Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2025
Q3 2025
|
Wealth Plan Investment Management, LLC
Omaha, NE |
SELL
|
- |
-529- 8.83% |
$207K - $252K
|
5.46K
$3.02M
|
|
|
Nov 12, 2025
Q3 2025
|
Rfp Financial Group LLC
Atlanta, GA |
SELL
|
- |
-526- 18.4% |
$206K - $251K
|
2.33K
$1.29M
|
|
|
Oct 30, 2025
Q3 2025
|
Bailard, Inc.
|
SELL
|
- |
-519- 2.62% |
$203K - $248K
|
19.3K
$10.6M
|
|
|
Nov 17, 2025
Q3 2025
|
Kestra Investment Management, LLC
Austin, TX |
SELL
|
- |
-517- 15.71% |
$202K - $247K
|
2.77K
$1.53M
|
|
|
Oct 23, 2025
Q3 2025
|
Trust CO Of Virginia
|
SELL
|
- |
-510- 25.19% |
$199K - $243K
|
1.52K
$836K
|
|
|
Oct 22, 2025
Q3 2025
|
Allen Wealth Management, LLC
Boone, NC |
SELL
|
- |
-510- 13.85% |
$199K - $243K
|
3.17K
$1.75M
|
|
|
Nov 03, 2025
Q3 2025
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-508- 0.81% |
$199K - $242K
|
61.9K
$34.2M
|
|
|
Nov 07, 2025
Q3 2025
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-507- 1.82% |
$198K - $242K
|
27.4K
$15.1M
|
|
|
Nov 04, 2025
Q3 2025
|
Cutler Investment Counsel LLC
|
SELL
|
- |
-506- 0.82% |
$198K - $241K
|
60.9K
$33.6M
|
|
|
Nov 05, 2025
Q3 2025
|
Fusion Capital, LLC
|
SELL
|
- |
-502- 2.09% |
$196K - $240K
|
23.5K
$13M
|
|
|
Nov 05, 2025
Q3 2025
|
Concord Wealth Partners
|
SELL
|
- |
-496- 5.13% |
$194K - $237K
|
9.18K
$5.07M
|
|
|
Nov 14, 2025
Q3 2025
|
Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna
Warsaw, |
SELL
|
- |
-495- 14.44% |
$194K - $236K
|
2.93K
$1.62M
|
|
|
Oct 15, 2025
Q3 2025
|
Cambridge Advisors Inc.
|
SELL
|
- |
-493- 6.42% |
$193K - $235K
|
7.19K
$3.97M
|
|
|
Nov 04, 2025
Q3 2025
|
L.M. Kohn & Company
|
SELL
|
- |
-490- 22.74% |
$192K - $234K
|
1.67K
$919K
|
|
|
Oct 15, 2025
Q3 2025
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-490- 5.75% |
$192K - $234K
|
8.04K
$4.44M
|
|
|
Oct 31, 2025
Q3 2025
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-489- 0.72% |
$191K - $233K
|
67.6K
$37.3M
|
|
|
Oct 29, 2025
Q3 2025
|
Fiduciary Family Office, LLC
Boca Raton, FL |
SELL
|
- |
-487- 17.4% |
$190K - $232K
|
2.31K
$1.28M
|
|
|
Nov 05, 2025
Q3 2025
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-486- 0.76% |
$190K - $232K
|
63.7K
$35.1M
|
|
|
Oct 24, 2025
Q3 2025
|
Culbertson A N & CO Inc
|
SELL
|
- |
-485- 1.18% |
$190K - $231K
|
40.6K
$22.4M
|
|
|
Nov 04, 2025
Q3 2025
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-481- 50.31% |
$188K - $230K
|
475
$262K
|
|
|
Nov 12, 2025
Q3 2025
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-473- 52.15% |
$185K - $226K
|
434
$240K
|
|
|
Oct 29, 2025
Q3 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-470- 5.11% |
$184K - $224K
|
8.74K
$4.82M
|
|
|
Oct 15, 2025
Q3 2025
|
Norden Group LLC
Provo, UT |
SELL
|
- |
-470- 10.0% |
$184K - $224K
|
4.23K
$2.34M
|
|
|
Oct 14, 2025
Q3 2025
|
Monument Capital Management
|
SELL
|
- |
-464- 3.05% |
$181K - $221K
|
14.7K
$8.14M
|
|
|
Oct 20, 2025
Q3 2025
|
Analyst Ims Investment Management Services Ltd.
|
SELL
|
- |
-461- 16.75% |
$180K - $220K
|
2.29K
$1.26M
|
|
|
Oct 31, 2025
Q3 2025
|
Frazier Financial Advisors, LLC
Columbus, OH |
SELL
|
- |
-452- 96.79% |
$177K - $216K
|
15
$8.28K
|
|
|
Oct 08, 2025
Q3 2025
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-451- 2.65% |
$176K - $215K
|
16.6K
$9.15M
|
|
|
Nov 13, 2025
Q3 2025
|
Lgt Group Foundation
|
SELL
|
- |
-450- 13.78% |
$176K - $215K
|
2.82K
$1.55M
|
|
|
Nov 12, 2025
Q3 2025
|
Transce3nd, LLC
Kyle, TX |
SELL
|
- |
-447- 97.81% |
$175K - $213K
|
10
$5.52K
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
SELL
|
- |
-447- 3.56% |
$175K - $213K
|
12.1K
$6.68M
|
|
|
Oct 31, 2025
Q3 2025
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-445- 12.2% |
$174K - $212K
|
3.2K
$1.77M
|
|
|
Nov 10, 2025
Q3 2025
|
Hager Investment Management Services, LLC
New London, NH |
SELL
|
- |
-444- 7.92% |
$174K - $212K
|
5.16K
$2.85M
|
|
|
Nov 12, 2025
Q3 2025
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-443- 2.42% |
$173K - $211K
|
17.9K
$9.88M
|
|
|
Nov 10, 2025
Q3 2025
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-441- 2.49% |
$172K - $210K
|
17.3K
$9.53M
|
|
|
Oct 10, 2025
Q3 2025
|
Chicago Trust CO Na
|
SELL
|
- |
-437- 26.39% |
$171K - $209K
|
1.22K
$673K
|
|
|
Nov 14, 2025
Q3 2025
|
Community Bank, N.A.
|
SELL
|
- |
-435- 2.8% |
$170K - $208K
|
15.1K
$8.32M
|
|
|
Oct 10, 2025
Q3 2025
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-435- 11.73% |
$170K - $208K
|
3.28K
$1.81M
|
|
|
Oct 29, 2025
Q3 2025
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-434- 44.29% |
$170K - $207K
|
546
$301K
|
|
|
Oct 16, 2025
Q3 2025
|
Townsend Asset Management Corp
|
SELL
|
- |
-433- 25.73% |
$169K - $207K
|
1.25K
$690K
|
|
|
Oct 09, 2025
Q3 2025
|
Prentice Wealth Management LLC
|
SELL
|
- |
-433- 43.87% |
$169K - $207K
|
554
$306K
|
|
|
Oct 17, 2025
Q3 2025
|
Ethic Inc.
New York, NY |
SELL
|
- |
-432- 0.74% |
$169K - $206K
|
57.8K
$31.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-429- 1.73% |
$168K - $205K
|
24.3K
$13.4M
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-429- 3.76% |
$168K - $205K
|
11K
$6.07M
|
|
|
Nov 14, 2025
Q3 2025
|
Counterweight Ventures, LLC
Wilmington, NC |
SELL
|
- |
-428- 10.07% |
$167K - $204K
|
3.82K
$2.11M
|
|
|
Nov 13, 2025
Q3 2025
|
Cadence Bank
Tupelo, MS |
SELL
|
- |
-427- 20.72% |
$167K - $204K
|
1.63K
$902K
|
|
|
Nov 05, 2025
Q3 2025
|
Ledyard National Bank
|
SELL
|
- |
-426- 3.41% |
$167K - $203K
|
12.1K
$6.66M
|
|
|
Oct 23, 2025
Q3 2025
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-426- 11.35% |
$167K - $203K
|
3.33K
$1.84M
|
|
|
Oct 21, 2025
Q3 2025
|
Dmkc Advisory Services, LLC
Des Moines, IA |
SELL
|
- |
-422- 3.92% |
$165K - $201K
|
10.4K
$5.71M
|
|
|
Oct 27, 2025
Q3 2025
|
Oversea Chinese Banking Corp LTD
Great Eastern Centre, U0 |
SELL
|
- |
-417- 23.09% |
$163K - $199K
|
1.39K
$767K
|
|
|
Oct 15, 2025
Q3 2025
|
Robbins Farley LLC
Manchester, NH |
SELL
|
- |
-411- 2.75% |
$161K - $196K
|
14.5K
$8.02M
|
|