Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2025
Q3 2025
|
New Hampshire Trust
Concord, NH |
SELL
|
- |
-15- 0.13% |
$5.86K - $7.16K
|
12K
$6.6M
|
|
|
Oct 16, 2025
Q3 2025
|
Darwin Advisors, LLC
|
BUY
|
- |
1+ 0.41% |
$391 - $477
|
247
$136K
|
|
|
Oct 16, 2025
Q3 2025
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
SELL
|
- |
-99- 6.62% |
$38.7K - $47.2K
|
1.4K
$771K
|
|
|
Oct 16, 2025
Q3 2025
|
Griffin Asset Management, Inc.
|
BUY
|
- |
13+ 0.06% |
$5.08K - $6.2K
|
20.7K
$11.4M
|
|
|
Oct 16, 2025
Q3 2025
|
Fulton Breakefield Broenniman LLC
|
BUY
|
- |
14+ 0.72% |
$5.47K - $6.68K
|
1.96K
$1.08M
|
|
|
Oct 16, 2025
Q3 2025
|
Le Conte Wealth Management, LLC
Maryville, TN |
BUY
|
- |
104+ 17.93% |
$40.7K - $49.6K
|
684
$378K
|
|
|
Oct 16, 2025
Q3 2025
|
Townsend Asset Management Corp
|
SELL
|
- |
-433- 25.73% |
$169K - $207K
|
1.25K
$690K
|
|
|
Oct 16, 2025
Q3 2025
|
Eagle Capital Management, LLC
|
SELL
|
- |
-69- 7.35% |
$27K - $32.9K
|
870
$480K
|
|
|
Oct 16, 2025
Q3 2025
|
Carnegie Capital Asset Management, LLC
|
BUY
|
- |
482+ 14.32% |
$188K - $230K
|
3.85K
$2.12M
|
|
|
Oct 16, 2025
Q3 2025
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
4+ 0.54% |
$1.56K - $1.91K
|
743
$410K
|
|
|
Oct 16, 2025
Q3 2025
|
Hengehold Capital Management LLC
|
BUY
|
- |
11+ 1.01% |
$4.3K - $5.25K
|
1.1K
$609K
|
|
|
Oct 16, 2025
Q3 2025
|
Cadinha & CO LLC
|
BUY
|
- |
604+ 1.1% |
$236K - $288K
|
55.6K
$30.7M
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
123+ 0.5% |
$48.1K - $58.7K
|
24.8K
$13.7M
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Financial, LLC
Mount Pleasant, SC |
BUY
|
- |
192+ 13.84% |
$75.1K - $91.6K
|
1.58K
$872K
|
|
|
Oct 15, 2025
Q3 2025
|
Plancorp, LLC
|
SELL
|
- |
-26- 0.93% |
$10.2K - $12.4K
|
2.76K
$1.52M
|
|
|
Oct 15, 2025
Q3 2025
|
Successful Portfolios LLC
|
BUY
|
- |
424New |
$166K - $202K
|
424
$234K
|
|
|
Oct 15, 2025
Q3 2025
|
Vontobel Holding Ltd.
|
SELL
|
- |
-10.6K- 9.97% |
$4.15M - $5.06M
|
95.8K
$52.9M
|
|
|
Oct 15, 2025
Q3 2025
|
Vontobel Holding Ltd.
|
SELL
|
CALL |
-1K- 15.38% |
$391K - $477K
|
5.5K
$3.04M
|
|
|
Oct 15, 2025
Q3 2025
|
Optas, LLC
|
BUY
|
- |
206+ 17.55% |
$80.5K - $98.3K
|
1.38K
$762K
|
|
|
Oct 15, 2025
Q3 2025
|
Crane Advisory, LLC
Fullerton, CA |
SELL
|
- |
-60- 6.77% |
$23.5K - $28.6K
|
826
$456K
|
|
|
Oct 15, 2025
Q3 2025
|
Bay Bridge Capital Group, LLC
Pleasanton, CA |
SELL
|
- |
-208- 4.52% |
$81.3K - $99.2K
|
4.39K
$2.42M
|
|
|
Oct 15, 2025
Q3 2025
|
Swedbank Ab
Stockholm, V7 |
BUY
|
- |
1.11K+ 0.32% |
$433K - $528K
|
345K
$191M
|
|
|
Oct 15, 2025
Q3 2025
|
Cogent Blue Wealth Advisors, LLC
Knoxville, TN |
BUY
|
- |
518New |
$202K - $247K
|
518
$286K
|
|
|
Oct 15, 2025
Q3 2025
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-490- 5.75% |
$192K - $234K
|
8.04K
$4.44M
|
|
|
Oct 15, 2025
Q3 2025
|
Founders Financial Securities LLC
|
SELL
|
- |
-744- 15.71% |
$291K - $355K
|
3.99K
$2.2M
|
|
|
Oct 15, 2025
Q3 2025
|
Merrion Investment Management Co, LLC
|
BUY
|
- |
200+ 20.0% |
$78.2K - $95.4K
|
1.2K
$662K
|
|
|
Oct 15, 2025
Q3 2025
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-10- 3.6% |
$3.91K - $4.77K
|
268
$148K
|
|
|
Oct 15, 2025
Q3 2025
|
Alliance Wealth Advisors, LLC
|
BUY
|
- |
496New |
$194K - $237K
|
496
$274K
|
|
|
Oct 15, 2025
Q3 2025
|
Symmetry Partners, LLC
|
BUY
|
- |
520New |
$203K - $248K
|
520
$287K
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
BUY
|
- |
60+ 0.99% |
$23.5K - $28.6K
|
6.12K
$3.38M
|
|
|
Oct 15, 2025
Q3 2025
|
Allen Mooney & Barnes Investment Advisors LLC
Thomasville, GA |
SELL
|
- |
-46- 2.17% |
$18K - $21.9K
|
2.08K
$1.15M
|
|
|
Oct 15, 2025
Q3 2025
|
Cambridge Advisors Inc.
|
SELL
|
- |
-493- 6.42% |
$193K - $235K
|
7.19K
$3.97M
|
|
|
Oct 15, 2025
Q3 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
524+ 5.07% |
$205K - $250K
|
10.9K
$6M
|
|
|
Oct 15, 2025
Q3 2025
|
Tritonpoint Wealth, LLC
Chevy Chase, MD |
BUY
|
- |
715+ 6.87% |
$280K - $341K
|
11.1K
$6.14M
|
|
|
Oct 15, 2025
Q3 2025
|
Brady Martz Wealth Solutions, LLC
Grand Forks, ND |
BUY
|
- |
475New |
$186K - $227K
|
475
$262K
|
|
|
Oct 15, 2025
Q3 2025
|
Brookstone Capital Management
|
SELL
|
- |
-6- 0.01% |
$2.35K - $2.86K
|
61.4K
$33.9M
|
|
|
Oct 15, 2025
Q3 2025
|
Pure Portfolios Holdings LLC
Lake Oswego, OR |
BUY
|
- |
200+ 28.94% |
$78.2K - $95.4K
|
891
$492K
|
|
|
Oct 15, 2025
Q3 2025
|
Harbor Capital Advisors, Inc.
|
BUY
|
- |
68+ 0.88% |
$26.6K - $32.4K
|
7.76K
$4.28M
|
|
|
Oct 15, 2025
Q3 2025
|
Sagace Wealth Management LLC
St. Petersburg, FL |
BUY
|
- |
451New |
$176K - $215K
|
451
$249K
|
|
|
Oct 15, 2025
Q3 2025
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-57- 0.12% |
$22.3K - $27.2K
|
46.8K
$25.8M
|
|
|
Oct 15, 2025
Q3 2025
|
Robbins Farley LLC
Manchester, NH |
SELL
|
- |
-411- 2.75% |
$161K - $196K
|
14.5K
$8.02M
|
|
|
Oct 15, 2025
Q3 2025
|
Cornercap Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-65- 1.65% |
$25.4K - $31K
|
3.88K
$2.14M
|
|
|
Oct 15, 2025
Q3 2025
|
Rfg Holdings, Inc.
|
BUY
|
- |
13+ 2.05% |
$5.08K - $6.2K
|
648
$358K
|
|
|
Oct 15, 2025
Q3 2025
|
First Premier Bank
|
SELL
|
- |
-70- 9.21% |
$27.4K - $33.4K
|
690
$381K
|
|
|
Oct 15, 2025
Q3 2025
|
Zwj Investment Counsel Inc
|
BUY
|
- |
30+ 0.78% |
$11.7K - $14.3K
|
3.89K
$2.15M
|
|
|
Oct 15, 2025
Q3 2025
|
Curbstone Financial Management Corp
|
SELL
|
- |
-90- 6.86% |
$35.2K - $42.9K
|
1.22K
$675K
|
|
|
Oct 15, 2025
Q3 2025
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-192- 14.17% |
$75.1K - $91.6K
|
1.16K
$642K
|
|
|
Oct 15, 2025
Q3 2025
|
Milestone Asset Management, LLC
Pittsburgh, PA |
BUY
|
- |
623+ 29.94% |
$244K - $297K
|
2.7K
$1.49M
|
|
|
Oct 15, 2025
Q3 2025
|
Vestia Personal Wealth Advisors
Fort Wayne, IN |
BUY
|
- |
149+ 14.81% |
$58.2K - $71.1K
|
1.16K
$638K
|
|
|
Oct 15, 2025
Q3 2025
|
Gemmer Asset Management LLC
|
BUY
|
- |
15+ 2.22% |
$5.86K - $7.16K
|
692
$382K
|
|