The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC | COM | 00206R102 | 1,665 | 55,081 | SH | SOLE | 0 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 489 | 4,986 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN EMERGING MARKET | COM | 00301W105 | 258 | 42,769 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN STANDARD PLATINUM ETF | PHYSCL PLATM SHS | 003260106 | 623 | 7,972 | SH | SOLE | 0 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 278 | 36,168 | SH | SOLE | 0 | 0 | 0 | ||
ALIBABA GROUP HOLDING FSPONSORED ADR 1 ADR REPS 8 ORD SHS | SPONSORED ADS | 01609W102 | 859 | 3,985 | SH | SOLE | 0 | 0 | 0 | ||
ALLIANCEBERNSTEIN GLBL H | COM | 01879R106 | 253 | 25,112 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,166 | 825 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 587 | 414 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON.COM INC | COM | 023135106 | 7,029 | 2,548 | SH | SOLE | 0 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 95 | 14,500 | SH | SOLE | 0 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 530 | 2,016 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 8,119 | 22,257 | SH | SOLE | 0 | 0 | 0 | ||
ARROWHEAD PHARMA INC | COM | 04280A100 | 602 | 13,949 | SH | SOLE | 0 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 690 | 5,760 | SH | SOLE | 0 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 997 | 42,010 | SH | SOLE | 0 | 0 | 0 | ||
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 315 | 235 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY inc del | CL B NEW | 084670702 | 355 | 1,994 | SH | SOLE | 0 | 0 | 0 | ||
BEYOND MEAT INC | COM | 08862E109 | 361 | 2,700 | SH | SOLE | 0 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 682 | 2,550 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | 75 | 10,298 | SH | SOLE | 0 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 436 | 7,700 | SH | SOLE | 0 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,085 | 5,921 | SH | SOLE | 0 | 0 | 0 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 528 | 332 | SH | SOLE | 0 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 316 | 11,364 | SH | SOLE | 0 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB | COM | 110122108 | 367 | 6,241 | SH | SOLE | 0 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 815 | 23,500 | SH | SOLE | 0 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 409 | 3,237 | SH | SOLE | 0 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 136 | 13,600 | SH | SOLE | 0 | 0 | 0 | ||
CHIMERA INVT CORP | COM NEW | 16934Q208 | 159 | 16,600 | SH | SOLE | 0 | 0 | 0 | ||
CHIMERIX INC | COM | 16934W106 | 102 | 33,000 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 1,015 | 21,783 | SH | SOLE | 0 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 296 | 6,470 | SH | SOLE | 0 | 0 | 0 | ||
COLUMBIA ETF TR II | EM CORE EX ETF | 19762B202 | 360 | 15,916 | SH | SOLE | 0 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 257 | 849 | SH | SOLE | 0 | 0 | 0 | ||
WALT DISNEY CO | COM | 254687106 | 637 | 5,717 | SH | SOLE | 0 | 0 | 0 | ||
DIVIDEND AND INCOME FUND | COM NEW | 25538A204 | 143 | 14,105 | SH | SOLE | 0 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 429 | 8,182 | SH | SOLE | 0 | 0 | 0 | ||
EDISON INTL | COM | 281020107 | 204 | 3,775 | SH | SOLE | 0 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 368 | 24,780 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC CLASS A | CLASS A | 30303M102 | 2,272 | 10,010 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR NASDAQ-100 TECH IND | NAT GAS ETF | 33733E807 | 213 | 28,552 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 131 | 23,483 | SH | SOLE | 0 | 0 | 0 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 353 | 69,404 | SH | SOLE | 0 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 41 | 18,113 | SH | SOLE | 0 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 297 | 3,862 | SH | SOLE | 0 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 204 | 5,021 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 133 | 12,118 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL X FDS | GLOBAL X SILVER | 37954Y848 | 568 | 15,322 | SH | SOLE | 0 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 291 | 1,475 | SH | SOLE | 0 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41013X106 | 540 | 30,000 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY GLD MNG LTD | SPONSORED ADR | 413216300 | 50 | 12,000 | SH | SOLE | 0 | 0 | 0 | ||
IDACORP INC | COM | 451107106 | 421 | 4,825 | SH | SOLE | 0 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 271 | 17,564 | SH | SOLE | 0 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,650 | 44,297 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INC | COM | 46132H106 | 122 | 10,500 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P SML 600 VAL | 46137V167 | 377 | 8,020 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 1,528 | 89,977 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 215 | 1,755 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 995 | 28,745 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,333 | 78,381 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,329 | 26,273 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN CHASE & CO | COM | 46625H100 | 230 | 2,455 | SH | SOLE | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 217 | 1,973 | SH | SOLE | 0 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 411 | 33,400 | SH | SOLE | 0 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 208 | 570 | SH | SOLE | 0 | 0 | 0 | ||
LUCKIN CORREE INC | SPONSORED ADS | 54951L109 | 49 | 21,245 | SH | SOLE | 0 | 0 | 0 | ||
LULULEMON ATHLETICA | COM | 550021109 | 1,219 | 3,909 | SH | SOLE | 0 | 0 | 0 | ||
MARATHON OIL CORP | COM | 565849106 | 119 | 19,600 | SH | SOLE | 0 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 349 | 9,355 | SH | SOLE | 0 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 3,067 | 10,374 | SH | SOLE | 0 | 0 | 0 | ||
MC DONALDS CORP | COM | 580135101 | 985 | 5,342 | SH | SOLE | 0 | 0 | 0 | ||
MEXICO FUND INC | COM | 592835102 | 400 | 40,847 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,480 | 7,275 | SH | SOLE | 0 | 0 | 0 | ||
MICRON TECHNOLOGY | COM | 595112103 | 409 | 7,955 | SH | SOLE | 0 | 0 | 0 | ||
MOBILE TELESYSTEMS PJSC | SPONSORED ADR | 607409109 | 94 | 10,250 | SH | SOLE | 0 | 0 | 0 | ||
NIKE INC CLASS B | CL B NEW | 654106103 | 279 | 2,850 | SH | SOLE | 0 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 236 | 2,707 | SH | SOLE | 0 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 406 | 1,071 | SH | SOLE | 0 | 0 | 0 | ||
OFFICE DEPOT INC REVERSE SPLIT EFF: 07/01/20 | COM | 676220106 | 66 | 28,334 | SH | SOLE | 0 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 54 | 16,000 | SH | SOLE | 0 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 417 | 7,548 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC PREMIER BANC | COM | 69478X105 | 216 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HOLDINGS INC | COM | 70450Y103 | 1,637 | 9,400 | SH | SOLE | 0 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 645 | 1,651 | SH | SOLE | 0 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 259 | 3,608 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 1,200 | 14,403 | SH | SOLE | 0 | 0 | 0 | ||
PROCTER & GAMBLE | COM | 742718109 | 928 | 7,762 | SH | SOLE | 0 | 0 | 0 | ||
PROSPECT CAPITAL CO | COM | 74348T102 | 482 | 94,468 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,768 | 19,394 | SH | SOLE | 0 | 0 | 0 | ||
RLJ LODGING TR | COM | 74965L101 | 113 | 12,000 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 273 | 11,065 | SH | SOLE | 0 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 300 | 33,580 | SH | SOLE | 0 | 0 | 0 | ||
SAREPTA THERAPEUTICS | COM | 803607100 | 729 | 4,550 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 248 | 3,377 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 864 | 11,661 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 355 | 7,089 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 297 | 5,751 | SH | SOLE | 0 | 0 | 0 | ||
SIBANYE STILLWATER | SPONSORED ADR | 82575P107 | 447 | 51,740 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 886 | 12,050 | SH | SOLE | 0 | 0 | 0 | ||
TEKLA HEALTHCARER INVS | SH BEN INT | 87911J103 | 394 | 18,489 | SH | SOLE | 0 | 0 | 0 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 299 | 16,691 | SH | SOLE | 0 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 637 | 46,616 | SH | SOLE | 0 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,128 | 1,045 | SH | SOLE | 0 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B NEW | 911312106 | 451 | 4,062 | SH | SOLE | 0 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 916 | 6,150 | SH | SOLE | 0 | 0 | 0 | ||
UNITEDHEALTH GRP INC | COM | 91324P102 | 3,834 | 13,000 | SH | SOLE | 0 | 0 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 218 | 3,714 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,825 | 49,757 | SH | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | VIETNAM ETF | 92189F817 | 241 | 17,935 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 358 | 2,160 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATONS INC | COM | 92343V104 | 1,319 | 23,934 | SH | SOLE | 0 | 0 | 0 | ||
VERITONE INC | COM | 92347M100 | 913 | 61,500 | SH | SOLE | 0 | 0 | 0 | ||
VIACOMCBS INC | CL B NEW | 92556H206 | 310 | 13,309 | SH | SOLE | 0 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 306 | 1,210 | SH | SOLE | 0 | 0 | 0 | ||
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 515 | 29,443 | SH | SOLE | 0 | 0 | 0 | ||
TRITON INTL LTD | CL A | G9078F107 | 439 | 14,530 | SH | SOLE | 0 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 275 | 3,750 | SH | SOLE | 0 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 577 | 37,052 | SH | SOLE | 0 | 0 | 0 |