
|
1.12K
$619K
|
|
|
Oct 17, 2025
Q3 2025
|
1900 Wealth Management LLC
|
BUY
|
- |
1.99K+ 56.39% |
$778K - $949K
|
5.52K
$3.05M
|
|
|
Oct 17, 2025
Q3 2025
|
Goldstone Financial Group, LLC
Oakbrook Terrace, IL |
BUY
|
- |
1.06K+ 30.82% |
$413K - $504K
|
4.49K
$2.48M
|
|
|
Oct 17, 2025
Q3 2025
|
Plimoth Trust CO LLC
|
SELL
|
- |
-251- 2.11% |
$98.1K - $120K
|
11.6K
$6.42M
|
|
|
Oct 17, 2025
Q3 2025
|
Range Financial Group LLC
|
BUY
|
- |
42+ 2.97% |
$16.4K - $20K
|
1.45K
$803K
|
|
|
Oct 17, 2025
Q3 2025
|
Oak Harvest Investment Services
|
SELL
|
- |
-359- 8.34% |
$140K - $171K
|
3.95K
$2.18M
|
|
|
Oct 17, 2025
Q3 2025
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-106- 0.4% |
$41.4K - $50.6K
|
26.5K
$14.6M
|
|
|
Oct 17, 2025
Q3 2025
|
Austin Private Wealth, LLC
|
SELL
|
- |
-20- 0.91% |
$7.82K - $9.54K
|
2.19K
$1.21M
|
|
|
Oct 17, 2025
Q3 2025
|
Fortitude Family Office, LLC
Scottsdale, AZ |
BUY
|
- |
433+ 257.74% |
$169K - $207K
|
601
$332K
|
|
|
Oct 17, 2025
Q3 2025
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-880- 4.72% |
$344K - $420K
|
17.8K
$9.81M
|
|
|
Oct 17, 2025
Q3 2025
|
Tripletail Wealth Management, LLC
Orlando, FL |
BUY
|
- |
25+ 1.6% |
$9.77K - $11.9K
|
1.59K
$879K
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-307- 1.29% |
$120K - $146K
|
23.5K
$13M
|
|
|
Oct 16, 2025
Q3 2025
|
Precision Wealth Strategies, LLC
|
SELL
|
- |
-1.93K- 55.94% |
$754K - $921K
|
1.52K
$839K
|
|
|
Oct 16, 2025
Q3 2025
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
BUY
|
- |
24+ 2.37% |
$9.38K - $11.5K
|
1.04K
$572K
|
|
|
Oct 16, 2025
Q3 2025
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-1.09K- 9.57% |
$424K - $518K
|
10.3K
$5.66M
|
|
|
Oct 16, 2025
Q3 2025
|
Trust CO Of Toledo Na
Holland, OH |
BUY
|
- |
613+ 4.85% |
$240K - $292K
|
13.3K
$7.32M
|
|
|
Oct 16, 2025
Q3 2025
|
Mbl Wealth, LLC
Charlotte, NC |
BUY
|
- |
1.16K+ 56.2% |
$455K - $555K
|
3.24K
$1.79M
|
|
|
Oct 16, 2025
Q3 2025
|
Highland Capital Management, LLC
|
SELL
|
- |
-180- 1.11% |
$70.4K - $85.9K
|
16K
$8.85M
|
|
|
Oct 16, 2025
Q3 2025
|
Custos Family Office, LLC
Greenwood Village, CO |
BUY
|
- |
517New |
$202K - $247K
|
517
$285K
|
|
|
Oct 16, 2025
Q3 2025
|
Richards, Merrill & Peterson, Inc.
Spokane, WA |
BUY
|
- |
387+ 10.26% |
$151K - $185K
|
4.16K
$2.3M
|
|
|
Oct 16, 2025
Q3 2025
|
Life Steps Financial, Inc.
|
SELL
|
- |
-8- 0.46% |
$3.13K - $3.82K
|
1.74K
$958K
|
|
|
Oct 16, 2025
Q3 2025
|
Marotta Asset Management
|
BUY
|
- |
491New |
$192K - $234K
|
491
$271K
|
|
|
Oct 16, 2025
Q3 2025
|
Asio Capital, LLC
|
BUY
|
- |
525New |
$205K - $251K
|
525
$290K
|
|
|
Oct 16, 2025
Q3 2025
|
City State Bank
Norwalk, IA |
SELL
|
- |
-65- 1.45% |
$25.4K - $31K
|
4.42K
$2.44M
|
|
|
Oct 16, 2025
Q3 2025
|
Gleason Group, Inc.
|
SELL
|
- |
-98- 3.68% |
$38.3K - $46.8K
|
2.56K
$1.41M
|
|
|
Oct 16, 2025
Q3 2025
|
Hudson Valley Investment Advisors Inc
|
SELL
|
- |
-5- 0.19% |
$1.95K - $2.39K
|
2.63K
$1.45M
|
|
|
Oct 16, 2025
Q3 2025
|
Cra Financial Services, LLC
|
BUY
|
- |
25+ 0.73% |
$9.77K - $11.9K
|
3.47K
$1.92M
|
|
|
Oct 16, 2025
Q3 2025
|
Nvwm, LLC
|
SELL
|
- |
-158- 7.08% |
$61.8K - $75.4K
|
2.08K
$1.15M
|
|
|
Oct 16, 2025
Q3 2025
|
Burney CO
Reston, VA |
SELL
|
- |
-272- 2.14% |
$106K - $130K
|
12.4K
$6.85M
|
|
|
Oct 16, 2025
Q3 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
2New |
$782 - $954
|
2
$1.1K
|
|
|
Oct 16, 2025
Q3 2025
|
Weatherly Asset Management L. P.
|
BUY
|
- |
75+ 1.25% |
$29.3K - $35.8K
|
6.09K
$3.36M
|
|
|
Oct 16, 2025
Q3 2025
|
Ellsworth Advisors, LLC
|
SELL
|
- |
-11.6K- 93.36% |
$4.55M - $5.55M
|
828
$457K
|
|
|
Oct 16, 2025
Q3 2025
|
Cmg Global Holdings, LLC
|
SELL
|
- |
-42- 1.49% |
$16.4K - $20K
|
2.77K
$1.53M
|
|
|
Oct 16, 2025
Q3 2025
|
Signature Resources Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-3- 0.33% |
$1.17K - $1.43K
|
909
$502K
|
|
|
Oct 16, 2025
Q3 2025
|
Hbw Advisory Services LLC
|
BUY
|
- |
1.12K+ 126.38% |
$438K - $535K
|
2.01K
$1.11M
|
|
|
Oct 16, 2025
Q3 2025
|
Emprise Bank
Wichita, KS |
SELL
|
- |
-37- 0.79% |
$14.5K - $17.7K
|
4.64K
$2.56M
|
|
|
Oct 16, 2025
Q3 2025
|
Meyer Handelman CO
|
SELL
|
- |
-3.69K- 2.99% |
$1.44M - $1.76M
|
120K
$66M
|
|
|
Oct 16, 2025
Q3 2025
|
Beacon Investment Advisory Services, Inc.
|
BUY
|
- |
1.21K+ 4.5% |
$474K - $578K
|
28.1K
$15.5M
|
|
|
Oct 16, 2025
Q3 2025
|
Richwood Investment Advisors, LLC
|
BUY
|
- |
25+ 0.79% |
$9.77K - $11.9K
|
3.18K
$1.76M
|
|
|
Oct 16, 2025
Q3 2025
|
Halbert Hargrove Global Advisors, LLC
|
BUY
|
- |
48+ 64.86% |
$18.8K - $22.9K
|
122
$67.4K
|
|
|
Oct 16, 2025
Q3 2025
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-1.54K- 3.78% |
$600K - $733K
|
39.1K
$21.6M
|
|