Latest Institutional Transactions on Lpl Financial Holdings Inc. (LPLA)
This table provides information on the latest institutional transactions involving Lpl Financial Holdings Inc. (LPLA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2025
Q3 2025
|
Quent Capital, LLC
|
BUY
|
- |
1+ 0.12% |
$333 - $399
|
844
$313K
|
|
|
Oct 27, 2025
Q3 2025
|
First United Bank & Trust
|
BUY
|
- |
15+ 187.5% |
$4.99K - $5.99K
|
23
$8.52K
|
|
|
Oct 27, 2025
Q3 2025
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-779- 5.47% |
$259K - $311K
|
13.5K
$4.99M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-97- 9.88% |
$32.3K - $38.7K
|
885
$328K
|
|
|
Oct 27, 2025
Q3 2025
|
Retirement Planning Group
|
BUY
|
- |
1.82KNew |
$605K - $726K
|
1.82K
$674K
|
|
|
Oct 27, 2025
Q3 2025
|
Meadow Creek Wealth Advisors LLC
|
SELL
|
- |
-5- 0.8% |
$1.66K - $2K
|
620
$230K
|
|
|
Oct 27, 2025
Q3 2025
|
Eastern Bank
|
BUY
|
- |
36+ 72.0% |
$12K - $14.4K
|
86
$31.9K
|
|
|
Oct 27, 2025
Q3 2025
|
Versant Capital Management, Inc
|
SELL
|
- |
-97- 39.75% |
$32.3K - $38.7K
|
147
$54.5K
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
SELL
|
- |
-126- 7.43% |
$41.9K - $50.3K
|
1.57K
$582K
|
|
|
Oct 24, 2025
Q3 2025
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
BUY
|
- |
26+ 0.17% |
$8.65K - $10.4K
|
15.8K
$5.84M
|
|
|
Oct 24, 2025
Q3 2025
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-772- 49.74% |
$257K - $308K
|
780
$289K
|
|
|
Oct 24, 2025
Q3 2025
|
Philip James Wealth Mangement, LLC
Milton, GA |
BUY
|
- |
597+ 77.73% |
$199K - $238K
|
1.37K
$506K
|
|
|
Oct 24, 2025
Q3 2025
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-5- 45.45% |
$1.66K - $2K
|
6
$2.22K
|
|
|
Oct 24, 2025
Q3 2025
|
Hemington Wealth Management
|
BUY
|
- |
4+ 5.88% |
$1.33K - $1.6K
|
72
$26.7K
|
|
|
Oct 24, 2025
Q3 2025
|
Forum Financial Management, LP
Lombard, IL |
BUY
|
- |
3+ 0.3% |
$998 - $1.2K
|
1.02K
$378K
|
|
|
Oct 24, 2025
Q3 2025
|
Winthrop Advisory Group LLC
|
SELL
|
- |
-75- 0.37% |
$25K - $29.9K
|
20.3K
$7.52M
|
|
|
Oct 24, 2025
Q3 2025
|
Bayforest Capital LTD
London, X0 |
SELL
|
- |
-45- 50.0% |
$15K - $18K
|
45
$16.7K
|
|
|
Oct 24, 2025
Q3 2025
|
Iridian Asset Management LLC
|
SELL
|
- |
-90- 0.65% |
$29.9K - $35.9K
|
13.8K
$5.13M
|
|
|
Oct 24, 2025
Q3 2025
|
Marquette Asset Management, LLC
|
BUY
|
- |
7New |
$2.33K - $2.79K
|
7
$2.59K
|
|
|
Oct 24, 2025
Q3 2025
|
Meeder Asset Management Inc
|
SELL
|
- |
-3.28K- 99.36% |
$1.09M - $1.31M
|
21
$7.78K
|
|
|
Oct 24, 2025
Q3 2025
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
435+ 11.41% |
$145K - $174K
|
4.25K
$1.57M
|
|
|
Oct 24, 2025
Q3 2025
|
First Horizon Corp
Memphis, TN |
BUY
|
- |
120+ 166.67% |
$39.9K - $47.9K
|
192
$71.2K
|
|
|
Oct 23, 2025
Q3 2025
|
Klp Kapitalforvaltning As
Oslo, Q8 |
BUY
|
- |
100+ 0.36% |
$33.3K - $39.9K
|
27.9K
$10.3M
|
|
|
Oct 23, 2025
Q3 2025
|
Moran Wealth Management, LLC
Naples, FL |
SELL
|
- |
-1.79K- 67.45% |
$594K - $713K
|
862
$319K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-558- 13.4% |
$186K - $223K
|
3.61K
$1.34M
|
|
|
Oct 23, 2025
Q3 2025
|
Hb Wealth Management, LLC
|
BUY
|
- |
88+ 1.16% |
$29.3K - $35.1K
|
7.7K
$2.85M
|
|
|
Oct 23, 2025
Q3 2025
|
Caldwell Trust CO
Venice, FL |
SELL
|
- |
-210- 2.58% |
$69.9K - $83.8K
|
7.93K
$2.94M
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
163+ 10.91% |
$54.2K - $65K
|
1.66K
$614K
|
|
|
Oct 23, 2025
Q3 2025
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-547- 32.31% |
$182K - $218K
|
1.15K
$425K
|
|
|
Oct 23, 2025
Q3 2025
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-128- 1.18% |
$42.6K - $51.1K
|
10.7K
$3.97M
|
|
|
Oct 23, 2025
Q3 2025
|
Steigerwald, Gordon & Koch Inc.
|
BUY
|
- |
12New |
$3.99K - $4.79K
|
12
$4.45K
|
|
|
Oct 22, 2025
Q3 2025
|
Asset Management One Co., Ltd.
|
BUY
|
- |
666+ 2.19% |
$222K - $266K
|
31K
$11.5M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.02K- 18.17% |
$673K - $807K
|
9.11K
$3.38M
|
|
|
Oct 22, 2025
Q3 2025
|
Railway Pension Investments LTD
London, X0 |
BUY
|
- |
267K+ 276.58% |
$88.8M - $106M
|
363K
$135M
|
|
|
Oct 22, 2025
Q3 2025
|
Robeco Institutional Asset Management B.V.
|
BUY
|
- |
2.25K+ 18.42% |
$749K - $898K
|
14.5K
$5.36M
|
|
|
Oct 22, 2025
Q3 2025
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
70+ 3.47% |
$23.3K - $27.9K
|
2.09K
$774K
|
|
|
Oct 22, 2025
Q3 2025
|
Spirepoint Private Client, LLC
Vero Beach, FL |
BUY
|
- |
851New |
$283K - $340K
|
851
$315K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-99- 80.49% |
$32.9K - $39.5K
|
24
$8.89K
|
|
|
Oct 22, 2025
Q3 2025
|
Greenleaf Trust
Kalamazoo, MI |
SELL
|
- |
-25- 0.27% |
$8.32K - $9.98K
|
9.26K
$3.43M
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-2.58K- 25.75% |
$858K - $1.03M
|
7.43K
$2.75M
|
|
|
Oct 21, 2025
Q3 2025
|
Goldstein Advisors, LLC
Madison, WI |
BUY
|
- |
12+ 2.02% |
$3.99K - $4.79K
|
605
$224K
|
|
|
Oct 21, 2025
Q3 2025
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
73+ 912.5% |
$24.3K - $29.1K
|
81
$30K
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-43- 2.98% |
$14.3K - $17.2K
|
1.4K
$518K
|
|
|
Oct 21, 2025
Q3 2025
|
Tru North Capital Management, LLC
Kalamazoo, MI |
BUY
|
- |
163New |
$54.2K - $65K
|
163
$60.4K
|
|
|
Oct 21, 2025
Q3 2025
|
Davis Capital Management
Jacksonville, FL |
BUY
|
- |
1New |
$333 - $399
|
1
$371
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-86- 11.17% |
$28.6K - $34.3K
|
684
$253K
|
|
|
Oct 21, 2025
Q3 2025
|
Alpine Bank Wealth Management
Grand Junction, CO |
BUY
|
- |
8+ 9.76% |
$2.66K - $3.19K
|
90
$33.4K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Wealth Management LLC
|
BUY
|
- |
628New |
$209K - $251K
|
628
$233K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
931+ 25.02% |
$310K - $371K
|
4.65K
$1.72M
|
|
|
Oct 20, 2025
Q3 2025
|
Hennessy Advisors Inc
Novato, CA |
BUY
|
- |
100+ 1.32% |
$33.3K - $39.9K
|
7.7K
$2.85M
|
|