The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,196 | 23,319 | SH | SOLE | 0 | 0 | 0 | 23,319 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 372 | 359 | SH | SOLE | 0 | 0 | 0 | 359 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 5,618 | 5,376 | SH | SOLE | 0 | 0 | 0 | 5,376 | |
AMAZON COM INC | COM | 023135106 | 6,691 | 4,455 | SH | SOLE | 0 | 0 | 0 | 4,455 | |
AMERICAN EXPRESS CO | COM | 025816109 | 271 | 2,847 | SH | SOLE | 0 | 0 | 0 | 2,847 | |
AMERIPRISE FINL INC | COM | 03076C106 | 488 | 4,677 | SH | SOLE | 0 | 0 | 0 | 4,677 | |
APPLE INC | COM | 037833100 | 5,715 | 36,229 | SH | SOLE | 0 | 0 | 0 | 36,229 | |
BANK AMER CORP | COM | 060505104 | 4,855 | 197,023 | SH | SOLE | 0 | 0 | 0 | 197,023 | |
BOEING CO | COM | 097023105 | 269 | 835 | SH | SOLE | 0 | 0 | 0 | 835 | |
CVS HEALTH CORP | COM | 126650100 | 3,969 | 60,584 | SH | SOLE | 0 | 0 | 0 | 60,584 | |
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 6,500 | 733,673 | SH | SOLE | 0 | 0 | 0 | 733,673 | |
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 386 | 41,104 | SH | SOLE | 0 | 0 | 0 | 41,104 | |
CATERPILLAR INC DEL | COM | 149123101 | 204 | 1,606 | SH | SOLE | 0 | 0 | 0 | 1,606 | |
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 227 | 6,300 | SH | SOLE | 0 | 0 | 0 | 6,300 | |
CHEVRON CORP NEW | COM | 166764100 | 272 | 2,496 | SH | SOLE | 0 | 0 | 0 | 2,496 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 228 | 9,290 | SH | SOLE | 0 | 0 | 0 | 9,290 | |
EXXON MOBIL CORP | COM | 30231G102 | 344 | 5,046 | SH | SOLE | 0 | 0 | 0 | 5,046 | |
FACEBOOK INC | CL A | 30303M102 | 3,799 | 28,977 | SH | SOLE | 0 | 0 | 0 | 28,977 | |
FEDEX CORP | COM | 31428X106 | 5,734 | 35,541 | SH | SOLE | 0 | 0 | 0 | 35,541 | |
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 1,002 | 37,109 | SH | SOLE | 0 | 0 | 0 | 37,109 | |
FIRST TR EXCH TRD ALPHA FD I | EUROPE ALPHADEX | 33737J117 | 3,979 | 128,452 | SH | SOLE | 0 | 0 | 0 | 128,452 | |
GERON CORP | COM | 374163103 | 21 | 20,615 | SH | SOLE | 0 | 0 | 0 | 20,615 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,830 | 61,239 | SH | SOLE | 0 | 0 | 0 | 61,239 | |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 1,540 | 10,934 | SH | SOLE | 0 | 0 | 0 | 10,934 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 335 | 1,330 | SH | SOLE | 0 | 0 | 0 | 1,330 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 230 | 1,529 | SH | SOLE | 0 | 0 | 0 | 1,529 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 580 | 4,182 | SH | SOLE | 0 | 0 | 0 | 4,182 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 269 | 3,885 | SH | SOLE | 0 | 0 | 0 | 3,885 | |
ISHARES TR | EUROPE ETF | 464287861 | 974 | 24,910 | SH | SOLE | 0 | 0 | 0 | 24,910 | |
ISHARES TR | US AER DEF ETF | 464288760 | 3,790 | 21,926 | SH | SOLE | 0 | 0 | 0 | 21,926 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 263 | 2,692 | SH | SOLE | 0 | 0 | 0 | 2,692 | |
JD COM INC | SPON ADR CL A | 47215P106 | 1,663 | 79,468 | SH | SOLE | 0 | 0 | 0 | 79,468 | |
JOHNSON & JOHNSON | COM | 478160104 | 615 | 4,767 | SH | SOLE | 0 | 0 | 0 | 4,767 | |
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 458 | 12,223 | SH | SOLE | 0 | 0 | 0 | 12,223 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 215 | 3,775 | SH | SOLE | 0 | 0 | 0 | 3,775 | |
MERCK & CO INC | COM | 58933Y105 | 318 | 4,168 | SH | SOLE | 0 | 0 | 0 | 4,168 | |
MICROSOFT CORP | COM | 594918104 | 468 | 4,611 | SH | SOLE | 0 | 0 | 0 | 4,611 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,726 | 30,914 | SH | SOLE | 0 | 0 | 0 | 30,914 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 4,602 | 19,734 | SH | SOLE | 0 | 0 | 0 | 19,734 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 361 | 1,193 | SH | SOLE | 0 | 0 | 0 | 1,193 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,657 | 27,757 | SH | SOLE | 0 | 0 | 0 | 27,757 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,147 | 65,657 | SH | SOLE | 0 | 0 | 0 | 65,657 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 391 | 3,945 | SH | SOLE | 0 | 0 | 0 | 3,945 | |
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 402 | 16,500 | SH | SOLE | 0 | 0 | 0 | 16,500 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 1,399 | 28,775 | SH | SOLE | 0 | 0 | 0 | 28,775 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 239 | 1,875 | SH | SOLE | 0 | 0 | 0 | 1,875 | |
W P CAREY INC | COM | 92936U109 | 578 | 8,849 | SH | SOLE | 0 | 0 | 0 | 8,849 | |
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 201 | 7,374 | SH | SOLE | 0 | 0 | 0 | 7,374 |