Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 09, 2025
Q3 2025
|
Rockingstone Advisors LLC
Great Barrington, MA |
SELL
|
- |
-380- 28.44% |
$149K - $181K
|
956
$528K
|
|
|
Oct 09, 2025
Q3 2025
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-14- 0.35% |
$5.47K - $6.68K
|
3.99K
$2.2M
|
|
|
Oct 09, 2025
Q3 2025
|
Toth Financial Advisory Corp
|
BUY
|
- |
1+ 0.04% |
$391 - $477
|
2.67K
$1.48M
|
|
|
Oct 09, 2025
Q3 2025
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
6.97K+ 925.9% |
$2.73M - $3.33M
|
7.73K
$4.26M
|
|
|
Oct 09, 2025
Q3 2025
|
Secure Asset Management, LLC
|
BUY
|
- |
2+ 0.27% |
$782 - $954
|
751
$415K
|
|
|
Oct 09, 2025
Q3 2025
|
Jackson Square Capital, LLC
|
SELL
|
- |
-1.92K- 16.96% |
$749K - $914K
|
9.38K
$5.18M
|
|
|
Oct 09, 2025
Q3 2025
|
Trade Well Securities, Llc.
Fort Wayne, IN |
BUY
|
- |
3+ 0.53% |
$1.17K - $1.43K
|
571
$315K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
847+ 14.57% |
$331K - $404K
|
6.66K
$3.68M
|
|
|
Oct 09, 2025
Q3 2025
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
SELL
|
- |
-4- 0.07% |
$1.56K - $1.91K
|
5.58K
$3.08M
|
|
|
Oct 09, 2025
Q3 2025
|
Independence Bank Of Kentucky
|
BUY
|
- |
5+ 0.23% |
$1.95K - $2.39K
|
2.22K
$1.22M
|
|
|
Oct 09, 2025
Q3 2025
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
154+ 2.85% |
$60.2K - $73.5K
|
5.57K
$3.07M
|
|
|
Oct 09, 2025
Q3 2025
|
Capitol Family Office, Inc.
|
BUY
|
- |
1+ 0.14% |
$391 - $477
|
701
$387K
|
|
|
Oct 09, 2025
Q3 2025
|
Rydar Equities, Inc.
Weatherford, TX |
BUY
|
- |
482New |
$188K - $230K
|
482
$266K
|
|
|
Oct 08, 2025
Q3 2025
|
Kwmg, LLC
|
BUY
|
- |
503New |
$197K - $240K
|
503
$278K
|
|
|
Oct 08, 2025
Q3 2025
|
Fiduciary Alliance LLC
Greenville, SC |
SELL
|
- |
-49- 2.29% |
$19.2K - $23.4K
|
2.1K
$1.16M
|
|
|
Oct 08, 2025
Q3 2025
|
Yhb Investment Advisors, Inc.
|
BUY
|
- |
1+ 0.06% |
$391 - $477
|
1.7K
$936K
|
|
|
Oct 08, 2025
Q3 2025
|
Rise Advisors, LLC
|
BUY
|
- |
7+ 0.55% |
$2.74K - $3.34K
|
1.29K
$711K
|
|
|
Oct 08, 2025
Q3 2025
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-184- 9.58% |
$71.9K - $87.8K
|
1.74K
$958K
|
|
|
Oct 08, 2025
Q3 2025
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-451- 2.65% |
$176K - $215K
|
16.6K
$9.15M
|
|
|
Oct 08, 2025
Q3 2025
|
First County Bank /Ct/
Stamford, CT |
BUY
|
- |
3+ 0.1% |
$1.17K - $1.43K
|
2.93K
$1.62M
|
|
|
Oct 07, 2025
Q3 2025
|
Sonora Investment Management Group, LLC
Tucson, AZ |
BUY
|
- |
919+ 4.17% |
$359K - $439K
|
22.9K
$12.7M
|
|
|
Oct 07, 2025
Q3 2025
|
Quintet Private Bank (Europe) S.A.
Luxembourg, N4 |
BUY
|
- |
28+ 0.82% |
$10.9K - $13.4K
|
3.44K
$1.9M
|
|
|
Oct 07, 2025
Q3 2025
|
Friday Financial
Dubuque, IA |
SELL
|
- |
-405- 31.08% |
$158K - $193K
|
898
$496K
|
|
|
Oct 07, 2025
Q3 2025
|
Traphagen Investment Advisors LLC
Oradell, NJ |
SELL
|
- |
-25- 0.76% |
$9.77K - $11.9K
|
3.25K
$1.79M
|
|
|
Oct 07, 2025
Q3 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-2- 2.17% |
$782 - $954
|
90
$49.7K
|
|
|
Oct 07, 2025
Q3 2025
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
BUY
|
- |
1.31K+ 7.4% |
$511K - $623K
|
18.9K
$10.5M
|
|
|
Oct 07, 2025
Q3 2025
|
Canandaigua National Trust CO Of Florida
Canandaigua, NY |
SELL
|
- |
-71- 3.12% |
$27.8K - $33.9K
|
2.2K
$1.22M
|
|
|
Oct 07, 2025
Q3 2025
|
Proathlete Wealth Management LLC
Boca Raton, FL |
SELL
|
- |
-4- 2.08% |
$1.56K - $1.91K
|
188
$104K
|
|
|
Oct 07, 2025
Q3 2025
|
St Germain D J CO Inc
Springfield, MA |
SELL
|
- |
-314- 3.6% |
$123K - $150K
|
8.4K
$4.64M
|
|
|
Oct 07, 2025
Q3 2025
|
Family Legacy Financial Solutions, LLC
Cary, NC |
BUY
|
- |
1+ 1.23% |
$391 - $477
|
82
$45.3K
|
|
|
Oct 07, 2025
Q3 2025
|
Gfg Capital, LLC
|
SELL
|
- |
-6- 1.28% |
$2.35K - $2.86K
|
463
$256K
|
|
|
Oct 07, 2025
Q3 2025
|
Acropolis Investment Management, LLC
|
BUY
|
- |
180+ 8.1% |
$70.4K - $85.9K
|
2.4K
$1.33M
|
|
|
Oct 07, 2025
Q3 2025
|
Lbmc Investment Advisors, LLC
|
BUY
|
- |
2.12K+ 204.92% |
$830K - $1.01M
|
3.16K
$1.74M
|
|
|
Oct 07, 2025
Q3 2025
|
First Community Trust Na
|
SELL
|
- |
-99- 9.43% |
$38.7K - $47.2K
|
951
$525K
|
|
|
Oct 07, 2025
Q3 2025
|
Woodstock Corp
|
SELL
|
- |
-70- 4.15% |
$27.4K - $33.4K
|
1.62K
$893K
|
|
|
Oct 07, 2025
Q3 2025
|
Mc Lean Asset Management Corp
|
BUY
|
- |
16+ 2.03% |
$6.25K - $7.63K
|
803
$443K
|
|
|
Oct 07, 2025
Q3 2025
|
Chesley Taft & Associates LLC
|
SELL
|
- |
-10- 0.92% |
$3.91K - $4.77K
|
1.08K
$595K
|
|
|
Oct 07, 2025
Q3 2025
|
Ignite Planners, LLC
|
SELL
|
- |
-178- 2.63% |
$69.6K - $84.9K
|
6.59K
$3.64M
|
|
|
Oct 07, 2025
Q3 2025
|
Veracity Capital LLC
|
SELL
|
- |
-42- 2.01% |
$16.4K - $20K
|
2.05K
$1.13M
|
|
|
Oct 07, 2025
Q3 2025
|
Beacon Financial Group
|
BUY
|
- |
4+ 0.48% |
$1.56K - $1.91K
|
839
$463K
|
|
|
Oct 07, 2025
Q3 2025
|
Congress Park Capital LLC
|
SELL
|
- |
-75- 4.7% |
$29.3K - $35.8K
|
1.52K
$839K
|
|
|
Oct 07, 2025
Q3 2025
|
Country Club Bank
|
SELL
|
- |
-1.36K- 7.92% |
$530K - $647K
|
15.8K
$8.71M
|
|
|
Oct 07, 2025
Q3 2025
|
Accel Wealth Management
|
BUY
|
- |
2+ 0.15% |
$782 - $954
|
1.33K
$736K
|
|
|
Oct 07, 2025
Q3 2025
|
M.E. Allison & Co., Inc.
San Antonio, TX |
BUY
|
- |
1+ 0.12% |
$391 - $477
|
846
$467K
|
|
|
Oct 06, 2025
Q3 2025
|
Trust CO
|
SELL
|
- |
-271- 40.39% |
$106K - $129K
|
400
$221K
|
|
|
Oct 06, 2025
Q3 2025
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
212+ 2.34% |
$82.9K - $101K
|
9.28K
$5.12M
|
|
|
Oct 06, 2025
Q3 2025
|
Greenfield Savings Bank
|
SELL
|
- |
-89- 1.32% |
$34.8K - $42.5K
|
6.63K
$3.66M
|
|
|
Oct 06, 2025
Q3 2025
|
Hickory Point Bank & Trust
Decatur, IL |
SELL
|
- |
-5- 0.19% |
$1.95K - $2.39K
|
2.7K
$1.49M
|
|
|
Oct 06, 2025
Q3 2025
|
Clarus Wealth Advisors
|
SELL
|
- |
-126- 5.12% |
$49.3K - $60.1K
|
2.34K
$1.29M
|
|
|
Oct 06, 2025
Q3 2025
|
Venture Visionary Partners LLC
|
SELL
|
- |
-2.79K- 8.91% |
$1.09M - $1.33M
|
28.5K
$15.7M
|
|