Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 29, 2020
Q3 2020
|
Alaska Permanent Fund Corp
Juneau, AK |
SELL
|
- |
-7.09KClosed |
$891K - $1.09M
|
0
$0
|
|
Oct 20, 2020
Q3 2020
|
Keudell
|
BUY
|
CALL |
200New |
$25.1K - $30.8K
|
200
$66.7K
|
|
Oct 19, 2020
Q3 2020
|
Violich Capital Management, Inc.
|
SELL
|
- |
-1.83KClosed |
$229K - $281K
|
0
$0
|
|
Oct 15, 2020
Q3 2020
|
Asio Capital, LLC
|
SELL
|
- |
-425Closed |
$53.4K - $65.4K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Domani Wealth, LLC
|
SELL
|
- |
-1.79KClosed |
$225K - $275K
|
0
$0
|
|
Oct 08, 2020
Q3 2020
|
Chickasaw Capital Management LLC
|
BUY
|
- |
1.5KNew |
$189K - $231K
|
1.5K
$500K
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-172Closed |
$21.6K - $26.5K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-794- 19.03% |
$83K - $109K
|
3.38K
$1.13M
|
|
May 10, 2021
Q2 2020
|
Vaughan & CO Securities, Inc.
|
SELL
|
- |
-150Closed |
$15.7K - $20.7K
|
0
$0
|
|
Sep 11, 2020
Q2 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-3.42KClosed |
$358K - $472K
|
0
$0
|
|
Aug 24, 2020
Q2 2020
|
Aurora Investment Counsel
Atlanta, GA |
SELL
|
- |
-10.6KClosed |
$1.1M - $1.45M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Kettle Hill Capital Management, LLC
New York, NY |
SELL
|
- |
-12.6KClosed |
$1.31M - $1.73M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Cinctive Capital Management LP
New York, NY |
SELL
|
- |
-22.4KClosed |
$2.34M - $3.08M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-3.03KClosed |
$316K - $417K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Electron Capital Partners, LLC
New York, NY |
SELL
|
- |
-87.7KClosed |
$9.16M - $12.1M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Nat Simons
Meritage Group LP | San Francisco, Ca
|
SELL
|
- |
-2.16KClosed |
$225K - $297K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
CALL |
1.5KNew |
$157K - $207K
|
1.5K
$500K
|
|
Aug 11, 2020
Q2 2020
|
Demars Financial Group, LLC
|
BUY
|
- |
220New |
$23K - $30.3K
|
220
$73.3K
|
|
Aug 11, 2020
Q2 2020
|
Jackson Hole Capital Partners, LLC
|
SELL
|
- |
-8.29KClosed |
$866K - $1.14M
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Newfound Research LLC
|
SELL
|
- |
-1Closed |
$104 - $138
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Hgk Asset Management Inc
|
SELL
|
- |
-2.17KClosed |
$227K - $299K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Royal Harbor Partners, LLC
|
SELL
|
- |
-11KClosed |
$1.15M - $1.51M
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
American Assets Investment Management, LLC
|
BUY
|
- |
5K+ 12.5% |
$522K - $689K
|
45K
$15M
|
|
Aug 04, 2020
Q2 2020
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-46KClosed |
$4.81M - $6.34M
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Paragon Capital Management LLC
Overland Park, KS |
SELL
|
- |
-30Closed |
$3.13K - $4.13K
|
0
$0
|
|
Jul 29, 2020
Q2 2020
|
Eagle Ridge Investment Management
|
SELL
|
- |
-3.53KClosed |
$369K - $487K
|
0
$0
|
|
Jul 20, 2020
Q2 2020
|
Vishria Bird Financial Group, LLC
|
BUY
|
- |
1.61KNew |
$168K - $221K
|
1.61K
$535K
|
|
Jul 15, 2020
Q2 2020
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-50Closed |
$5.22K - $6.89K
|
0
$0
|
|
Jul 15, 2020
Q2 2020
|
Augustine Asset Management Inc
|
SELL
|
- |
-2.34KClosed |
$244K - $322K
|
0
$0
|
|
Jul 14, 2020
Q2 2020
|
Toth Financial Advisory Corp
|
BUY
|
CALL |
200New |
$20.9K - $27.5K
|
200
$66.7K
|
|
Jul 06, 2020
Q2 2020
|
Municipal Employees' Retirement System Of Michigan
|
SELL
|
- |
-13.1KClosed |
$1.37M - $1.8M
|
0
$0
|
|
Q1 2020 | |||||||
Dec 12, 2024
Q1 2020
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
SELL
|
- |
-1.4KClosed |
$129K - $211K
|
0
$0
|
|
Sep 21, 2023
Q1 2020
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-127Closed |
$11.7K - $19.1K
|
0
$0
|
|
May 28, 2020
Q1 2020
|
Hellman Jordan Management CO Inc
Quincy, MA |
SELL
|
- |
-6.52KClosed |
$598K - $981K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Luminus Management LLC
Houston, TX |
SELL
|
- |
-61.5KClosed |
$5.64M - $9.25M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Bronson Point Management LLC
Fairfield, CT |
SELL
|
- |
-28KClosed |
$2.57M - $4.21M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-14KClosed |
$1.29M - $2.11M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Voss Capital, LLC
Houston, TX |
SELL
|
PUT |
-1.5KClosed |
$138K - $226K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Zebra Capital Management LLC
Stamford, CT |
SELL
|
- |
-1.96KClosed |
$180K - $295K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Corvex Management LP
New York, NY |
SELL
|
CALL |
-250KClosed |
$23M - $37.6M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Crawford Lake Capital Management, LLC
Lakewood, NJ |
SELL
|
- |
-300Closed |
$27.6K - $45.2K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Crawford Lake Capital Management, LLC
Lakewood, NJ |
SELL
|
CALL |
-231KClosed |
$21.2M - $34.8M
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-2.18KClosed |
$200K - $327K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-6.1KClosed |
$560K - $918K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
PUT |
-1.04K- 73.51% |
$95.3K - $156K
|
374
$125K
|
|
May 12, 2020
Q1 2020
|
American Asset Management Inc.
|
SELL
|
- |
-1.64KClosed |
$150K - $246K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-49.2KClosed |
$4.52M - $7.41M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-100KClosed |
$9.19M - $15.1M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Cna Financial Corp
Chicago, IL |
SELL
|
- |
-9.21KClosed |
$845K - $1.39M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
- |
-1KClosed |
$91.9K - $151K
|
0
$0
|