Latest Insider Transactions at Lpl Financial Holdings Inc. (LPLA)
This section provides a real-time view of insider transactions for Lpl Financial Holdings Inc. (LPLA). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of LPL Financial Holdings Inc. to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of LPL Financial Holdings Inc.'s insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Nov 28
2022
|
Corey E. Thomas Director |
BUY
Grant, award, or other acquisition
|
Direct |
8
+0.08%
|
-
|
|
Nov 28
2022
|
Edward C Bernard Director |
BUY
Grant, award, or other acquisition
|
Direct |
5
+0.04%
|
-
|
|
Nov 28
2022
|
Paulett Eberhart Director |
BUY
Grant, award, or other acquisition
|
Direct |
6
+0.03%
|
-
|
|
Nov 18
2022
|
William Francis Glavin Jr Director |
BUY
Open market or private purchase
|
Indirect |
458
+17.12%
|
$99,386
$217.74 P/Share
|
|
Nov 18
2022
|
Brent Simonich Principal Accounting Officer |
BUY
Open market or private purchase
|
Direct |
920
+13.21%
|
$201,480
$219.15 P/Share
|
|
Nov 17
2022
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
5,213
-11.26%
|
$1,110,369
$213.8 P/Share
|
|
Nov 17
2022
|
Michelle Oroschakoff Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,680
+14.22%
|
$591,360
$77.53 P/Share
|
|
Oct 31
2022
|
Matthew J Audette President and CFO |
SELL
Open market or private sale
|
Direct |
20,000
-14.52%
|
$5,140,000
$257.52 P/Share
|
|
Oct 31
2022
|
Matthew J Audette President and CFO |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+37.97%
|
$380,000
$19.85 P/Share
|
|
Oct 05
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
20,000
-11.25%
|
$4,800,000
$240.27 P/Share
|
|
Oct 05
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+10.11%
|
$780,000
$39.48 P/Share
|
|
Sep 14
2022
|
Dan H. Arnold President & CEO |
SELL
Bona fide gift
|
Direct |
4,785
-2.94%
|
-
|
|
Sep 07
2022
|
Richard Steinmeier Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,737
-15.52%
|
$833,351
$223.79 P/Share
|
|
Aug 31
2022
|
Corey E. Thomas Director |
BUY
Grant, award, or other acquisition
|
Direct |
8
+0.08%
|
-
|
|
Aug 31
2022
|
Richard P Schifter Director |
BUY
Grant, award, or other acquisition
|
Direct |
22
+0.04%
|
-
|
|
Aug 31
2022
|
James S Putnam Director |
BUY
Grant, award, or other acquisition
|
Direct |
12
+0.01%
|
-
|
|
Aug 31
2022
|
Allison Mnookin Director |
BUY
Grant, award, or other acquisition
|
Direct |
4
+0.04%
|
-
|
|
Aug 31
2022
|
William Francis Glavin Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
16
+0.08%
|
-
|
|
Aug 31
2022
|
Paulett Eberhart Director |
BUY
Grant, award, or other acquisition
|
Direct |
6
+0.03%
|
-
|
|
Aug 31
2022
|
Edward C Bernard Director |
BUY
Grant, award, or other acquisition
|
Direct |
5
+0.04%
|
-
|
|
Aug 17
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
11,391
-2.21%
|
$2,631,321
$231.37 P/Share
|
|
Aug 17
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
11,391
+6.14%
|
$444,249
$39.48 P/Share
|
|
Aug 17
2022
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
12,883
-4.61%
|
$2,950,207
$229.28 P/Share
|
|
Aug 17
2022
|
Michelle Oroschakoff Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
9,448
+15.5%
|
$614,120
$65.5 P/Share
|
|
Aug 16
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
3,609
-2.17%
|
$830,070
$230.18 P/Share
|
|
Aug 16
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
3,609
+2.13%
|
$140,751
$39.48 P/Share
|
|
Aug 15
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
10,000
-1.48%
|
$2,250,000
$225.6 P/Share
|
|
Aug 15
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+5.48%
|
$390,000
$39.48 P/Share
|
|
Aug 04
2022
|
Richard Steinmeier Chief Executive Officer |
SELL
Open market or private sale
|
Direct |
7,355
-23.4%
|
$1,588,680
$216.64 P/Share
|
|
Aug 04
2022
|
Richard Steinmeier Chief Executive Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
7,355
+18.96%
|
$566,335
$77.53 P/Share
|
|
Jul 29
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
39,015
-19.35%
|
$8,193,150
$210.33 P/Share
|
|
Jul 29
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
39,015
+16.21%
|
$741,285
$19.85 P/Share
|
|
Jun 24
2022
|
Edward C Bernard Director |
BUY
Grant, award, or other acquisition
|
Direct |
6
+0.02%
|
-
|
|
Jun 24
2022
|
Paulett Eberhart Director |
BUY
Grant, award, or other acquisition
|
Direct |
8
+0.02%
|
-
|
|
Jun 24
2022
|
William Francis Glavin Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
19
+0.05%
|
-
|
|
Jun 24
2022
|
Allison Mnookin Director |
BUY
Grant, award, or other acquisition
|
Direct |
5
+0.03%
|
-
|
|
Jun 24
2022
|
James S Putnam Director |
BUY
Grant, award, or other acquisition
|
Direct |
14
+0.01%
|
-
|
|
Jun 24
2022
|
Richard P Schifter Director |
BUY
Grant, award, or other acquisition
|
Direct |
25
+0.02%
|
-
|
|
Jun 24
2022
|
Corey E. Thomas Director |
BUY
Grant, award, or other acquisition
|
Direct |
9
+0.04%
|
-
|
|
Jun 05
2022
|
Greg Gates Group Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
695
-3.18%
|
$137,610
$198.05 P/Share
|
|
May 27
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
19,508
-10.71%
|
$3,901,600
$200.36 P/Share
|
|
May 27
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
19,508
+9.68%
|
$370,652
$19.85 P/Share
|
|
May 26
2022
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
19,508
-1.85%
|
$3,765,044
$193.18 P/Share
|
|
May 26
2022
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
19,508
+9.68%
|
$370,652
$19.85 P/Share
|
|
May 19
2022
|
Edward C Bernard Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,339
+5.32%
|
-
|
|
May 19
2022
|
Paulett Eberhart Director |
BUY
Grant, award, or other acquisition
|
Direct |
814
+3.56%
|
-
|
|
May 19
2022
|
William Francis Glavin Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,339
+3.32%
|
-
|
|
May 19
2022
|
Allison Mnookin Director |
BUY
Grant, award, or other acquisition
|
Direct |
814
+8.38%
|
-
|
|
May 19
2022
|
Anne M Mulcahy Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,339
+2.0%
|
-
|
|
May 19
2022
|
James S Putnam Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,339
+0.5%
|
-
|