Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2025
Q3 2025
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-33.4K- 87.3% |
$13.1M - $16M
|
4.86K
$2.69M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-33.2K- 7.85% |
$13M - $15.8M
|
390K
$215M
|
|
|
Nov 12, 2025
Q3 2025
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-32K- 5.48% |
$12.5M - $15.3M
|
552K
$304M
|
|
|
Oct 30, 2025
Q3 2025
|
Rakuten Investment Management, Inc.
Tokyo, M0 |
SELL
|
- |
-31.7K- 72.37% |
$12.4M - $15.1M
|
12.1K
$6.68M
|
|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-31K- 4.99% |
$12.1M - $14.8M
|
591K
$326M
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-30.4K- 98.16% |
$11.9M - $14.5M
|
570
$315K
|
|
|
Nov 13, 2025
Q3 2025
|
Sienna Gestion
Paris, I0 |
SELL
|
- |
-30.2K- 92.45% |
$11.8M - $14.4M
|
2.46K
$1.36M
|
|
|
Oct 24, 2025
Q3 2025
|
First Horizon Corp
Memphis, TN |
SELL
|
- |
-29.4K- 84.86% |
$11.5M - $14M
|
5.24K
$2.89M
|
|
|
Nov 13, 2025
Q3 2025
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-28.8K- 12.63% |
$11.3M - $13.7M
|
199K
$110M
|
|
|
Oct 28, 2025
Q3 2025
|
Qrg Capital Management, Inc.
Berwyn, PA |
SELL
|
- |
-28.1K- 25.81% |
$11M - $13.4M
|
80.9K
$44.7M
|
|
|
Nov 18, 2025
Q3 2025
|
Pictet Asset Management Holding Sa
Carouge, V8 |
SELL
|
- |
-27.4K- 5.88% |
$10.7M - $13.1M
|
437K
$241M
|
|
|
Nov 14, 2025
Q3 2025
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-27.2K- 6.09% |
$10.6M - $13M
|
420K
$232M
|
|
|
Oct 22, 2025
Q3 2025
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-26.4K- 52.97% |
$10.3M - $12.6M
|
23.5K
$12.9M
|
|
|
Nov 03, 2025
Q3 2025
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-26.2K- 63.4% |
$10.2M - $12.5M
|
15.1K
$8.35M
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
PUT |
-26.1K- 37.02% |
$10.2M - $12.5M
|
44.4K
$24.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-25.9K- 9.05% |
$10.1M - $12.4M
|
260K
$144M
|
|
|
Oct 24, 2025
Q3 2025
|
New York State Teachers Retirement System
|
SELL
|
- |
-25.8K- 6.23% |
$10.1M - $12.3M
|
388K
$214M
|
|
|
Nov 13, 2025
Q3 2025
|
Peak6 LLC
Chicago, IL |
SELL
|
PUT |
-25.5K- 15.41% |
$9.97M - $12.2M
|
140K
$77.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Bnp Paribas
New York, NY |
SELL
|
- |
-25.2K- 81.61% |
$9.87M - $12M
|
5.69K
$3.14M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-22.4K- 5.52% |
$8.76M - $10.7M
|
383K
$212M
|
|
|
Oct 28, 2025
Q3 2025
|
Country Trust Bank
|
SELL
|
- |
-21.7K- 19.6% |
$8.47M - $10.3M
|
88.9K
$49.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Covalis Capital LLP
London, X0 |
SELL
|
- |
-21.1K- 24.35% |
$8.24M - $10.1M
|
65.5K
$36.1M
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-20.9K- 1.4% |
$8.18M - $9.98M
|
1.48M
$816M
|
|
|
Nov 14, 2025
Q3 2025
|
Alight Capital Management LP
New York, NY |
SELL
|
- |
-20.5K- 57.75% |
$8.01M - $9.78M
|
15K
$8.28M
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-20.3K- 5.51% |
$7.93M - $9.68M
|
348K
$192M
|
|
|
Oct 14, 2025
Q3 2025
|
Ofi Invest Asset Management
Paris, I0 |
SELL
|
- |
-20.3K- 21.51% |
$7.92M - $9.67M
|
74K
$40.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Dymon Asia Capital (Singapore) Pte. Ltd.
Singapore, U0 |
SELL
|
PUT |
-20K- 80.0% |
$7.82M - $9.54M
|
5K
$2.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Scotia Capital Inc.
|
SELL
|
- |
-19.6K- 24.76% |
$7.66M - $9.35M
|
59.5K
$32.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-19K- 53.03% |
$7.44M - $9.08M
|
16.9K
$9.31M
|
|
|
Oct 27, 2025
Q3 2025
|
Conning Inc.
|
SELL
|
- |
-18.8K- 18.78% |
$7.37M - $8.99M
|
81.5K
$45M
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-18.6K- 3.08% |
$7.29M - $8.89M
|
587K
$324M
|
|
|
Nov 14, 2025
Q3 2025
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-18.6K- 44.29% |
$7.28M - $8.89M
|
23.4K
$12.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Vinva Investment Management LTD
Sydney, C3 |
SELL
|
- |
-18.2K- 53.91% |
$7.12M - $8.69M
|
15.6K
$8.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-17.3K- 2.55% |
$6.76M - $8.25M
|
660K
$365M
|
|
|
Nov 14, 2025
Q3 2025
|
Csm Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-17K- 19.05% |
$6.65M - $8.12M
|
72.3K
$39.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-17K- 98.32% |
$6.64M - $8.11M
|
290
$160K
|
|
|
Oct 31, 2025
Q3 2025
|
Commerzbank Aktiengesellschaft
|
SELL
|
- |
-16.9K- 10.09% |
$6.6M - $8.06M
|
151K
$83.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Ilmarinen Mutual Pension Insurance CO
Helsinki, H9 |
SELL
|
- |
-16.2K- 18.62% |
$6.33M - $7.73M
|
70.8K
$39.1M
|
|
|
Nov 07, 2025
Q3 2025
|
M&G PLC
London, X0 |
SELL
|
- |
-15.7K- 58.82% |
$6.12M - $7.47M
|
11K
$6.05M
|
|
|
Nov 14, 2025
Q3 2025
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-15.4K- 2.05% |
$6.02M - $7.34M
|
736K
$407M
|
|
|
Nov 13, 2025
Q3 2025
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-14.7K- 0.9% |
$5.73M - $7M
|
1.62M
$894M
|
|
|
Nov 12, 2025
Q3 2025
|
Elo Mutual Pension Insurance CO
|
SELL
|
- |
-14.6K- 37.21% |
$5.72M - $6.99M
|
24.7K
$13.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-14.5K- 12.86% |
$5.66M - $6.91M
|
98.1K
$54.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Harvest Portfolios Group Inc.
Oakville, A6 |
SELL
|
- |
-13.8K- 21.1% |
$5.38M - $6.57M
|
51.5K
$28.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-13K- 2.08% |
$5.1M - $6.22M
|
613K
$338M
|
|
|
Nov 14, 2025
Q3 2025
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
PUT |
-12.9K- 28.99% |
$5.04M - $6.16M
|
31.6K
$17.4M
|
|
|
Nov 07, 2025
Q3 2025
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-12.6K- 9.63% |
$4.94M - $6.03M
|
119K
$65.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Leigh Baldwin & Co., LLC
Cazenovia, NY |
SELL
|
- |
-12.6K- 92.32% |
$4.91M - $5.99M
|
1.05K
$577K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
SELL
|
- |
-12.5K- 2.42% |
$4.9M - $5.98M
|
506K
$279M
|
|
|
Nov 10, 2025
Q3 2025
|
Lansforsakringar Fondforvaltning Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-12.5K- 7.74% |
$4.87M - $5.95M
|
149K
$82M
|
|