The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 62 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 402 | 388 | SH | SOLE | 388 | 0 | 0 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 428 | 9,800 | SH | SOLE | 9,800 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 796 | 12,780 | SH | SOLE | 12,780 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 281 | 194 | SH | SOLE | 194 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 2,235 | 13,111 | SH | SOLE | 13,111 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 1,399 | 134,159 | SH | SOLE | 134,159 | 0 | 0 | ||
ANTHEM INC | UNIT 05/01/20188 | 036752202 | 1,033 | 19,234 | SH | SOLE | 19,234 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 1,444 | 80,287 | SH | SOLE | 80,287 | 0 | 0 | ||
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 1,402 | 47,337 | SH | SOLE | 47,337 | 0 | 0 | ||
APOLLO INVT CORP | COM | 03761U106 | 1,148 | 219,914 | SH | SOLE | 219,914 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 721 | 4,298 | SH | SOLE | 4,298 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 669 | 12,023 | SH | SOLE | 12,023 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 1,016 | 64,044 | SH | SOLE | 64,044 | 0 | 0 | ||
AVERY DENNISON CORP | COM | 053611109 | 597 | 5,623 | SH | SOLE | 5,623 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 2,934 | 97,836 | SH | SOLE | 97,836 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 209 | 3,218 | SH | SOLE | 3,218 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,057 | 15,324 | SH | SOLE | 15,324 | 0 | 0 | ||
BEST BUY INC | COM | 086516101 | 670 | 9,574 | SH | SOLE | 9,574 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 114 | 13,080 | SH | SOLE | 13,080 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 672 | 2,049 | SH | SOLE | 2,049 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 333 | 160 | SH | SOLE | 160 | 0 | 0 | ||
BROWN FORMAN CORP | CL B | 115637209 | 2,613 | 48,024 | SH | SOLE | 48,024 | 0 | 0 | ||
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 247 | 12,464 | SH | SOLE | 12,464 | 0 | 0 | ||
CBRE GROUP INC | CL A | 12504L109 | 396 | 8,377 | SH | SOLE | 8,377 | 0 | 0 | ||
CINTAS CORP | COM | 172908105 | 705 | 4,134 | SH | SOLE | 4,134 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 318 | 7,416 | SH | SOLE | 7,416 | 0 | 0 | ||
CITRIX SYS INC | COM | 177376100 | 220 | 2,368 | SH | SOLE | 2,368 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2020 HY | 18383M365 | 204 | 8,378 | SH | SOLE | 8,378 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | 283 | 11,264 | SH | SOLE | 11,264 | 0 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 479 | 2,961 | SH | SOLE | 2,961 | 0 | 0 | ||
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 1,010 | 54,061 | SH | SOLE | 54,061 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 226 | 990 | SH | SOLE | 990 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 1,851 | 66,387 | SH | SOLE | 66,387 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 223 | 2,038 | SH | SOLE | 2,038 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 258 | 4,629 | SH | SOLE | 4,629 | 0 | 0 | ||
DIREXION SHS ETF TR | ALL CP INSIDER | 25459Y769 | 243 | 5,948 | SH | SOLE | 5,948 | 0 | 0 | ||
DNP SELECT INCOME FD | COM | 23325P104 | 155 | 15,046 | SH | SOLE | 15,046 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 2,269 | 35,622 | SH | SOLE | 35,622 | 0 | 0 | ||
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 681 | 5,756 | SH | SOLE | 5,756 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 704 | 12,714 | SH | SOLE | 12,714 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 2,713 | 33,949 | SH | SOLE | 33,949 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 758 | 18,830 | SH | SOLE | 18,830 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 229 | 1,643 | SH | SOLE | 1,643 | 0 | 0 | ||
ENDEAVOUR SILVER CORP | COM | 29258Y103 | 122 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 294 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
EQUINIX INC | COM PAR $0.001 | 29444U700 | 3,035 | 7,258 | SH | SOLE | 7,258 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 411 | 5,515 | SH | SOLE | 5,515 | 0 | 0 | ||
FEDERAL AGRIC MTG CORP | CL A | 313148108 | 757 | 30,311 | SH | SOLE | 30,311 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 1,946 | 16,153 | SH | SOLE | 16,153 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 229 | 5,784 | SH | SOLE | 5,784 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 2,939 | 61,075 | SH | SOLE | 61,075 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | 2,643 | 55,517 | SH | SOLE | 55,517 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 4,427 | 227,476 | SH | SOLE | 227,476 | 0 | 0 | ||
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 917 | 27,388 | SH | SOLE | 27,388 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 265 | 1,199 | SH | SOLE | 1,199 | 0 | 0 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 2,743 | 323,084 | SH | SOLE | 323,084 | 0 | 0 | ||
GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 | 1,533 | 63,392 | SH | SOLE | 63,392 | 0 | 0 | ||
GLOBAL X FDS | FINTECH ETF | 37954Y814 | 712 | 30,474 | SH | SOLE | 30,474 | 0 | 0 | ||
HARRIS CORP DEL | COM | 413875105 | 4,154 | 25,757 | SH | SOLE | 25,757 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 799 | 4,482 | SH | SOLE | 4,482 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 2,464 | 17,048 | SH | SOLE | 17,048 | 0 | 0 | ||
HUNTSMAN CORP | COM | 447011107 | 2,901 | 99,174 | SH | SOLE | 99,174 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 277 | 5,323 | SH | SOLE | 5,323 | 0 | 0 | ||
INTUIT | COM | 461202103 | 208 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 203 | 492 | SH | SOLE | 492 | 0 | 0 | ||
ISHARES INC | INTL HIGH YIELD | 464286210 | 1,524 | 27,467 | SH | SOLE | 27,467 | 0 | 0 | ||
ISHARES INC | MSCI BRIC INDX | 464286657 | 259 | 5,604 | SH | SOLE | 5,604 | 0 | 0 | ||
ISHARES INC | MSCI GERMANY ETF | 464286806 | 248 | 7,743 | SH | SOLE | 7,743 | 0 | 0 | ||
ISHARES INC | MSCI NETHERL ETF | 464286814 | 259 | 8,090 | SH | SOLE | 8,090 | 0 | 0 | ||
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 263 | 6,850 | SH | SOLE | 6,850 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,746 | 15,447 | SH | SOLE | 15,447 | 0 | 0 | ||
ISHARES TR | TRANS AVG ETF | 464287192 | 769 | 4,111 | SH | SOLE | 4,111 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 1,234 | 7,958 | SH | SOLE | 7,958 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 763 | 8,827 | SH | SOLE | 8,827 | 0 | 0 | ||
ISHARES TR | U.S. CNSM SV ETF | 464287580 | 1,944 | 10,662 | SH | SOLE | 10,662 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 294 | 2,447 | SH | SOLE | 2,447 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 250 | 1,144 | SH | SOLE | 1,144 | 0 | 0 | ||
ISHARES TR | U.S. ENERGY ETF | 464287796 | 1,828 | 49,457 | SH | SOLE | 49,457 | 0 | 0 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 620 | 4,694 | SH | SOLE | 4,694 | 0 | 0 | ||
ISHARES TR | US AER DEF ETF | 464288760 | 3,557 | 17,969 | SH | SOLE | 17,969 | 0 | 0 | ||
ISHARES TR | US HLTHCR PR ETF | 464288828 | 487 | 3,084 | SH | SOLE | 3,084 | 0 | 0 | ||
ISHARES TR | MSCI NORWAY ETF | 46429B499 | 272 | 10,031 | SH | SOLE | 10,031 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 756 | 6,878 | SH | SOLE | 6,878 | 0 | 0 | ||
LADDER CAP CORP | CL A | 505743104 | 1,391 | 92,212 | SH | SOLE | 92,212 | 0 | 0 | ||
LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | 2,797 | 96,408 | SH | SOLE | 96,408 | 0 | 0 | ||
LEIDOS HLDGS INC | COM | 525327102 | 2,578 | 39,412 | SH | SOLE | 39,412 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 3,381 | 10,006 | SH | SOLE | 10,006 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 504 | 13,659 | SH | SOLE | 13,659 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 845 | 6,213 | SH | SOLE | 6,213 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,078 | 6,155 | SH | SOLE | 6,155 | 0 | 0 | ||
MERCADOLIBRE INC | COM | 58733R102 | 215 | 602 | SH | SOLE | 602 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 949 | 10,401 | SH | SOLE | 10,401 | 0 | 0 | ||
MONROE CAP CORP | COM | 610335101 | 799 | 64,925 | SH | SOLE | 64,925 | 0 | 0 | ||
NETAPP INC | COM | 64110D104 | 751 | 12,172 | SH | SOLE | 12,172 | 0 | 0 | ||
NEW SR INVT GROUP INC | COM | 648691103 | 888 | 108,535 | SH | SOLE | 108,535 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 5,055 | 14,479 | SH | SOLE | 14,479 | 0 | 0 | ||
OLD REP INTL CORP | COM | 680223104 | 1,046 | 48,753 | SH | SOLE | 48,753 | 0 | 0 | ||
PACKAGING CORP AMER | COM | 695156109 | 2,471 | 21,929 | SH | SOLE | 21,929 | 0 | 0 | ||
PACWEST BANCORP DEL | COM | 695263103 | 1,772 | 35,775 | SH | SOLE | 35,775 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,079 | 82,444 | SH | SOLE | 82,444 | 0 | 0 | ||
PENNYMAC FINL SVCS INC | CL A | 70932B101 | 1,080 | 47,683 | SH | SOLE | 47,683 | 0 | 0 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 197 | 13,496 | SH | SOLE | 13,496 | 0 | 0 | ||
POWERSHARES ETF TRUST II | KBW HG YLD FIN | 73936Q793 | 1,070 | 47,155 | SH | SOLE | 47,155 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,314 | 26,943 | SH | SOLE | 26,943 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 484 | 6,105 | SH | SOLE | 6,105 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 1,627 | 15,716 | SH | SOLE | 15,716 | 0 | 0 | ||
PUBLIC STORAGE | COM | 74460D109 | 225 | 1,125 | SH | SOLE | 1,125 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 437 | 2,024 | SH | SOLE | 2,024 | 0 | 0 | ||
REALTY INCOME CORP | COM | 756109104 | 1,009 | 19,506 | SH | SOLE | 19,506 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 807 | 5,395 | SH | SOLE | 5,395 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591EP100 | 605 | 32,559 | SH | SOLE | 32,559 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 782 | 7,863 | SH | SOLE | 7,863 | 0 | 0 | ||
RYDEX ETF TRUST | GUGGENHM S&P 500 | 78355W205 | 602 | 3,226 | SH | SOLE | 3,226 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 720 | 3,767 | SH | SOLE | 3,767 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 201 | 6,717 | SH | SOLE | 6,717 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 250 | 6,702 | SH | SOLE | 6,702 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 2,562 | 34,485 | SH | SOLE | 34,485 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,116 | 17,061 | SH | SOLE | 17,061 | 0 | 0 | ||
SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | 277 | 17,678 | SH | SOLE | 17,678 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 519 | 2,148 | SH | SOLE | 2,148 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 226 | 858 | SH | SOLE | 858 | 0 | 0 | ||
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 2,505 | 48,487 | SH | SOLE | 48,487 | 0 | 0 | ||
SPDR SERIES TRUST | CITI INT GVT ETF | 78464A490 | 1,769 | 29,712 | SH | SOLE | 29,712 | 0 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 1,813 | 30,019 | SH | SOLE | 30,019 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 2,465 | 28,099 | SH | SOLE | 28,099 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 719 | 10,574 | SH | SOLE | 10,574 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 3,043 | 69,539 | SH | SOLE | 69,539 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 629 | 6,050 | SH | SOLE | 6,050 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 2,752 | 21,875 | SH | SOLE | 21,875 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 285 | 1,330 | SH | SOLE | 1,330 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 278 | 5,509 | SH | SOLE | 5,509 | 0 | 0 | ||
V F CORP | COM | 918204108 | 1,740 | 23,478 | SH | SOLE | 23,478 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 2,220 | 23,929 | SH | SOLE | 23,929 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 256 | 1,972 | SH | SOLE | 1,972 | 0 | 0 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 262 | 1,597 | SH | SOLE | 1,597 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 777 | 5,038 | SH | SOLE | 5,038 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 651 | 4,590 | SH | SOLE | 4,590 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 499 | 3,399 | SH | SOLE | 3,399 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 630 | 4,645 | SH | SOLE | 4,645 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 527 | 7,224 | SH | SOLE | 7,224 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 328 | 6,855 | SH | SOLE | 6,855 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 867 | 5,321 | SH | SOLE | 5,321 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 241 | 2,865 | SH | SOLE | 2,865 | 0 | 0 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 2,352 | 20,555 | SH | SOLE | 20,555 | 0 | 0 |