Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Delphia (Usa) Inc.
Toronto, A6 |
SELL
|
- |
-826- 39.48% |
$178K - $219K
|
1.27K
$699K
|
|
|
Apr 25, 2023
Q1 2023
|
Ria Advisory Group LLC
Ames, IA |
SELL
|
- |
-699- 19.93% |
$150K - $185K
|
2.81K
$1.55M
|
|
|
Apr 13, 2023
Q1 2023
|
Centennial Wealth Advisory LLC
|
SELL
|
- |
-555- 34.91% |
$119K - $147K
|
1.04K
$571K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-548- 40.03% |
$118K - $145K
|
821
$453K
|
|
|
Apr 21, 2023
Q1 2023
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
SELL
|
- |
-401- 27.58% |
$86.2K - $106K
|
1.05K
$581K
|
|
|
May 15, 2023
Q1 2023
|
Shorepoint Capital Partners LLC
Norwood, MA |
SELL
|
- |
-215- 18.38% |
$46.2K - $56.9K
|
955
$527K
|
|
|
May 09, 2023
Q1 2023
|
Colony Family Offices, LLC
|
SELL
|
- |
-125- 5.96% |
$26.9K - $33.1K
|
1.97K
$1.09M
|
|
|
Apr 26, 2023
Q1 2023
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-100- 0.7% |
$21.5K - $26.5K
|
14.1K
$7.78M
|
|
|
Apr 21, 2023
Q1 2023
|
Time Scale Financial, Inc.
|
SELL
|
- |
-100- 32.68% |
$21.5K - $26.5K
|
206
$114K
|
|
|
May 12, 2023
Q1 2023
|
Hfr Wealth Management, LLC
Niskayuna, NY |
SELL
|
- |
-96- 8.76% |
$20.6K - $25.4K
|
1K
$552K
|
|
|
Apr 24, 2023
Q1 2023
|
Db Fitzpatrick & Co, Inc
|
SELL
|
- |
-80- 47.62% |
$17.2K - $21.2K
|
88
$48.6K
|
|
|
May 03, 2023
Q1 2023
|
Compass Financial Advisors LLC
|
SELL
|
- |
-70- 5.39% |
$15.1K - $18.5K
|
1.23K
$678K
|
|
|
May 12, 2023
Q1 2023
|
Royal Capital Wealth Management, LLC
Carmel, IN |
SELL
|
- |
-58- 5.01% |
$12.5K - $15.3K
|
1.1K
$607K
|
|
|
Apr 25, 2023
Q1 2023
|
North Point Portfolio Managers Corp
|
SELL
|
- |
-22- 1.2% |
$4.73K - $5.82K
|
1.82K
$1M
|
|
|
May 15, 2023
Q1 2023
|
Laird Norton Trust Company, LLC
|
SELL
|
- |
-3- 0.09% |
$645 - $794
|
3.41K
$1.88M
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-862K- 99.58% |
$148M - $210M
|
3.61K
$1.99M
|
|
|
Feb 06, 2023
Q4 2022
|
Waycross Partners, LLC
Louisville, KY |
SELL
|
- |
-10.6K- 79.76% |
$1.82M - $2.59M
|
2.7K
$1.49M
|
|
|
Jan 13, 2023
Q4 2022
|
Kempner Capital Management Inc.
|
SELL
|
- |
-7.95K- 50.34% |
$1.36M - $1.93M
|
7.84K
$4.33M
|
|
|
Jan 31, 2023
Q4 2022
|
Fluent Financial, LLC
|
SELL
|
- |
-5.86K- 77.84% |
$1M - $1.43M
|
1.67K
$921K
|
|
|
Jan 23, 2023
Q4 2022
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.16K- 5.79% |
$199K - $282K
|
18.9K
$10.4M
|
|
|
Feb 02, 2023
Q4 2022
|
Tobam
|
SELL
|
- |
-1.13K- 39.38% |
$193K - $274K
|
1.74K
$958K
|
|
|
Jan 20, 2023
Q4 2022
|
Quattro Financial Advisors LLC
|
SELL
|
- |
-1K- 50.0% |
$171K - $243K
|
1K
$552K
|
|
|
Feb 02, 2023
Q4 2022
|
Emfo, LLC
|
SELL
|
- |
-510- 5.42% |
$87.3K - $124K
|
8.89K
$4.91M
|
|
|
Feb 14, 2023
Q4 2022
|
Perpetual Investment Management LTD
Sydney, C3 |
SELL
|
- |
-500- 19.23% |
$85.6K - $122K
|
2.1K
$1.16M
|
|
|
Feb 09, 2023
Q4 2022
|
Asset Allocation & Management Company, LLC
|
SELL
|
- |
-498- 27.5% |
$85.3K - $121K
|
1.31K
$725K
|
|
|
Aug 07, 2024
Q4 2022
|
Mason Investment Advisory Services, Inc.
Reston, VA |
SELL
|
- |
-426- 16.67% |
$72.9K - $104K
|
2.13K
$1.18M
|
|
|
Feb 02, 2023
Q4 2022
|
Argi Investment Services, LLC
|
SELL
|
- |
-394- 4.86% |
$67.5K - $95.8K
|
7.71K
$4.26M
|
|
|
Feb 09, 2023
Q4 2022
|
Tempus Wealth Planning, LLC
|
SELL
|
- |
-343- 6.08% |
$58.7K - $83.4K
|
5.3K
$2.93M
|
|
|
Feb 14, 2023
Q4 2022
|
Personal Capital Advisors Corp
|
SELL
|
- |
-265- 4.11% |
$45.4K - $64.4K
|
6.19K
$3.42M
|
|
|
Jan 31, 2023
Q4 2022
|
Ironwood Investment Management LLC
Boston, MA |
SELL
|
- |
-195- 12.23% |
$33.4K - $47.4K
|
1.4K
$773K
|
|
|
Feb 13, 2023
Q4 2022
|
Seeyond
Paris, I0 |
SELL
|
- |
-191- 4.38% |
$32.7K - $46.4K
|
4.17K
$2.3M
|
|
|
Jan 20, 2023
Q4 2022
|
Mcrae Capital Management Inc
|
SELL
|
- |
-149- 0.36% |
$25.5K - $36.2K
|
41.1K
$22.7M
|
|
|
Jan 12, 2023
Q4 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
SELL
|
- |
-81- 1.31% |
$13.9K - $19.7K
|
6.1K
$3.37M
|
|
|
Jan 30, 2023
Q4 2022
|
Lester Murray Antman Dba Simply Rich
|
SELL
|
- |
-64- 3.11% |
$11K - $15.6K
|
2K
$1.1M
|
|
|
Feb 07, 2023
Q4 2022
|
Canandaigua National Corp
|
SELL
|
- |
-57- 0.34% |
$9.76K - $13.9K
|
16.6K
$9.15M
|
|
|
Feb 13, 2023
Q4 2022
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-48- 0.35% |
$8.22K - $11.7K
|
13.7K
$7.57M
|
|
|
Feb 14, 2023
Q4 2022
|
Hotaling Investment Management, LLC
Wayne, PA |
SELL
|
- |
-29- 1.22% |
$4.97K - $7.05K
|
2.34K
$1.29M
|
|
|
Jan 20, 2023
Q4 2022
|
Annapolis Financial Services, LLC
|
SELL
|
- |
-20- 21.28% |
$3.42K - $4.86K
|
74
$40.9K
|
|
|
Jan 12, 2023
Q4 2022
|
Riverwater Partners LLC
|
SELL
|
- |
-7- 0.32% |
$1.2K - $1.7K
|
2.21K
$1.22M
|
|
|
Feb 10, 2023
Q4 2022
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-1- 0.46% |
$171 - $243
|
215
$119K
|
|
|
Jan 31, 2023
Q4 2022
|
Bank Of The West
|
SELL
|
- |
-1- 0.01% |
$171 - $243
|
18.5K
$10.2M
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-120K- 11.13% |
$19.6M - $23.9M
|
961K
$531M
|
|
|
Nov 10, 2022
Q3 2022
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
PUT |
-60KClosed |
$9.75M - $11.9M
|
0
$0
|
|
|
Oct 11, 2022
Q3 2022
|
Silverleafe Capital Partners, LLC
Memphis, TN |
SELL
|
- |
-21KClosed |
$3.4M - $4.15M
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-17.8K- 48.6% |
$2.89M - $3.53M
|
18.8K
$10.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Mint Tower Capital Management B.V.
|
SELL
|
PUT |
-16.2K- 61.83% |
$2.63M - $3.21M
|
10K
$5.52M
|
|
|
Oct 18, 2022
Q3 2022
|
Karp Capital Management Corp
|
SELL
|
- |
-15.1K- 99.74% |
$2.45M - $2.99M
|
40
$22.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Bluestein R H & CO LLC
Birmingham, MI |
SELL
|
- |
-5.58K- 2.52% |
$906K - $1.11M
|
216K
$119M
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-4.97K- 90.44% |
$808K - $986K
|
526
$290K
|
|
|
Feb 13, 2025
Q3 2022
|
Ategra Capital Management, LLC
Vienna, VA |
SELL
|
- |
-1.67KClosed |
$272K - $331K
|
0
$0
|
|