The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 524 | 19,613 | SH | DFND | 19,613 | 0 | 0 | ||
| ACCELERON PHARMA INC | COM | 00434H108 | 7,845 | 190,977 | SH | DFND | 190,977 | 0 | 0 | ||
| ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 65,230 | 16,839,000 | PRN | DFND | 16,839,000 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 14,666 | 86,551 | SH | DFND | 86,551 | 0 | 0 | ||
| ARGENX SE | SPONSORED ADR | 04016X101 | 12,024 | 84,926 | SH | DFND | 84,926 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 379 | 4,429 | SH | DFND | 4,429 | 0 | 0 | ||
| BLUEBIRD BIO INC | COM | 09609G100 | 444 | 3,487 | SH | DFND | 3,487 | 0 | 0 | ||
| BRF SA | SPONSORED ADR | 10552T107 | 10,675 | 1,404,594 | SH | DFND | 1,404,594 | 0 | 0 | ||
| CAL MAINE FOODS INC | COM NEW | 128030202 | 2,237 | 53,613 | SH | DFND | 53,613 | 0 | 0 | ||
| EQT CORP | COM | 26884L109 | 581 | 36,720 | SH | DFND | 36,720 | 0 | 0 | ||
| EQUITRANS MIDSTREAM CORPORAT | COM | 294600101 | 579 | 29,375 | SH | DFND | 29,375 | 0 | 0 | ||
| EURONAV NV ANTWERPEN | SHS | B38564108 | 17,311 | 1,833,765 | SH | DFND | 1,833,765 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 2,911 | 17,300 | SH | DFND | 17,300 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 25,236 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 3,207 | 16,617 | SH | DFND | 16,617 | 0 | 0 | ||
| FTS INTERNATIONAL INC | COM | 30283W104 | 4,473 | 838,226 | SH | DFND | 838,226 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 8,960 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | ||
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 5,013 | 133,435 | SH | DFND | 133,435 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,885 | 18,990 | SH | DFND | 18,990 | 0 | 0 | ||
| GRAY TELEVISION INC | COM | 389375106 | 2,705 | 165,052 | SH | DFND | 165,052 | 0 | 0 | ||
| GRINDROD SHIPPING HOLDINGS L | SHS | Y28895103 | 5,561 | 1,301,975 | SH | DFND | 1,301,975 | 0 | 0 | ||
| HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 52,363 | 50,524,000 | PRN | DFND | 50,524,000 | 0 | 0 | ||
| HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 17,835 | 417,100 | SH | Put | DFND | 417,100 | 0 | 0 | |
| HOME DEPOT INC | COM | 437076102 | 6,203 | 29,826 | SH | DFND | 29,826 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 1,423 | 3,866 | SH | DFND | 3,866 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 22,089 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
| IMMUNOGEN INC | COM | 45253H101 | 2,842 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | ||
| IMMUNOMEDICS INC | COM | 452907108 | 5,708 | 411,500 | SH | DFND | 411,500 | 0 | 0 | ||
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 299 | 3,763 | SH | DFND | 3,763 | 0 | 0 | ||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 23,919 | 1,021,361 | SH | DFND | 1,021,361 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 4,419 | 39,530 | SH | DFND | 39,530 | 0 | 0 | ||
| KEANE GROUP INC | COM | 48669A108 | 6,935 | 1,032,004 | SH | DFND | 1,032,004 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 14,928 | 623,312 | SH | DFND | 623,312 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 45,562 | 25,897,000 | PRN | DFND | 25,897,000 | 0 | 0 | ||
| MOHAWK INDS INC | COM | 608190104 | 5,648 | 38,299 | SH | DFND | 38,299 | 0 | 0 | ||
| NETEASE INC | SPONSORED ADR | 64110W102 | 2,583 | 10,100 | SH | DFND | 10,100 | 0 | 0 | ||
| NEW YORK TIMES CO | CL A | 650111107 | 10,382 | 318,272 | SH | DFND | 318,272 | 0 | 0 | ||
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 12,759 | 126,324 | SH | DFND | 126,324 | 0 | 0 | ||
| NIO INC | SPONSORED ADS | 62914V106 | 893 | 350,000 | SH | Call | DFND | 350,000 | 0 | 0 | |
| NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 3,632 | 221,084 | SH | DFND | 221,084 | 0 | 0 | ||
| PATTERSON UTI ENERGY INC | COM | 703481101 | 2,360 | 205,060 | SH | DFND | 205,060 | 0 | 0 | ||
| PDVWIRELESS INC | COM | 69290R104 | 13,643 | 311,738 | SH | DFND | 311,738 | 0 | 0 | ||
| PURE ACQUISITION CORP | CL A | 74621Q106 | 4,765 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 260 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| SAREPTA THERAPEUTICS INC | COM | 803607100 | 474 | 3,117 | SH | DFND | 3,117 | 0 | 0 | ||
| SHIP FIN INTL LTD | NOTE 4.875% 5/0 | 824689AG8 | 4,055 | 3,955,000 | PRN | DFND | 3,955,000 | 0 | 0 | ||
| SO YOUNG INTERNATIONAL INC | SPONSORED ADS | 83356Q108 | 1,176 | 87,500 | SH | DFND | 87,500 | 0 | 0 | ||
| STAR BULK CARRIERS CORP | SHS PAR | Y8162K204 | 1,774 | 183,800 | SH | DFND | 183,800 | 0 | 0 | ||
| TRIBUNE MEDIA CO | CL A | 896047503 | 1,775 | 38,400 | SH | DFND | 38,400 | 0 | 0 | ||
| WELLS FARGO CO NEW | COM | 949746101 | 2,424 | 51,231 | SH | DFND | 51,231 | 0 | 0 | ||
| WESTERN DIGITAL CORP | COM | 958102105 | 500 | 10,512 | SH | DFND | 10,512 | 0 | 0 | ||
| WESTERN DIGITAL CORP | COM | 958102105 | 4,755 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |