The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO Equity 88579Y101 965 7,067 SH   SOLE   7,067 0 0
ABBOTT LABS Equity 002824100 1,121 14,203 SH   SOLE   14,203 0 0
ABBVIE INC Equity 00287Y109 1,186 15,566 SH   SOLE   15,566 0 0
ACCENTURE PLC IRELAND Equity G1151C101 428 2,623 SH   SOLE   2,623 0 0
ACORDA THERAPEUTICS INC Equity 00484MAA4 13 15,000 SH   SOLE   15,000 0 0
ADOBE INC Equity 00724F101 210 661 SH   SOLE   661 0 0
ALIGN TECHNOLOGY INC Equity 016255101 214 1,232 SH   SOLE   1,232 0 0
ALLERGAN PLC Equity G0177J108 1,709 9,648 SH   SOLE   9,648 0 0
ALLIANCEBERNSTEIN GLOBAL HIG Equity 01879R106 2,429 262,296 SH   SOLE   262,296 0 0
ALLIANCEBERNSTEIN NATL MUNI Equity 01864U106 6,400 501,976 SH   SOLE   501,976 0 0
ALPHABET INC Equity 02079K107 878 755 SH   SOLE   755 0 0
ALPS ETF TR Equity 00162Q866 192 55,721 SH   SOLE   55,721 0 0
AMAZON COM INC Equity 023135106 638 327 SH   SOLE   327 0 0
AMGEN INC Equity 031162100 327 1,612 SH   SOLE   1,612 0 0
ANGEL OAK FINL STRATEGIES IN Equity 03464A100 867 50,689 SH   SOLE   50,689 0 0
APEX TECHNOLOGY ACQUISITION Equity 03768F201 254 25,000 SH   SOLE   25,000 0 0
APPLE INC Equity 037833100 4,269 16,789 SH   SOLE   16,789 0 0
AT&T INC Equity 00206R102 632 21,680 SH   SOLE   21,680 0 0
BERKSHIRE HATHAWAY INC DEL Equity 084670108 272 1 SH   SOLE   1 0 0
BERKSHIRE HATHAWAY INC DEL Equity 084670702 1,234 6,752 SH   SOLE   6,752 0 0
BIOHITECH GLOBAL INC Equity 09074B107 24 18,782 SH   SOLE   18,782 0 0
BLACKROCK CALIF MUN INCOME T Equity 09248E102 1,374 108,284 SH   SOLE   108,284 0 0
BLACKROCK MUNI INTER DR FD I Equity 09253X102 8,440 646,244 SH   SOLE   646,244 0 0
BLACKROCK MUNICIPL INC QLTY Equity 092479104 2,008 151,526 SH   SOLE   151,526 0 0
BLACKROCK MUNIHLDNGS CALI QL Equity 09254L107 1,398 104,847 SH   SOLE   104,847 0 0
BLACKROCK MUNIHLDS INVSTM QL Equity 09254P108 1,031 78,827 SH   SOLE   78,827 0 0
BLACKROCK MUNIYIELD CALIF FD Equity 09254M105 1,162 87,850 SH   SOLE   87,850 0 0
BLACKROCK MUNIYIELD CALI QLT Equity 09254N103 720 53,241 SH   SOLE   53,241 0 0
BLACKROCK MUNIYIELD QLTY FD Equity 09254E103 8,029 628,211 SH   SOLE   628,211 0 0
BLACKROCK MUNIYIELD QUALITY Equity 09254G108 1,340 108,494 SH   SOLE   108,494 0 0
BRISTOL-MYERS SQUIBB CO Equity 110122108 284 5,097 SH   SOLE   5,097 0 0
BROOKFIELD ASSET MGMT INC Equity 112585104 1,085 24,512 SH   SOLE   24,512 0 0
BROOKFIELD INFRAST PARTNERS Equity G16252101 360 10,000 SH   SOLE   10,000 0 0
CBOE GLOBAL MARKETS INC Equity 12503M108 894 10,018 SH   SOLE   10,018 0 0
CHEVRON CORP NEW Equity 166764100 550 7,590 SH   SOLE   7,590 0 0
CME GROUP INC Equity 12572Q105 759 4,389 SH   SOLE   4,389 0 0
CISCO SYS INC Equity 17275R102 328 8,335 SH   SOLE   8,335 0 0
CITIGROUP INC Equity 172967424 263 6,240 SH   SOLE   6,240 0 0
CLOROX CO DEL Equity 189054109 243 1,405 SH   SOLE   1,405 0 0
COCA COLA CO Equity 191216100 365 8,279 SH   SOLE   8,279 0 0
COMCAST CORP NEW Equity 20030N101 314 9,148 SH   SOLE   9,148 0 0
COSTCO WHSL CORP NEW Equity 22160K105 551 1,933 SH   SOLE   1,933 0 0
DISNEY WALT CO Equity 254687106 693 7,170 SH   SOLE   7,170 0 0
DNP SELECT INCOME FD Equity 23325P104 102 10,400 SH   SOLE   10,400 0 0
DOUBLELINE INCOME SOLUTIONS Equity 258622109 609 45,635 SH   SOLE   45,635 0 0
DTF TAX-FREE INCOME INC Equity 23334J107 1,103 79,085 SH   SOLE   79,085 0 0
DWS MUN INCOME TR Equity 233368109 5,181 480,633 SH   SOLE   480,633 0 0
EATON VANCE CALIF MUN BD FD Equity 27828A100 1,374 130,240 SH   SOLE   130,240 0 0
EATON VANCE LTD DUR INCOME F Equity 27828H105 4,210 398,275 SH   SOLE   398,275 0 0
EATON VANCE MUN BD FD Equity 27827X101 1,443 115,664 SH   SOLE   115,664 0 0
EATON VANCE SR FLTNG RTE TR Equity 27828Q105 2,002 202,612 SH   SOLE   202,612 0 0
ECHO GLOBAL LOGISTICS INC Equity 27875TAA9 20 20,000 SH   SOLE   20,000 0 0
EXCHANGE TRADED CONCEPTS TR Equity 301505889 233 7,380 SH   SOLE   7,380 0 0
ENERGY TRANSFER LP Equity 29273V100 120 26,039 SH   SOLE   26,039 0 0
ENLINK MIDSTREAM LLC Equity 29336T100 24 21,440 SH   SOLE   21,440 0 0
EXXON MOBIL CORP Equity 30231G102 497 13,080 SH   SOLE   13,080 0 0
FACEBOOK INC Equity 30303M102 10,593 63,510 SH   SOLE   63,510 0 0
FIRST TR EXCHANGE TRADED ALP Equity 33737J109 3,038 153,140 SH   SOLE   153,140 0 0
FIRST TR EXCH TRADED FD III Equity 33740J203 730 37,928 SH   SOLE   37,928 0 0
FIRST TR EXCH TRADED FD III Equity 33739E108 246 15,000 SH   SOLE   15,000 0 0
FORTY SEVEN INC Equity 34983P104 220 2,306 SH   SOLE   2,306 0 0
FIRST TR EXCHNG TRADED FD VI Equity 33740F854 360 12,891 SH   SOLE   12,891 0 0
GALECTIN THERAPEUTICS INC Equity 363225202 21 10,668 SH   SOLE   10,668 0 0
GAMING & LEISURE PPTYS INC Equity 36467J108 1,031 37,195 SH   SOLE   37,195 0 0
GENERAL ELECTRIC CO Equity 369604103 115 14,427 SH   SOLE   14,427 0 0
GILEAD SCIENCES INC Equity 375558103 280 3,743 SH   SOLE   3,743 0 0
GLOBAL X FDS Equity 37950E473 1,158 367,577 SH   SOLE   367,577 0 0
ALPHABET INC Equity 02079K305 450 387 SH   SOLE   387 0 0
GX ACQUISITION CORP Equity 36251A107 196 20,000 SH   SOLE   20,000 0 0
HOME DEPOT INC Equity 437076102 365 1,957 SH   SOLE   1,957 0 0
HONEYWELL INTL INC Equity 438516106 533 3,985 SH   SOLE   3,985 0 0
IAC INTERACTIVECORP Equity 44919P508 507 2,829 SH   SOLE   2,829 0 0
INDEXIQ ETF TR Equity 45409B628 216 13,560 SH   SOLE   13,560 0 0
INTEL CORP Equity 458140100 479 8,847 SH   SOLE   8,847 0 0
INTERNATIONAL BUSINESS MACHS Equity 459200101 356 3,205 SH   SOLE   3,205 0 0
INVESCO VALUE MUN INCOME TR Equity 46132P108 2,953 208,830 SH   SOLE   208,830 0 0
INVESCO DYNAMIC CR OPPORTUNI Equity 46132R104 2,223 278,569 SH   SOLE   278,569 0 0
INVESCO EXCHANGE TRADED FD T Equity 46137V589 85 10,457 SH   SOLE   10,457 0 0
INVESCO MUN TR Equity 46131J103 3,884 331,990 SH   SOLE   331,990 0 0
INVESCO QUALITY MUNI INC TRS Equity 46133G107 2,963 253,050 SH   SOLE   253,050 0 0
INVESCO SR INCOME TR Equity 46131H107 3,675 1,141,241 SH   SOLE   1,141,241 0 0
INDEXIQ ETF TR Equity 45409B107 428 15,049 SH   SOLE   15,049 0 0
ISHARES TR Equity 464288646 508 9,700 SH   SOLE   9,700 0 0
ISHARES TR Equity 464287457 31,208 360,076 SH   SOLE   360,076 0 0
ISHARES TR Equity 464287226 601 5,209 SH   SOLE   5,209 0 0
ISHARES TR Equity 464288414 309 2,730 SH   SOLE   2,730 0 0
ISHARES TR Equity 464287564 1,333 14,557 SH   SOLE   14,557 0 0
ISHARES GOLD TRUST Equity 464285105 3,029 200,973 SH   SOLE   200,973 0 0
ISHARES TR Equity 46435G672 428 7,827 SH   SOLE   7,827 0 0
ISHARES TR Equity 46432F842 998 19,999 SH   SOLE   19,999 0 0
ISHARES INC Equity 46434G103 749 18,502 SH   SOLE   18,502 0 0
ISHARES TR Equity 46435G326 683 15,425 SH   SOLE   15,425 0 0
ISHARES TR Equity 464287200 5,401 20,901 SH   SOLE   20,901 0 0
ISHARES TR Equity 464287150 927 16,197 SH   SOLE   16,197 0 0
ISHARES TR Equity 464287168 2,294 31,191 SH   SOLE   31,191 0 0
ISHARES TR Equity 464287721 336 1,642 SH   SOLE   1,642 0 0
ISHARES TR Equity 46434VAQ3 757 30,032 SH   SOLE   30,032 0 0
ISHARES TR Equity 46434VBK5 710 28,818 SH   SOLE   28,818 0 0
ISHARES TR Equity 46434VBA7 550 22,197 SH   SOLE   22,197 0 0
ISHARES TR Equity 46434VAX8 747 29,864 SH   SOLE   29,864 0 0
ISHARES TR Equity 464288448 289 12,804 SH   SOLE   12,804 0 0
ISHARES TR Equity 464288257 7,654 122,331 SH   SOLE   122,331 0 0
ISHARES TR Equity 464288182 608 10,178 SH   SOLE   10,178 0 0
ISHARES TR Equity 464287465 4,561 85,325 SH   SOLE   85,325 0 0
ISHARES TR Equity 464288273 225 5,028 SH   SOLE   5,028 0 0
ISHARES TR Equity 464287234 353 10,335 SH   SOLE   10,335 0 0
ISHARES TR Equity 464287614 927 6,154 SH   SOLE   6,154 0 0
ISHARES TR Equity 464287598 973 9,813 SH   SOLE   9,813 0 0
ISHARES TR Equity 464287655 1,856 16,219 SH   SOLE   16,219 0 0
ISHARES TR Equity 464287101 2,024 17,063 SH   SOLE   17,063 0 0
ISHARES TR Equity 464288372 249 7,291 SH   SOLE   7,291 0 0
ISHARES TR Equity 464287507 1,590 11,050 SH   SOLE   11,050 0 0
ISHARES TR Equity 464287804 741 13,212 SH   SOLE   13,212 0 0
ISHARES TR Equity 464287622 281 1,988 SH   SOLE   1,988 0 0
ISHARES TR Equity 464287499 1,436 33,262 SH   SOLE   33,262 0 0
JOHNSON & JOHNSON Equity 478160104 789 6,017 SH   SOLE   6,017 0 0
JPMORGAN CHASE & CO Equity 46625H100 2,434 27,035 SH   SOLE   27,035 0 0
KAYNE ANDERSN MLP MIDS INVT Equity 486606106 140 38,595 SH   SOLE   38,595 0 0
EXCHANGE LISTED FDS TR Equity 30151E608 1,491 51,723 SH   SOLE   51,723 0 0
LOGMEIN INC Equity 54142L109 239 2,874 SH   SOLE   2,874 0 0
LYFT INC Equity 55087P104 1,946 72,464 SH   SOLE   72,464 0 0
MASTERCARD INC Equity 57636Q104 258 1,069 SH   SOLE   1,069 0 0
MCDONALDS CORP Equity 580135101 309 1,870 SH   SOLE   1,870 0 0
MCEWEN MNG INC Equity 58039P107 7 10,000 SH   SOLE   10,000 0 0
MERCK & CO. INC Equity 58933Y105 344 4,485 SH   SOLE   4,485 0 0
MICROSOFT CORP Equity 594918104 2,764 17,523 SH   SOLE   17,523 0 0
NATIONAL HEALTH INVS INC Equity 63633DAE4 19 20,000 SH   SOLE   20,000 0 0
NEUBERGER BRMAN CLIFRN MUNI Equity 64123C101 1,170 88,996 SH   SOLE   88,996 0 0
NEWELL BRANDS INC Equity 651229106 142 10,672 SH   SOLE   10,672 0 0
NEXTERA ENERGY INC Equity 65339F101 509 2,117 SH   SOLE   2,117 0 0
NIKE INC Equity 654106103 205 2,485 SH   SOLE   2,485 0 0
NORTHERN DYNASTY MINERALS LT Equity 66510M204 4 10,000 SH   SOLE   10,000 0 0
NORTHERN TR CORP Equity 665859104 454 6,016 SH   SOLE   6,016 0 0
NUVEEN AMT FREE MUN CR INC F Equity 67071L106 4,153 282,918 SH   SOLE   282,918 0 0
NUVEEN AMT FREE QLTY MUN INC Equity 670657105 5,017 370,552 SH   SOLE   370,552 0 0
NUVEEN CA QUALTY MUN INCOME Equity 67066Y105 677 49,416 SH   SOLE   49,416 0 0
NUVEEN QUALITY MUNCP INCOME Equity 67066V101 5,043 367,051 SH   SOLE   367,051 0 0
NVIDIA CORP Equity 67066G104 215 816 SH   SOLE   816 0 0
PAYPAL HLDGS INC Equity 70450Y103 290 3,031 SH   SOLE   3,031 0 0
PEPSICO INC Equity 713448108 709 5,902 SH   SOLE   5,902 0 0
PFIZER INC Equity 717081103 1,571 48,133 SH   SOLE   48,133 0 0
PGIM GLOBAL HIGH YIELD FD FO Equity 69346J106 2,984 269,811 SH   SOLE   269,811 0 0
PGIM HIGH YIELD BOND FUND IN Equity 69346H100 4,256 367,567 SH   SOLE   367,567 0 0
INVESCO QQQ TR Equity 46090E103 204 1,073 SH   SOLE   1,073 0 0
PRA GROUP INC Equity 69354N106 1,700 61,336 SH   SOLE   61,336 0 0
PROCTER & GAMBLE CO Equity 742718109 2,243 20,393 SH   SOLE   20,393 0 0
RIVERNORTH MARKETPLACE LENDI Equity 76882B108 198 12,274 SH   SOLE   12,274 0 0
EXCHANGE LISTED FDS TR Equity 30151E806 324 21,245 SH   SOLE   21,245 0 0
SCHWAB STRATEGIC TR Equity 808524706 1,712 82,757 SH   SOLE   82,757 0 0
SCHWAB STRATEGIC TR Equity 808524730 437 21,237 SH   SOLE   21,237 0 0
SCHWAB STRATEGIC TR Equity 808524805 2,012 77,867 SH   SOLE   77,867 0 0
SCHWAB STRATEGIC TR Equity 808524888 443 18,162 SH   SOLE   18,162 0 0
SCHWAB STRATEGIC TR Equity 808524862 31,159 602,343 SH   SOLE   602,343 0 0
SCHWAB STRATEGIC TR Equity 808524102 5,860 96,964 SH   SOLE   96,964 0 0
SCHWAB STRATEGIC TR Equity 808524201 1,774 28,969 SH   SOLE   28,969 0 0
SCHWAB STRATEGIC TR Equity 808524508 596 14,130 SH   SOLE   14,130 0 0
SCHWAB STRATEGIC TR Equity 808524607 687 13,336 SH   SOLE   13,336 0 0
SCHWAB STRATEGIC TR Equity 808524839 1,083 19,964 SH   SOLE   19,964 0 0
SCHWAB STRATEGIC TR Equity 808524797 482 10,721 SH   SOLE   10,721 0 0
SEACOR HOLDINGS INC Equity 811904AM3 9 10,000 SH   SOLE   10,000 0 0
SERVICESOURCE INTL INC Equity 81763U100 33 37,500 SH   SOLE   37,500 0 0
SPDR SER TR Equity 78468R622 280 2,952 SH   SOLE   2,952 0 0
SPDR GOLD TRUST Equity 78463V107 1,320 8,917 SH   SOLE   8,917 0 0
SPDR SER TR Equity 78468R739 918 18,773 SH   SOLE   18,773 0 0
SPDR INDEX SHS FDS Equity 78463X889 10,111 422,334 SH   SOLE   422,334 0 0
SPDR INDEX SHS FDS Equity 78463X509 3,747 131,657 SH   SOLE   131,657 0 0
SPDR SER TR Equity 78464A847 3,310 130,679 SH   SOLE   130,679 0 0
SPDR SER TR Equity 78464A854 9,377 309,987 SH   SOLE   309,987 0 0
SPDR SER TR Equity 78468R853 3,567 163,331 SH   SOLE   163,331 0 0
SPDR S&P 500 ETF TR Equity 78462F103 12,138 47,090 SH   SOLE   47,090 0 0
SPDR SER TR Equity 78468R663 42,816 467,267 SH   SOLE   467,267 0 0
SPROTT PHYSICAL GOLD & SILVE Equity 85208R101 403 27,587 SH   SOLE   27,587 0 0
TECH DATA CORP Equity 878237106 205 1,564 SH   SOLE   1,564 0 0
SELECT SECTOR SPDR TR Equity 81369Y803 361 4,487 SH   SOLE   4,487 0 0
TEMPLETON GLOBAL INCOME FD Equity 880198106 2,636 492,632 SH   SOLE   492,632 0 0
TESLA INC Equity 88160R101 1,197 2,285 SH   SOLE   2,285 0 0
THERMO FISHER SCIENTIFIC INC Equity 883556102 1,146 4,041 SH   SOLE   4,041 0 0
UNITEDHEALTH GROUP INC Equity 91324P102 887 3,558 SH   SOLE   3,558 0 0
US BANCORP DEL Equity 902973304 250 7,256 SH   SOLE   7,256 0 0
VANGUARD SPECIALIZED FUNDS Equity 921908844 2,584 24,989 SH   SOLE   24,989 0 0
VANGUARD TAX-MANAGED INTL FD Equity 921943858 3,988 119,608 SH   SOLE   119,608 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042858 2,723 81,175 SH   SOLE   81,175 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042874 617 14,245 SH   SOLE   14,245 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042866 386 6,992 SH   SOLE   6,992 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042676 252 5,877 SH   SOLE   5,877 0 0
VANGUARD INDEX FDS Equity 922908629 2,030 15,422 SH   SOLE   15,422 0 0
VANGUARD MUN BD FD INC Equity 922907746 772 14,590 SH   SOLE   14,590 0 0
VANGUARD INDEX FDS Equity 922908363 2,710 11,443 SH   SOLE   11,443 0 0
VANGUARD ADMIRAL FDS INC Equity 921932505 260 1,750 SH   SOLE   1,750 0 0
VANGUARD SCOTTSDALE FDS Equity 92206C409 321 4,062 SH   SOLE   4,062 0 0
VANGUARD INDEX FDS Equity 922908751 1,446 12,526 SH   SOLE   12,526 0 0
VANGUARD BD INDEX FDS Equity 921937835 227 2,658 SH   SOLE   2,658 0 0
VANGUARD CHARLOTTE FDS Equity 92203J407 207 3,673 SH   SOLE   3,673 0 0
VANGUARD INDEX FDS Equity 922908769 5,456 42,327 SH   SOLE   42,327 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042742 658 10,482 SH   SOLE   10,482 0 0
VECTOR GROUP LTD Equity 92240MBC1 20 20,000 SH   SOLE   20,000 0 0
VERINT SYS INC Equity 92343XAA8 19 20,000 SH   SOLE   20,000 0 0
VERIZON COMMUNICATIONS INC Equity 92343V104 468 8,718 SH   SOLE   8,718 0 0
VISA INC Equity 92826C839 414 2,567 SH   SOLE   2,567 0 0
VIVALDI OPPORTUNITIES FD Equity 92853C207 44,426 3,994,879 SH   OTR   0 0 3,994,879
VIVALDI OPPORTUNITIES FD Equity 92853C207 2,752 247,455 SH   DFND   0 247,455 0
WABCO HLDGS INC Equity 92927K102 458 3,389 SH   SOLE   3,389 0 0
WALMART INC Equity 931142103 307 2,714 SH   SOLE   2,714 0 0
WILLIS TOWERS WATSON PLC LTD Equity G96629103 296 1,744 SH   SOLE   1,744 0 0