Insider Transactions in Q1 2018 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2018)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 15
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
38,214
-1.41%
|
$3,783,186
$99.52 P/Share
|
|
Feb 15
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
38,214
+1.39%
|
-
|
|
Feb 15
2018
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
8,072
-2.53%
|
$791,056
$98.67 P/Share
|
|
Feb 15
2018
|
John G Finneran Jr |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,033
-4.1%
|
$1,983,267
$99.52 P/Share
|
|
Feb 15
2018
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
20,033
+3.92%
|
-
|
|
Feb 15
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
6,378
-3.64%
|
$625,044
$98.67 P/Share
|
|
Feb 15
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
18,688
-6.44%
|
$1,850,112
$99.52 P/Share
|
|
Feb 15
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
18,688
+6.01%
|
-
|
|
Feb 15
2018
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
2,699
-2.76%
|
$264,502
$98.67 P/Share
|
|
Feb 15
2018
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,884
-6.67%
|
$780,516
$99.52 P/Share
|
|
Feb 15
2018
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Exercise of conversion of derivative security
|
Direct |
7,884
+6.14%
|
-
|
|
Feb 15
2018
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
4,720
-1.9%
|
$462,560
$98.67 P/Share
|
|
Feb 15
2018
|
Yajnik Sanjiv President, Financial Services |
SELL
Sale (or disposition) back to the issuer
|
Direct |
18,962
-4.9%
|
$1,877,238
$99.52 P/Share
|
|
Feb 15
2018
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
18,962
+4.64%
|
-
|
|
Feb 15
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
2,796
-3.99%
|
$274,008
$98.67 P/Share
|
|
Feb 15
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,813
-6.58%
|
$773,487
$99.52 P/Share
|
|
Feb 15
2018
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
7,813
+6.06%
|
-
|
|
Feb 15
2018
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
7,883
-4.87%
|
$772,534
$98.67 P/Share
|
|
Feb 15
2018
|
Michael Slocum President, Commercial Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
17,356
-6.4%
|
$1,718,244
$99.52 P/Share
|
|
Feb 15
2018
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
17,356
+5.98%
|
-
|
|
Feb 15
2018
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
6,036
-2.27%
|
$591,528
$98.67 P/Share
|
|
Feb 15
2018
|
Michael J Wassmer President, Card |
SELL
Sale (or disposition) back to the issuer
|
Direct |
15,216
-3.77%
|
$1,506,384
$99.52 P/Share
|
|
Feb 15
2018
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
15,216
+3.61%
|
-
|
|
Feb 01
2018
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
10,342
+11.37%
|
-
|
|
Feb 01
2018
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
11,140
+11.93%
|
-
|
|
Feb 01
2018
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
11,167
+17.56%
|
-
|
|
Feb 01
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
13,146
+15.66%
|
-
|
|
Feb 01
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Grant, award, or other acquisition
|
Direct |
8,493
+16.09%
|
-
|
|
Feb 01
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,043
-0.01%
|
$108,472
$104.72 P/Share
|
|
Feb 01
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
667
+0.01%
|
$69,368
$104.72 P/Share
|
|
Feb 01
2018
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
12,534
+10.31%
|
-
|
|
Feb 01
2018
|
Timothy P Golden Controller |
BUY
Grant, award, or other acquisition
|
Direct |
2,865
+12.34%
|
-
|
|
Feb 01
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,071
+16.63%
|
-
|
|
Feb 01
2018
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
7,162
+17.6%
|
-
|
|
Feb 01
2018
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,047
+13.37%
|
-
|
|
Feb 01
2018
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
6,827
+21.93%
|
-
|
|
Feb 01
2018
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
11,044
+16.32%
|
-
|
|
Feb 01
2018
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
10,743
+10.6%
|
-
|
|
Feb 01
2018
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
8,443
+22.92%
|
-
|
|
Jan 29
2018
|
John G Finneran Jr |
SELL
Open market or private sale
|
Indirect |
67,892
-97.7%
|
$7,128,660
$105.22 P/Share
|
|
Jan 25
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
185,202
-2.19%
|
$19,446,210
$105.08 P/Share
|
|
Jan 25
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
185,202
+6.07%
|
$3,333,636
$18.28 P/Share
|
|
Jan 24
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
300,000
-3.39%
|
$31,500,000
$105.41 P/Share
|
|
Jan 24
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
300,000
+9.15%
|
$5,400,000
$18.28 P/Share
|
|
Jan 12
2018
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
10,086
-12.38%
|
$1,059,030
$105.0 P/Share
|
|
Jan 12
2018
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
27,818
-37.9%
|
$2,920,890
$105.0 P/Share
|
|
Jan 12
2018
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
27,818
+27.49%
|
$1,557,808
$56.32 P/Share
|
|
Jan 04
2018
|
Ann F Hackett Director |
SELL
Open market or private sale
|
Direct |
6,361
-9.88%
|
$648,822
$102.0 P/Share
|
|
Jan 04
2018
|
Ann F Hackett Director |
BUY
Exercise of conversion of derivative security
|
Direct |
6,361
+8.99%
|
$101,776
$16.93 P/Share
|
|
Jan 02
2018
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
47,729
-16.87%
|
$4,725,171
$99.61 P/Share
|