Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2025
Q3 2025
|
Hudson Valley Investment Advisors Inc
|
SELL
|
- |
-5- 0.19% |
$1.95K - $2.39K
|
2.63K
$1.45M
|
|
|
Oct 06, 2025
Q3 2025
|
Hickory Point Bank & Trust
Decatur, IL |
SELL
|
- |
-5- 0.19% |
$1.95K - $2.39K
|
2.7K
$1.49M
|
|
|
Nov 14, 2025
Q3 2025
|
Guardian Wealth Management, Inc.
Peoria, IL |
SELL
|
- |
-4- 0.17% |
$1.56K - $1.91K
|
2.31K
$1.27M
|
|
|
Nov 13, 2025
Q3 2025
|
Stonehaven Wealth & Tax Solutions, LLC
Appleton, WI |
SELL
|
- |
-4- 0.62% |
$1.56K - $1.91K
|
643
$355K
|
|
|
Nov 13, 2025
Q3 2025
|
Carret Asset Management, LLC
|
SELL
|
- |
-4- 0.21% |
$1.56K - $1.91K
|
1.88K
$1.04M
|
|
|
Nov 12, 2025
Q3 2025
|
Graney & King, LLC
Latham, NY |
SELL
|
- |
-4- 1.29% |
$1.56K - $1.91K
|
307
$169K
|
|
|
Nov 07, 2025
Q3 2025
|
Main Street Group, LTD
Glen Allen, VA |
SELL
|
- |
-4- 0.7% |
$1.56K - $1.91K
|
564
$311K
|
|
|
Nov 06, 2025
Q3 2025
|
Leisure Capital Management
|
SELL
|
- |
-4- 0.27% |
$1.56K - $1.91K
|
1.47K
$814K
|
|
|
Nov 03, 2025
Q3 2025
|
Wealth Management Nebraska
Norfolk, NE |
SELL
|
- |
-4- 0.41% |
$1.56K - $1.91K
|
980
$541K
|
|
|
Oct 20, 2025
Q3 2025
|
Great Diamond Partners, LLC
|
SELL
|
- |
-4- 0.43% |
$1.56K - $1.91K
|
926
$511K
|
|
|
Oct 07, 2025
Q3 2025
|
Proathlete Wealth Management LLC
Boca Raton, FL |
SELL
|
- |
-4- 2.08% |
$1.56K - $1.91K
|
188
$104K
|
|
|
Oct 06, 2025
Q3 2025
|
Mirador Capital Partners LP
|
SELL
|
- |
-4- 0.27% |
$1.56K - $1.91K
|
1.46K
$804K
|
|
|
Nov 12, 2025
Q3 2025
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-3- 0.05% |
$1.17K - $1.43K
|
6.15K
$3.4M
|
|
|
Nov 10, 2025
Q3 2025
|
Novem Group
Rochester, NY |
SELL
|
- |
-3- 0.18% |
$1.17K - $1.43K
|
1.66K
$919K
|
|
|
Nov 05, 2025
Q3 2025
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-3- 0.19% |
$1.17K - $1.43K
|
1.54K
$852K
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-3- 7.14% |
$1.17K - $1.43K
|
39
$21.5K
|
|
|
Nov 03, 2025
Q3 2025
|
Aspire Growth Partners LLC
Miromar Lakes, FL |
SELL
|
- |
-3- 0.28% |
$1.17K - $1.43K
|
1.07K
$592K
|
|
|
Oct 31, 2025
Q3 2025
|
Sage Rhino Capital LLC
|
SELL
|
- |
-3- 0.58% |
$1.17K - $1.43K
|
515
$284K
|
|
|
Oct 30, 2025
Q3 2025
|
Drive Wealth Management, LLC
Lehi, UT |
SELL
|
- |
-3- 0.05% |
$1.17K - $1.43K
|
5.88K
$3.25M
|
|
|
Oct 16, 2025
Q3 2025
|
Signature Resources Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-3- 0.33% |
$1.17K - $1.43K
|
909
$502K
|
|
|
Oct 15, 2025
Q3 2025
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-3- 1.71% |
$1.17K - $1.43K
|
172
$95K
|
|
|
Nov 21, 2025
Q3 2025
|
Bell Investment Advisors, Inc
Oakland, CA |
SELL
|
- |
-2- 0.54% |
$782 - $954
|
366
$202K
|
|
|
Nov 14, 2025
Q3 2025
|
Howard Hughes Medical Institute
Chevy Chase, MD |
SELL
|
- |
-2- 1.94% |
$782 - $954
|
101
$55.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Blue Chip Partners, Inc.
|
SELL
|
- |
-2- 0.05% |
$782 - $954
|
3.69K
$2.04M
|
|
|
Nov 13, 2025
Q3 2025
|
Wayfinding Financial, LLC
Lynnwood, WA |
SELL
|
- |
-2- 0.09% |
$782 - $954
|
2.29K
$1.26M
|
|
|
Oct 21, 2025
Q3 2025
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-2- 0.29% |
$782 - $954
|
685
$378K
|
|
|
Oct 17, 2025
Q3 2025
|
Sapient Capital LLC
Indianapolis, IN |
SELL
|
- |
-2- 0.02% |
$782 - $954
|
12.2K
$6.72M
|
|
|
Oct 17, 2025
Q3 2025
|
Private Wealth Management Group, LLC
Princeton, NJ |
SELL
|
- |
-2- 1.32% |
$782 - $954
|
149
$82.3K
|
|
|
Oct 07, 2025
Q3 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-2- 2.17% |
$782 - $954
|
90
$49.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Monograph Wealth Advisors, LLC
|
SELL
|
- |
-1- 0.03% |
$391 - $477
|
2.96K
$1.63M
|
|
|
Nov 07, 2025
Q3 2025
|
Merit Financial Group, LLC
|
SELL
|
- |
-1- -0.0% |
$391 - $477
|
33.4K
$18.4M
|
|
|
Nov 06, 2025
Q3 2025
|
Aspect Partners, LLC
Fairfax, VA |
SELL
|
- |
-1- 2.56% |
$391 - $477
|
38
$21K
|
|
|
Nov 06, 2025
Q3 2025
|
Shepherd Financial Partners LLC
Winchester, MA |
SELL
|
- |
-1- 0.02% |
$391 - $477
|
6.48K
$3.58M
|
|
|
Nov 05, 2025
Q3 2025
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-1- 3.23% |
$391 - $477
|
30
$16.6K
|
|
|
Oct 31, 2025
Q3 2025
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-1- 0.04% |
$391 - $477
|
2.29K
$1.26M
|
|
|
Oct 28, 2025
Q3 2025
|
Arlington Trust CO LLC
Birmingham, AL |
SELL
|
- |
-1- 0.13% |
$391 - $477
|
756
$417K
|
|
|
Oct 24, 2025
Q3 2025
|
Meeder Asset Management Inc
|
SELL
|
- |
-1- 1.64% |
$391 - $477
|
60
$33.1K
|
|
|
Oct 23, 2025
Q3 2025
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-1- 0.17% |
$391 - $477
|
587
$324K
|
|
|
Oct 14, 2025
Q3 2025
|
Baxter Bros Inc
|
SELL
|
- |
-1- 0.15% |
$391 - $477
|
670
$370K
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-442K- 66.12% |
$121M - $172M
|
227K
$125M
|
|
|
Aug 12, 2025
Q2 2025
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-441K- 94.17% |
$121M - $171M
|
27.3K
$15.1M
|
|
|
Sep 05, 2025
Q2 2025
|
Prospera Capital Management, LLC
Gilbert, AZ |
SELL
|
- |
-75.3K- 99.28% |
$20.6M - $29.2M
|
549
$303K
|
|
|
Jul 30, 2025
Q2 2025
|
Deka Bank Deutsche Girozentrale
|
SELL
|
- |
-46.2K- 12.4% |
$12.7M - $17.9M
|
327K
$180M
|
|
|
Aug 14, 2025
Q2 2025
|
Lmr Partners LLP
London, X0 |
SELL
|
PUT |
-25.4K- 95.13% |
$6.96M - $9.86M
|
1.3K
$718K
|
|
|
Aug 14, 2025
Q2 2025
|
Zimmer Partners, LP
New York, NY |
SELL
|
- |
-24K- 35.25% |
$6.56M - $9.3M
|
44K
$24.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Lmr Partners LLP
London, X0 |
SELL
|
- |
-19.4K- 99.99% |
$5.31M - $7.53M
|
2
$1.1K
|
|
|
Sep 24, 2025
Q2 2025
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-18.8K- 36.35% |
$5.16M - $7.31M
|
33K
$18.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
CALL |
-18.8K- 75.2% |
$5.15M - $7.3M
|
6.2K
$3.42M
|
|
|
Aug 08, 2025
Q2 2025
|
Kbc Group Nv
|
SELL
|
- |
-16K- 10.07% |
$4.39M - $6.22M
|
143K
$79M
|
|
|
Dec 18, 2025
Q2 2025
|
Danske Bank A/S
Copenhagen K, G7 |
SELL
|
- |
-12.5K- 5.27% |
$3.42M - $4.84M
|
224K
$124M
|
|