Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2024
Q3 2024
|
Welch & Forbes LLC
|
SELL
|
- |
-849- 3.61% |
$269K - $332K
|
22.7K
$8.41M
|
|
|
Nov 13, 2024
Q3 2024
|
Meiji Yasuda Asset Management CO Ltd.
Tokyo, M0 |
SELL
|
- |
-823- 2.25% |
$261K - $322K
|
35.8K
$13.3M
|
|
|
Nov 04, 2024
Q3 2024
|
Bradley Foster & Sargent Inc
Hartford, CT |
SELL
|
- |
-804- 0.74% |
$255K - $314K
|
109K
$40.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
PUT |
-800- 4.65% |
$253K - $313K
|
16.4K
$6.09M
|
|
|
Nov 12, 2024
Q3 2024
|
Pinnacle Wealth Management, LLC
|
SELL
|
- |
-799- 10.93% |
$253K - $313K
|
6.51K
$2.42M
|
|
|
Nov 14, 2024
Q3 2024
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-783- 5.98% |
$248K - $306K
|
12.3K
$4.57M
|
|
|
Nov 14, 2024
Q3 2024
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-782- 1.25% |
$248K - $306K
|
61.8K
$23M
|
|
|
Oct 28, 2024
Q3 2024
|
Lowe Brockenbrough & CO Inc
|
SELL
|
- |
-778- 8.77% |
$246K - $304K
|
8.09K
$3.01M
|
|
|
Nov 12, 2024
Q3 2024
|
Morningstar Investment Management LLC
Chicago, IL |
SELL
|
- |
-776- 36.53% |
$246K - $304K
|
1.35K
$501K
|
|
|
Nov 13, 2024
Q3 2024
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-771- 12.9% |
$244K - $302K
|
5.21K
$1.93M
|
|
|
Nov 13, 2024
Q3 2024
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-764- 1.21% |
$242K - $299K
|
62.4K
$23.2M
|
|
|
Nov 08, 2024
Q3 2024
|
Tufton Capital Management
|
SELL
|
- |
-755- 2.86% |
$239K - $295K
|
25.6K
$9.51M
|
|
|
Oct 15, 2024
Q3 2024
|
Pfg Advisors
|
SELL
|
- |
-741- 6.98% |
$235K - $290K
|
9.88K
$3.67M
|
|
|
Nov 12, 2024
Q3 2024
|
Oxford Financial Group LTD
Indianapolis, IN |
SELL
|
- |
-730- 30.44% |
$231K - $286K
|
1.67K
$620K
|
|
|
Dec 19, 2024
Q3 2024
|
Independent Solutions Wealth Management, LLC
Williamsville, NY |
SELL
|
- |
-727Closed |
$230K - $284K
|
0
$0
|
|
|
Nov 12, 2024
Q3 2024
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-717- 7.56% |
$227K - $280K
|
8.77K
$3.26M
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-711- 0.36% |
$225K - $278K
|
199K
$74M
|
|
|
Oct 30, 2024
Q3 2024
|
Lee Danner & Bass Inc
|
SELL
|
- |
-711- 1.79% |
$225K - $278K
|
38.9K
$14.5M
|
|
|
Nov 12, 2024
Q3 2024
|
Wealthfront Advisers LLC
|
SELL
|
- |
-704- 1.21% |
$223K - $275K
|
57.4K
$21.3M
|
|
|
Nov 13, 2024
Q3 2024
|
Wesleyan Assurance Society
Birmingham, X0 |
SELL
|
- |
-700- 0.69% |
$222K - $274K
|
100K
$37.3M
|
|
|
Oct 31, 2024
Q3 2024
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-694- 21.33% |
$220K - $271K
|
2.56K
$951K
|
|
|
Nov 12, 2024
Q3 2024
|
Kkm Financial LLC
Chicago, IL |
SELL
|
- |
-692- 26.87% |
$219K - $271K
|
1.88K
$699K
|
|
|
Nov 08, 2024
Q3 2024
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-679- 0.49% |
$215K - $266K
|
138K
$51.3M
|
|
|
Nov 12, 2024
Q3 2024
|
Pictet Asset Management Holding Sa
Carouge, V8 |
SELL
|
- |
-677- 0.25% |
$214K - $265K
|
266K
$98.8M
|
|
|
Dec 11, 2024
Q3 2024
|
1 St Source Bank
|
SELL
|
- |
-665- 6.69% |
$211K - $260K
|
9.28K
$3.45M
|
|
|
Nov 13, 2024
Q3 2024
|
Mrp Capital Investments, LLC
Alpharetta, GA |
SELL
|
- |
-645- 31.31% |
$204K - $252K
|
1.42K
$526K
|
|
|
Oct 31, 2024
Q3 2024
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-617- 2.63% |
$195K - $241K
|
22.9K
$8.49M
|
|
|
Nov 12, 2024
Q3 2024
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-600- 11.44% |
$190K - $235K
|
4.64K
$1.72M
|
|
|
Oct 10, 2024
Q3 2024
|
Valeo Financial Advisors, LLC
|
SELL
|
PUT |
-600- 30.0% |
$190K - $235K
|
1.4K
$520K
|
|
|
Nov 13, 2024
Q3 2024
|
Scotia Capital Inc.
|
SELL
|
- |
-598- 0.78% |
$189K - $234K
|
75.6K
$28.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Us Asset Management LLC
Pittsburgh, PA |
SELL
|
- |
-587- 16.31% |
$186K - $230K
|
3.01K
$1.12M
|
|
|
Nov 08, 2024
Q3 2024
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-584- 2.62% |
$185K - $228K
|
21.7K
$8.08M
|
|
|
Nov 14, 2024
Q3 2024
|
Insigneo Advisory Services, LLC
Miami, FL |
SELL
|
- |
-567- 7.39% |
$180K - $222K
|
7.11K
$2.64M
|
|
|
Nov 12, 2024
Q3 2024
|
Trust Investment Advisors
|
SELL
|
- |
-557- 7.68% |
$176K - $218K
|
6.69K
$2.49M
|
|
|
Oct 31, 2024
Q3 2024
|
Physicians Financial Services, Inc.
Raleigh, NC |
SELL
|
- |
-555- 2.99% |
$176K - $217K
|
18K
$6.68M
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
SELL
|
- |
-543- 15.35% |
$172K - $212K
|
2.99K
$1.11M
|
|
|
Oct 30, 2024
Q3 2024
|
North Rock Partners, LLC
|
SELL
|
- |
-534- 9.13% |
$169K - $209K
|
5.32K
$1.98M
|
|
|
Oct 21, 2024
Q3 2024
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-529- 11.76% |
$168K - $207K
|
3.97K
$1.47M
|
|
|
Nov 14, 2024
Q3 2024
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-522- 0.31% |
$165K - $204K
|
165K
$61.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Mairs & Power Inc
St Paul, MN |
SELL
|
- |
-510- 2.98% |
$162K - $199K
|
16.6K
$6.16M
|
|
|
Nov 06, 2024
Q3 2024
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-509- 0.93% |
$161K - $199K
|
54K
$20.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-508- 3.09% |
$161K - $199K
|
15.9K
$5.91M
|
|
|
Nov 06, 2024
Q3 2024
|
Metis Global Partners, LLC
|
SELL
|
- |
-506- 2.13% |
$160K - $198K
|
23.3K
$8.64M
|
|
|
Nov 08, 2024
Q3 2024
|
Foundry Partners, LLC
|
SELL
|
- |
-504- 0.58% |
$160K - $197K
|
86.6K
$32.2M
|
|
|
Oct 24, 2024
Q3 2024
|
Leuthold Group, LLC
|
SELL
|
- |
-504- 3.67% |
$160K - $197K
|
13.2K
$4.91M
|
|
|
Nov 13, 2024
Q3 2024
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
PUT |
-500- 50.0% |
$158K - $196K
|
500
$186K
|
|
|
Oct 28, 2024
Q3 2024
|
Oregon Public Employees Retirement Fund
|
SELL
|
- |
-497- 1.18% |
$157K - $194K
|
41.5K
$15.4M
|
|
|
Nov 01, 2024
Q3 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-495- 1.95% |
$157K - $194K
|
24.8K
$9.23M
|
|
|
Nov 14, 2024
Q3 2024
|
Investment Management Corp Of Ontario
Toronto, Z4 |
SELL
|
- |
-494- 1.14% |
$156K - $193K
|
42.8K
$15.9M
|
|
|
Oct 21, 2024
Q3 2024
|
Maple Capital Management, Inc.
|
SELL
|
- |
-491- 39.47% |
$156K - $192K
|
753
$280K
|