The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | 199 | 25,957 | SH | DFND | 1, 2, 3, 4 | 25,957 | 0 | 0 | |
| ALARM COM HLDGS INC | COM | 011642105 | 3,210 | 60,000 | SH | DFND | 1, 2, 3, 4 | 60,000 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 7,575 | 4,000 | SH | DFND | 1, 2, 3, 4 | 4,000 | 0 | 0 | |
| ARES CAP CORP | COM | 04010L103 | 1,848 | 103,030 | SH | DFND | 1, 2, 3, 4 | 103,030 | 0 | 0 | |
| AXSOME THERAPEUTICS INC | COM | 05464T104 | 514 | 19,958 | SH | DFND | 1, 2, 3, 4 | 19,958 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 28,153 | 26,000 | SH | DFND | 1, 2, 3, 4 | 26,000 | 0 | 0 | |
| CARA THERAPEUTICS INC | COM | 140755109 | 1,182 | 54,984 | SH | DFND | 1, 2, 3, 4 | 54,984 | 0 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 313 | 2,207 | SH | DFND | 1, 2, 3, 4 | 2,207 | 0 | 0 | |
| CLOUDERA INC | COM | 18914U100 | 355 | 67,400 | SH | DFND | 1, 2, 3, 4 | 67,400 | 0 | 0 | |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 73,384 | 27,484,473 | SH | DFND | 1, 2, 3, 4 | 27,484,473 | 0 | 0 | |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 2,739 | 58,158 | SH | DFND | 1, 2, 3, 4 | 58,158 | 0 | 0 | |
| EDITAS MEDICINE INC | COM | 28106W103 | 2,563 | 103,579 | SH | DFND | 1, 2, 3, 4 | 103,579 | 0 | 0 | |
| HERCULES CAPITAL INC | COM | 427096508 | 44,944 | 3,505,755 | SH | DFND | 1, 2, 3, 4 | 3,505,755 | 0 | 0 | |
| ICON PLC | SHS | G4705A100 | 385 | 2,499 | SH | DFND | 1, 2, 3, 4 | 2,499 | 0 | 0 | |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 | 797 | 48,657 | SH | DFND | 1, 2, 3, 4 | 48,657 | 0 | 0 | |
| INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 458 | 35,278 | SH | DFND | 1, 2, 3, 4 | 35,278 | 0 | 0 | |
| IQVIA HLDGS INC | COM | 46266C105 | 1,484 | 9,224 | SH | DFND | 1, 2, 3, 4 | 9,224 | 0 | 0 | |
| KOHLS CORP | COM | 500255104 | 2,378 | 50,000 | SH | Call | DFND | 1, 2, 3, 4 | 50,000 | 0 | 0 |
| KKR & CO INC | CL A | 48251W104 | 27,292 | 1,080,000 | SH | DFND | 1, 2, 3, 4 | 1,080,000 | 0 | 0 | |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 401 | 2,318 | SH | DFND | 1, 2, 3, 4 | 2,318 | 0 | 0 | |
| LENDINGCLUB CORP | COM | 52603A208 | 320,831 | 19,562,881 | SH | DFND | 1, 2, 3, 4 | 19,562,881 | 0 | 0 | |
| LYFT INC | CL A COM | 55087P104 | 966 | 14,700 | SH | Call | DFND | 1, 2, 3, 4 | 14,700 | 0 | 0 |
| MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 42 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
| MEDPACE HLDGS INC | COM | 58506Q109 | 1,759 | 26,882 | SH | DFND | 1, 2, 3, 4 | 26,882 | 0 | 0 | |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 844 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
| PRA HEALTH SCIENCES INC | COM | 69354M108 | 494 | 4,980 | SH | DFND | 1, 2, 3, 4 | 4,980 | 0 | 0 | |
| PTC THERAPEUTICS INC | COM | 69366J200 | 1,365 | 30,332 | SH | DFND | 1, 2, 3, 4 | 30,332 | 0 | 0 | |
| SANGAMO THERAPEUTICS INC | COM | 800677106 | 1,232 | 114,410 | SH | DFND | 1, 2, 3, 4 | 114,410 | 0 | 0 | |
| SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 331 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
| UBER TECHNOLOGIES INC | COM | 90353T100 | 4,638 | 100,000 | SH | Call | DFND | 1, 2, 3, 4 | 100,000 | 0 | 0 |
| UPWORK INC | COM | 91688F104 | 2,029 | 126,160 | SH | DFND | 1, 2, 3, 4 | 126,160 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 631 | 44,787 | SH | DFND | 1, 2, 3, 4 | 44,787 | 0 | 0 | |
| ZOGENIX INC | COM NEW | 98978L204 | 478 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |