The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 404 | 25,957 | SH | DFND | 1, 2, 3, 4 | 25,957 | 0 | 0 | |
ALARM COM HLDGS INC | COM | 011642105 | 6,224 | 120,000 | SH | DFND | 1, 2, 3, 4 | 120,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 9,012 | 6,000 | SH | DFND | 1, 2, 3, 4 | 6,000 | 0 | 0 | |
ARES CAP CORP | COM | 04010L103 | 1,605 | 103,030 | SH | DFND | 1, 2, 3, 4 | 103,030 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 56 | 19,958 | SH | DFND | 1, 2, 3, 4 | 19,958 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 28,214 | 27,000 | SH | DFND | 1, 2, 3, 4 | 27,000 | 0 | 0 | |
AVIS BUDGET GROUP | COM | 053774105 | 11,913 | 529,957 | SH | DFND | 1, 2, 3, 4 | 529,957 | 0 | 0 | |
BEACON ROOFING SUPPLY INC | COM | 073685109 | 2,069 | 65,240 | SH | DFND | 1, 2, 3, 4 | 65,240 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 8,727 | 22,216 | SH | DFND | 1, 2, 3, 4 | 22,216 | 0 | 0 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 6,893 | 231,240 | SH | DFND | 1, 2, 3, 4 | 231,240 | 0 | 0 | |
CARA THERAPEUTICS INC | COM | 140755109 | 715 | 54,984 | SH | DFND | 1, 2, 3, 4 | 54,984 | 0 | 0 | |
CARTERS INC | COM | 146229109 | 4,360 | 53,414 | SH | DFND | 1, 2, 3, 4 | 53,414 | 0 | 0 | |
CHARLES RIV LABS INTL INC | COM | 159864107 | 250 | 2,207 | SH | DFND | 1, 2, 3, 4 | 2,207 | 0 | 0 | |
CLOUDERA INC | COM | 18914U100 | 13,588 | 1,228,553 | SH | DFND | 1, 2, 3, 4 | 1,228,553 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 77,506 | 27,484,473 | SH | DFND | 1, 2, 3, 4 | 27,484,473 | 0 | 0 | |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 1,662 | 58,158 | SH | DFND | 1, 2, 3, 4 | 58,158 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 3,242 | 30,000 | SH | DFND | 1, 2, 3, 4 | 30,000 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 2,043 | 100,000 | SH | DFND | 1, 2, 3, 4 | 100,000 | 0 | 0 | |
EDITAS MEDICINE INC | COM | 28106W103 | 1,219 | 53,579 | SH | DFND | 1, 2, 3, 4 | 53,579 | 0 | 0 | |
ELLIE MAE INC | COM | 28849P100 | 1,257 | 20,000 | SH | DFND | 1, 2, 3, 4 | 20,000 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 2,228 | 71,700 | SH | DFND | 1, 2, 3, 4 | 71,700 | 0 | 0 | |
GREENSKY INC | CL A | 39572G100 | 1,516 | 158,427 | SH | DFND | 1, 2, 3, 4 | 158,427 | 0 | 0 | |
HORTONWORKS INC | COM | 440894103 | 4,478 | 310,558 | SH | DFND | 1, 2, 3, 4 | 310,558 | 0 | 0 | |
HERCULES CAPITAL INC | COM | 427096508 | 23,231 | 2,102,327 | SH | DFND | 1, 2, 3, 4 | 2,102,327 | 0 | 0 | |
ICON PLC | SHS | G4705A100 | 323 | 2,499 | SH | DFND | 1, 2, 3, 4 | 2,499 | 0 | 0 | |
INSTRUCTURE INC | COM | 45781U103 | 1,125 | 30,000 | SH | DFND | 1, 2, 3, 4 | 30,000 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 664 | 48,657 | SH | DFND | 1, 2, 3, 4 | 48,657 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 402 | 35,278 | SH | DFND | 1, 2, 3, 4 | 35,278 | 0 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 1,072 | 9,224 | SH | DFND | 1, 2, 3, 4 | 9,224 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 3,991 | 259,500 | SH | DFND | 1, 2, 3, 4 | 259,500 | 0 | 0 | |
KKR & CO INC | CL A | 48251W104 | 30,389 | 1,548,100 | SH | DFND | 1, 2, 3, 4 | 1,548,100 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 586 | 4,636 | SH | DFND | 1, 2, 3, 4 | 4,636 | 0 | 0 | |
LEGG MASON INC | COM | 524901105 | 5,153 | 202,000 | SH | DFND | 1, 2, 3, 4 | 202,000 | 0 | 0 | |
LENDINGCLUB CORP | COM | 52603A109 | 257,252 | 97,814,405 | SH | DFND | 1, 2, 3, 4 | 97,814,405 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 29 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
MEDPACE HLDGS INC | COM | 58506Q109 | 87 | 1,638 | SH | DFND | 1, 2, 3, 4 | 1,638 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 714 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
PRA HEALTH SCIENCES INC | COM | 69354M108 | 274 | 2,980 | SH | DFND | 1, 2, 3, 4 | 2,980 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 1,041 | 30,332 | SH | DFND | 1, 2, 3, 4 | 30,332 | 0 | 0 | |
SANGAMO THERAPEUTICS INC | COM | 800677106 | 1,313 | 114,410 | SH | DFND | 1, 2, 3, 4 | 114,410 | 0 | 0 | |
SYNEOS HEALTH INC | CL A | 87166B102 | 186 | 4,735 | SH | DFND | 1, 2, 3, 4 | 4,735 | 0 | 0 | |
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 332 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,944 | 22,471 | SH | DFND | 1, 2, 3, 4 | 22,471 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 2,626 | 72,900 | SH | DFND | 1, 2, 3, 4 | 72,900 | 0 | 0 | |
TELADOC HEALTH INC | COM | 87918A105 | 1,775 | 35,800 | SH | DFND | 1, 2, 3, 4 | 35,800 | 0 | 0 | |
TAPESTRY INC | COM | 876030107 | 2,419 | 71,666 | SH | DFND | 1, 2, 3, 4 | 71,666 | 0 | 0 | |
UNITED RENTALS INC | COM | 911363109 | 5,473 | 53,376 | SH | DFND | 1, 2, 3, 4 | 53,376 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 1,170 | 44,787 | SH | DFND | 1, 2, 3, 4 | 44,787 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 1,479 | 40,000 | SH | DFND | 1, 2, 3, 4 | 40,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 365 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 |