The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 208 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,070 | 5,734 | SH | SOLE | 0 | 0 | 5,734 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 234 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 121 | 26,868 | PRN | SOLE | 0 | 0 | 26,868 | ||
FACEBOOK INC | CL A | 30303M102 | 447 | 2,300 | SH | Call | SOLE | 0 | 0 | 2,300 | |
FACEBOOK INC | CL A | 30303M102 | 389 | 2,000 | SH | Call | SOLE | 0 | 0 | 2,000 | |
FACEBOOK INC | CL A | 30303M102 | 777 | 4,000 | SH | Call | SOLE | 0 | 0 | 4,000 | |
EXXON MOBIL CORP | COM | 30231G102 | 383 | 4,626 | SH | SOLE | 0 | 0 | 4,626 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 3,290 | 30,104 | SH | SOLE | 0 | 0 | 30,104 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 3,944 | 47,252 | SH | SOLE | 0 | 0 | 47,252 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 539 | 10,364 | SH | SOLE | 0 | 0 | 10,364 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 2,066 | 40,094 | SH | SOLE | 0 | 0 | 40,094 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 7,675 | 110,473 | SH | SOLE | 0 | 0 | 110,473 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 2,707 | 37,789 | SH | SOLE | 0 | 0 | 37,789 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 5,615 | 211,186 | SH | SOLE | 0 | 0 | 211,186 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 1,925 | 25,346 | SH | SOLE | 0 | 0 | 25,346 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 740 | 12,747 | SH | SOLE | 0 | 0 | 12,747 | ||
SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | 293 | 3,364 | SH | SOLE | 0 | 0 | 3,364 | ||
WALMART INC | COM | 931142103 | 349 | 4,072 | SH | SOLE | 0 | 0 | 4,072 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 319 | 4,125 | SH | SOLE | 0 | 0 | 4,125 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 285 | 4,746 | SH | SOLE | 0 | 0 | 4,746 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 510 | 12,086 | SH | SOLE | 0 | 0 | 12,086 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 1,629 | 10,876 | SH | SOLE | 0 | 0 | 10,876 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 282 | 2,008 | SH | SOLE | 0 | 0 | 2,008 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 413 | 3,736 | SH | SOLE | 0 | 0 | 3,736 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 3,319 | 40,752 | SH | SOLE | 0 | 0 | 40,752 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 656 | 9,730 | SH | SOLE | 0 | 0 | 9,730 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 331 | 6,384 | SH | SOLE | 0 | 0 | 6,384 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 299 | 1,701 | SH | SOLE | 0 | 0 | 1,701 | ||
VISA INC | COM CL A | 92826C839 | 371 | 2,804 | SH | SOLE | 0 | 0 | 2,804 | ||
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 294 | 7,275 | SH | SOLE | 0 | 0 | 7,275 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 361 | 2,887 | SH | SOLE | 0 | 0 | 2,887 | ||
UNITED STS COMMODITY INDEX F | COMM IDX FND | 911717106 | 4,959 | 113,437 | SH | SOLE | 0 | 0 | 113,437 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 760 | 7,151 | SH | SOLE | 0 | 0 | 7,151 | ||
UNION PAC CORP | COM | 907818108 | 277 | 1,952 | SH | SOLE | 0 | 0 | 1,952 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 223 | 907 | SH | SOLE | 0 | 0 | 907 | ||
TEXAS INSTRS INC | COM | 882508104 | 221 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 2,763 | 22,700 | SH | SOLE | 0 | 0 | 22,700 | ||
AT&T INC | COM | 00206R102 | 785 | 24,449 | SH | SOLE | 0 | 0 | 24,449 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 564 | 2,079 | SH | SOLE | 0 | 0 | 2,079 | ||
SPDR SERIES TRUST | PORTFOLIO LN TSR | 78464A664 | 13,279 | 379,072 | SH | SOLE | 0 | 0 | 379,072 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 14,892 | 222,970 | SH | SOLE | 0 | 0 | 222,970 | ||
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 11,496 | 181,901 | SH | SOLE | 0 | 0 | 181,901 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 290 | 3,133 | SH | SOLE | 0 | 0 | 3,133 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 32,904 | 649,764 | SH | SOLE | 0 | 0 | 649,764 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 2,297 | 35,343 | SH | SOLE | 0 | 0 | 35,343 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 41,225 | 776,074 | SH | SOLE | 0 | 0 | 776,074 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 8,236 | 157,390 | SH | SOLE | 0 | 0 | 157,390 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 2,296 | 46,152 | SH | SOLE | 0 | 0 | 46,152 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 4,285 | 78,064 | SH | SOLE | 0 | 0 | 78,064 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 5,843 | 139,857 | SH | SOLE | 0 | 0 | 139,857 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 40,870 | 539,323 | SH | SOLE | 0 | 0 | 539,323 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 27,638 | 836,262 | SH | SOLE | 0 | 0 | 836,262 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 17,167 | 663,088 | SH | SOLE | 0 | 0 | 663,088 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 947 | 26,255 | SH | SOLE | 0 | 0 | 26,255 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 1,803 | 27,325 | SH | SOLE | 0 | 0 | 27,325 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,827 | 38,426 | SH | SOLE | 0 | 0 | 38,426 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 532 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
PINNACLE WEST CAP CORP | COM | 723484101 | 201 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 253 | 3,139 | SH | SOLE | 0 | 0 | 3,139 | ||
POLARIS INDS INC | COM | 731068102 | 428 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 529 | 6,782 | SH | SOLE | 0 | 0 | 6,782 | ||
PFIZER INC | COM | 717081103 | 395 | 10,892 | SH | SOLE | 0 | 0 | 10,892 | ||
PEPSICO INC | COM | 713448108 | 222 | 2,035 | SH | SOLE | 0 | 0 | 2,035 | ||
INVESCO EXCHNG TRADED FD TR | EMRNG MKT SVRG | 46138E784 | 5,110 | 192,680 | SH | SOLE | 0 | 0 | 192,680 | ||
OLD REP INTL CORP | COM | 680223104 | 478 | 23,993 | SH | SOLE | 0 | 0 | 23,993 | ||
NVIDIA CORP | COM | 67066G104 | 366 | 1,543 | SH | SOLE | 0 | 0 | 1,543 | ||
NIKE INC | CL B | 654106103 | 502 | 6,301 | SH | SOLE | 0 | 0 | 6,301 | ||
NISOURCE INC | COM | 65473P105 | 420 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
NETFLIX INC | COM | 64110L106 | 818 | 2,091 | SH | SOLE | 0 | 0 | 2,091 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 244 | 19,300 | SH | SOLE | 0 | 0 | 19,300 | ||
MICROSOFT CORP | COM | 594918104 | 902 | 9,142 | SH | SOLE | 0 | 0 | 9,142 | ||
ALTRIA GROUP INC | COM | 02209S103 | 530 | 9,328 | SH | SOLE | 0 | 0 | 9,328 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 19,987 | 384,152 | SH | SOLE | 0 | 0 | 384,152 | ||
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 16,372 | 303,121 | SH | SOLE | 0 | 0 | 303,121 | ||
MCDONALDS CORP | COM | 580135101 | 315 | 2,011 | SH | SOLE | 0 | 0 | 2,011 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 236 | 3,096 | SH | SOLE | 0 | 0 | 3,096 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 313 | 2,733 | SH | SOLE | 0 | 0 | 2,733 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,389 | 4,702 | SH | SOLE | 0 | 0 | 4,702 | ||
COCA COLA CO | COM | 191216100 | 377 | 8,586 | SH | SOLE | 0 | 0 | 8,586 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,449 | 13,908 | SH | SOLE | 0 | 0 | 13,908 | ||
JOHNSON & JOHNSON | COM | 478160104 | 840 | 6,925 | SH | SOLE | 0 | 0 | 6,925 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 1,002 | 5,619 | SH | SOLE | 0 | 0 | 5,619 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 462 | 2,594 | SH | SOLE | 0 | 0 | 2,594 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 663 | 5,655 | SH | SOLE | 0 | 0 | 5,655 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 303 | 1,851 | SH | SOLE | 0 | 0 | 1,851 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,711 | 6,268 | SH | SOLE | 0 | 0 | 6,268 | ||
INTEL CORP | COM | 458140100 | 372 | 7,492 | SH | SOLE | 0 | 0 | 7,492 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 244 | 1,290 | SH | SOLE | 0 | 0 | 1,290 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 243 | 1,079 | SH | SOLE | 0 | 0 | 1,079 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 204 | 1,048 | SH | SOLE | 0 | 0 | 1,048 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 241 | 4,591 | SH | SOLE | 0 | 0 | 4,591 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 404 | 3,363 | SH | SOLE | 0 | 0 | 3,363 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 434 | 6,856 | SH | SOLE | 0 | 0 | 6,856 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 9,664 | 94,271 | SH | SOLE | 0 | 0 | 94,271 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 264 | 1,888 | SH | SOLE | 0 | 0 | 1,888 | ||
HONEYWELL INTL INC | COM | 438516106 | 501 | 3,479 | SH | SOLE | 0 | 0 | 3,479 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 1,222 | 14,376 | SH | SOLE | 0 | 0 | 14,376 | ||
HOME DEPOT INC | COM | 437076102 | 960 | 4,920 | SH | SOLE | 0 | 0 | 4,920 | ||
HUTTIG BLDG PRODS INC | COM | 448451104 | 675 | 142,000 | SH | SOLE | 0 | 0 | 142,000 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,633 | 1,446 | SH | SOLE | 0 | 0 | 1,446 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 726 | 651 | SH | SOLE | 0 | 0 | 651 | ||
GILEAD SCIENCES INC | COM | 375558103 | 208 | 2,930 | SH | SOLE | 0 | 0 | 2,930 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 466 | 34,249 | SH | SOLE | 0 | 0 | 34,249 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 510 | 9,063 | SH | SOLE | 0 | 0 | 9,063 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 271 | 4,904 | SH | SOLE | 0 | 0 | 4,904 | ||
FIRST TR LRG CP GRWTH ALPHAD | COM SHS | 33735K108 | 1,306 | 19,803 | SH | SOLE | 0 | 0 | 19,803 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 904 | 29,386 | SH | SOLE | 0 | 0 | 29,386 | ||
FIRST TR ENERGY INCOME & GRW | COM | 33738G104 | 216 | 9,390 | SH | SOLE | 0 | 0 | 9,390 | ||
FIRSTENERGY CORP | COM | 337932107 | 413 | 11,510 | SH | SOLE | 0 | 0 | 11,510 | ||
FACEBOOK INC | CL A | 30303M102 | 1,936 | 9,962 | SH | SOLE | 0 | 0 | 9,962 | ||
EXELON CORP | COM | 30161N101 | 428 | 10,045 | SH | SOLE | 0 | 0 | 10,045 | ||
EATON CORP PLC | SHS | G29183103 | 236 | 3,163 | SH | SOLE | 0 | 0 | 3,163 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 305 | 11,014 | SH | SOLE | 0 | 0 | 11,014 | ||
EMERSON ELEC CO | COM | 291011104 | 496 | 7,179 | SH | SOLE | 0 | 0 | 7,179 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 356 | 5,321 | SH | SOLE | 0 | 0 | 5,321 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 434 | 10,019 | SH | SOLE | 0 | 0 | 10,019 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 638 | 8,184 | SH | SOLE | 0 | 0 | 8,184 | ||
ENCANA CORP | COM | 292505104 | 181 | 13,880 | SH | SOLE | 0 | 0 | 13,880 | ||
DOWDUPONT INC | COM | 26078J100 | 239 | 3,623 | SH | SOLE | 0 | 0 | 3,623 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 238 | 2,269 | SH | SOLE | 0 | 0 | 2,269 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 321 | 10,235 | SH | SOLE | 0 | 0 | 10,235 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 2,369 | 63,991 | SH | SOLE | 0 | 0 | 63,991 | ||
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 1,758 | 33,166 | SH | SOLE | 0 | 0 | 33,166 | ||
CHEVRON CORP NEW | COM | 166764100 | 347 | 2,743 | SH | SOLE | 0 | 0 | 2,743 | ||
ISHARES TR | 1 3 YR CR BD ETF | 464288646 | 203 | 1,960 | SH | SOLE | 0 | 0 | 1,960 | ||
CISCO SYS INC | COM | 17275R102 | 237 | 5,515 | SH | SOLE | 0 | 0 | 5,515 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 431 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
CMS ENERGY CORP | COM | 125896100 | 236 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
SPDR SER TR | ICE BOFAML ETF | 78468R606 | 2,750 | 108,625 | SH | SOLE | 0 | 0 | 108,625 | ||
CELGENE CORP | COM | 151020104 | 256 | 3,229 | SH | SOLE | 0 | 0 | 3,229 | ||
CORPORATE CAP TR INC | COM | 219880101 | 2,689 | 172,139 | SH | SOLE | 0 | 0 | 172,139 | ||
CATERPILLAR INC DEL | COM | 149123101 | 266 | 1,961 | SH | SOLE | 0 | 0 | 1,961 | ||
CITIGROUP INC | COM NEW | 172967424 | 339 | 5,064 | SH | SOLE | 0 | 0 | 5,064 | ||
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 395 | 134,000 | SH | SOLE | 0 | 0 | 134,000 | ||
BANK AMER CORP | COM | 060505104 | 759 | 26,926 | SH | SOLE | 0 | 0 | 26,926 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 426 | 2,295 | SH | SOLE | 0 | 0 | 2,295 | ||
BOEING CO | COM | 097023105 | 2,333 | 6,953 | SH | SOLE | 0 | 0 | 6,953 | ||
AMAZON COM INC | COM | 023135106 | 3,119 | 1,835 | SH | SOLE | 0 | 0 | 1,835 | ||
ETFIS SER TR I | INFRAC ACT MLP | 26923G103 | 137 | 18,730 | SH | SOLE | 0 | 0 | 18,730 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 2,093 | 207,183 | SH | SOLE | 0 | 0 | 207,183 | ||
AMGEN INC | COM | 031162100 | 414 | 2,241 | SH | SOLE | 0 | 0 | 2,241 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 618 | 5,817 | SH | SOLE | 0 | 0 | 5,817 | ||
AMEREN CORP | COM | 023608102 | 829 | 13,627 | SH | SOLE | 0 | 0 | 13,627 | ||
ABBVIE INC | COM | 00287Y109 | 378 | 4,077 | SH | SOLE | 0 | 0 | 4,077 | ||
APPLE INC | COM | 037833100 | 7,078 | 38,238 | SH | SOLE | 0 | 0 | 38,238 |