Iii Donald J Umpleby Caterpillar Inc (CAT) insider trading activity

Iii Donald J Umpleby is Executive Chairman of CATERPILLAR INC. Currently has a direct ownership of 445,879 shares of CAT, which is worth approximately $246 Million. The most recent transaction as insider was on Dec 30, 2020, when has been sold 59,000 shares (Common Stock) at a price of $0.0 per share, resulting in proceeds of $0. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 446K

4.18% 3M change

4.37% 12M change

Total Value Held $246 Million

III Donald J Umpleby Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Dec 30 2020	SELL Bona fide gift	-	59,000 Reduced 28.0%	151,726 Common Stock
Nov 24 2020	SELL Payment of exercise price or tax liability	$28,212,330 $176.8 p/Share	159,572 Reduced 43.39%	208,226 Common Stock
Nov 24 2020	BUY Exercise of conversion of derivative security	$20,506,635 $95.66 p/Share	214,370 Added 36.82%	367,798 Common Stock
Nov 03 2020	SELL Payment of exercise price or tax liability	$44,803,684 $166.65 p/Share	268,849 Reduced 63.67%	153,428 Common Stock
Nov 03 2020	BUY Exercise of conversion of derivative security	$31,528,055 $84.69 p/Share	372,276 Added 61.56%	232,420 Common Stock

Also insider at

CVX

CHEVRON CORP Energy

Director

IDJ