Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 13, 2021
Q2 2021
|
Thames Capital Management LLC
New York, NY |
SELL
|
- |
-46.4KClosed |
$9.69M - $11.4M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
North Fourth Asset Management, LP
New York, NY |
SELL
|
- |
-37.8KClosed |
$7.89M - $9.25M
|
0
$0
|
|
Aug 04, 2021
Q2 2021
|
Axel Capital Management, LLC
|
SELL
|
- |
-30KClosed |
$6.27M - $7.34M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-12.5KClosed |
$2.61M - $3.06M
|
0
$0
|
|
Jul 09, 2021
Q2 2021
|
Deane Retirement Strategies, Inc.
|
SELL
|
- |
-11.4KClosed |
$2.37M - $2.78M
|
0
$0
|
|
Jul 15, 2021
Q2 2021
|
Stolper CO
|
SELL
|
- |
-9.91KClosed |
$2.07M - $2.43M
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-5.74KClosed |
$1.2M - $1.4M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
ETF Managers Group, LLC
Summit, NJ |
SELL
|
- |
-4.25KClosed |
$888K - $1.04M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-3.09KClosed |
$644K - $755K
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Artisan Partners Limited Partnership
Milwaukee, WI |
SELL
|
- |
-2.59KClosed |
$542K - $635K
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-1.83KClosed |
$382K - $448K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Capital Advantage, Inc.
|
SELL
|
- |
-1.56KClosed |
$326K - $383K
|
0
$0
|
|
Nov 09, 2023
Q2 2021
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-1.3K- 4.76% |
$270K - $317K
|
25.9K
$9.42M
|
|
Jul 21, 2021
Q2 2021
|
David J Yvars Group
|
SELL
|
- |
-1.3KClosed |
$270K - $317K
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Swisspartners Ltd.
Vaduz, N2 |
SELL
|
- |
-1.11KClosed |
$232K - $272K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Wealthquest Corp
Cincinnati, OH |
SELL
|
- |
-1.07KClosed |
$222K - $261K
|
0
$0
|
|
Jul 30, 2021
Q2 2021
|
Fulcrum Capital LLC
|
SELL
|
- |
-927Closed |
$194K - $227K
|
0
$0
|
|
Jul 29, 2021
Q2 2021
|
Smh Capital Advisors Inc
|
SELL
|
- |
-921Closed |
$192K - $225K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Wills Financial Group, Inc.
|
SELL
|
- |
-901Closed |
$188K - $221K
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Mc Ginn Investment Management, Inc.
|
SELL
|
- |
-900Closed |
$188K - $220K
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-864Closed |
$180K - $211K
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-654Closed |
$137K - $160K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-484Closed |
$101K - $118K
|
0
$0
|
|
Jul 23, 2021
Q2 2021
|
Lederer & Associates Investment Counsel
Long Beach, CA |
SELL
|
- |
-360Closed |
$75.2K - $88.1K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-317Closed |
$66.2K - $77.6K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-278Closed |
$58.1K - $68.1K
|
0
$0
|
|
Aug 03, 2021
Q2 2021
|
Sage Financial Management Group, Inc.
|
SELL
|
- |
-276Closed |
$57.6K - $67.6K
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Baron Financial Group, LLC
Fair Lawn, NJ |
SELL
|
- |
-50- 12.5% |
$10.4K - $12.2K
|
350
$127K
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-35Closed |
$7.31K - $8.57K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-21Closed |
$4.39K - $5.14K
|
0
$0
|
|
Q1 2021 | |||||||
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-74.9KClosed |
$13.5M - $17.5M
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Summit Wealth & Retirement Planning, Inc.
|
SELL
|
- |
-17.6KClosed |
$3.18M - $4.11M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-8.9KClosed |
$1.61M - $2.08M
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Estate Counselors, LLC
|
SELL
|
- |
-6.13K- 95.29% |
$1.11M - $1.43M
|
303
$110K
|
|
May 17, 2021
Q1 2021
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-4.62KClosed |
$834K - $1.08M
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-3.62K- 23.84% |
$654K - $846K
|
11.6K
$4.21M
|
|
May 17, 2021
Q1 2021
|
Ovata Capital Management LTD
|
SELL
|
- |
-1.7KClosed |
$307K - $397K
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Wela Strategies, Inc.
|
SELL
|
- |
-1.56KClosed |
$281K - $363K
|
0
$0
|
|
Apr 14, 2021
Q1 2021
|
Alliance Wealth Advisors, LLC
|
SELL
|
- |
-1.52KClosed |
$274K - $354K
|
0
$0
|
|
May 10, 2024
Q1 2021
|
V2 Financial Group LLC
Naperville, IL |
SELL
|
- |
-1.35KClosed |
$244K - $316K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-1.15KClosed |
$207K - $268K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-1.11KClosed |
$201K - $260K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
West Coast Financial LLC
|
SELL
|
- |
-1.1KClosed |
$199K - $257K
|
0
$0
|
|
Apr 07, 2021
Q1 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-685Closed |
$124K - $160K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-600Closed |
$108K - $140K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-436Closed |
$78.8K - $102K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-424Closed |
$76.6K - $99.1K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-305Closed |
$55.1K - $71.3K
|
0
$0
|
|
May 19, 2021
Q1 2021
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-225Closed |
$40.6K - $52.6K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-184Closed |
$33.2K - $43K
|
0
$0
|