Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Apr 02
2018
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,000
+5.35%
|
$48,000
$16.93 P/Share
|
|
Mar 22
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
1,711
-9.72%
|
$165,967
$97.0 P/Share
|
|
Mar 16
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Open market or private sale
|
Direct |
2,194
-5.39%
|
$215,012
$98.19 P/Share
|
|
Mar 08
2018
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,283
-6.03%
|
$517,734
$98.15 P/Share
|
|
Mar 08
2018
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,712
+11.78%
|
-
|
|
Mar 08
2018
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,870
-6.5%
|
$575,260
$98.15 P/Share
|
|
Mar 08
2018
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
13,015
+12.6%
|
-
|
|
Mar 08
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
1,803
-4.24%
|
$176,694
$98.15 P/Share
|
|
Mar 08
2018
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
3,997
+8.59%
|
-
|
|
Mar 08
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
6,445
-8.2%
|
$631,610
$98.15 P/Share
|
|
Mar 08
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
13,343
+14.52%
|
-
|
|
Mar 08
2018
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
1,368
-4.77%
|
$134,064
$98.15 P/Share
|
|
Mar 08
2018
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
3,033
+9.57%
|
-
|
|
Mar 08
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
630
-1.48%
|
$61,740
$98.15 P/Share
|
|
Mar 08
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Grant, award, or other acquisition
|
Direct |
1,395
+3.18%
|
-
|
|
Mar 08
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
83,093
-2.91%
|
$8,143,114
$98.15 P/Share
|
|
Mar 08
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
184,241
+6.07%
|
-
|
|
Mar 08
2018
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
7,300
-6.29%
|
$715,400
$98.15 P/Share
|
|
Mar 08
2018
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
15,112
+11.52%
|
-
|
|
Mar 08
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
6,619
-9.76%
|
$648,662
$98.15 P/Share
|
|
Mar 08
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
13,704
+16.81%
|
-
|
|
Mar 08
2018
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
5,576
-5.92%
|
$546,448
$98.15 P/Share
|
|
Mar 08
2018
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
14,170
+13.08%
|
-
|
|
Mar 08
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
1,598
-8.32%
|
$156,604
$98.15 P/Share
|
|
Mar 08
2018
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
3,309
+14.7%
|
-
|
|
Mar 08
2018
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,725
-10.96%
|
$659,050
$98.15 P/Share
|
|
Mar 08
2018
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
12,636
+17.07%
|
-
|
|
Mar 08
2018
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
3,231
-3.52%
|
$316,638
$98.15 P/Share
|
|
Mar 08
2018
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
7,162
+7.23%
|
-
|
|
Mar 01
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Open market or private sale
|
Direct |
10,000
-20.6%
|
$980,000
$98.12 P/Share
|
|
Mar 01
2018
|
Aparna Chennapragada Director |
BUY
Grant, award, or other acquisition
|
Direct |
441
+50.0%
|
-
|
|
Feb 22
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
5,607
-26.08%
|
$543,879
$97.74 P/Share
|
|
Feb 15
2018
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
4,645
-1.96%
|
$455,210
$98.67 P/Share
|
|
Feb 15
2018
|
Robert M. Alexander Chief Information Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
16,074
-4.41%
|
$1,591,326
$99.52 P/Share
|
|
Feb 15
2018
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
16,074
+4.2%
|
-
|
|
Feb 15
2018
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,045
-2.09%
|
$494,410
$98.67 P/Share
|
|
Feb 15
2018
|
Jory A Berson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
16,501
-4.44%
|
$1,633,599
$99.52 P/Share
|
|
Feb 15
2018
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
16,501
+4.23%
|
-
|
|
Feb 15
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
3,889
-2.53%
|
$381,122
$98.67 P/Share
|
|
Feb 15
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Sale (or disposition) back to the issuer
|
Direct |
13,013
-5.28%
|
$1,288,287
$99.52 P/Share
|
|
Feb 15
2018
|
Richard Scott Blackley Senior Advisor |
BUY
Exercise of conversion of derivative security
|
Direct |
13,013
+4.91%
|
-
|
|
Feb 15
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
5,573
-2.7%
|
$546,154
$98.67 P/Share
|
|
Feb 15
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
17,516
-5.33%
|
$1,734,084
$99.52 P/Share
|
|
Feb 15
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
17,516
+5.03%
|
-
|
|
Feb 15
2018
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
2,758
-3.35%
|
$270,284
$98.67 P/Share
|
|
Feb 15
2018
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,931
-5.88%
|
$785,169
$99.52 P/Share
|
|
Feb 15
2018
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Exercise of conversion of derivative security
|
Direct |
7,931
+5.48%
|
-
|
|
Feb 15
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,188
-2.45%
|
$312,424
$98.67 P/Share
|
|
Feb 15
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
9,897
-4.85%
|
$979,803
$99.52 P/Share
|
|
Feb 15
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
9,897
+4.55%
|
-
|