The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 17 | 124 | SH | SOLE | 0 | 0 | 124 | ||
ALIBABA GROUP HLDG LTD | PUT | 01609W952 | 179 | 27,900 | SH | Put | SOLE | 0 | 0 | 27,900 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 570 | 3,800 | SH | SOLE | 0 | 0 | 3,800 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,489 | 2,403 | SH | SOLE | 0 | 0 | 2,403 | ||
ALPHABET INC | PUT | 02079K957 | 719 | 12,900 | SH | Put | SOLE | 0 | 0 | 12,900 | |
ALPHABET INC | CALL | 02079K907 | 2 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 3,306 | 3,164 | SH | SOLE | 0 | 0 | 3,164 | ||
AMAZON COM INC | PUT | 023135956 | 1 | 300 | SH | Put | SOLE | 0 | 0 | 300 | |
AMAZON COM INC | COM | 023135106 | 3,899 | 2,596 | SH | SOLE | 0 | 0 | 2,596 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 8,281 | 86,881 | SH | SOLE | 0 | 0 | 86,881 | ||
APPLE INC | PUT | 037833950 | 4 | 24 | SH | Put | SOLE | 0 | 0 | 24 | |
APPLE INC | CALL | 037833900 | 273 | 1,600 | SH | Call | SOLE | 0 | 0 | 1,600 | |
APPLE INC | COM | 037833100 | 10,876 | 63,819 | SH | SOLE | 0 | 0 | 63,819 | ||
AT&T INC | COM | 00206R102 | 246 | 8,608 | SH | SOLE | 0 | 0 | 8,608 | ||
AT&T INC | PUT | 00206R952 | 0 | 10 | SH | SOLE | 0 | 0 | 10 | ||
BANK AMER CORP | CALL | 060505904 | 42 | 1,700 | SH | Call | SOLE | 0 | 0 | 1,700 | |
BANK AMER CORP | COM | 060505104 | 9,223 | 316,842 | SH | SOLE | 0 | 0 | 316,842 | ||
BANK AMER CORP | PUT | 060505954 | 0 | 24 | SH | Put | SOLE | 0 | 0 | 24 | |
BAXTER INTL INC | COM | 071813109 | 389 | 5,913 | SH | SOLE | 0 | 0 | 5,913 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4 | 1,000 | SH | Call | SOLE | 0 | 0 | 1,000 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 16 | 77,834 | SH | SOLE | 0 | 0 | 77,834 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 299 | 5,760 | SH | SOLE | 0 | 0 | 5,760 | ||
BROADCOM INC | COM | 11135F101 | 256 | 1,008 | SH | SOLE | 0 | 0 | 1,008 | ||
CATERPILLAR INC DEL | COM | 149123101 | 634 | 4,993 | SH | SOLE | 0 | 0 | 4,993 | ||
CATHAY GENERAL BANCORP | COM | 149150104 | 1,063 | 31,692 | SH | SOLE | 0 | 0 | 31,692 | ||
CHEVRON CORP | COM | 166764100 | 364 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
CIMPRESS N V | SHS EURO | N20146101 | 8,642 | 83,565 | SH | SOLE | 0 | 0 | 83,565 | ||
CIMPRESS N V | CALL | N20146951 | 49 | 600 | SH | Call | SOLE | 0 | 0 | 600 | |
CISCO SYS INC | COM | 17275R102 | 6 | 140 | SH | SOLE | 0 | 0 | 140 | ||
CISCO SYS INC | CALL | 17275R102 | 216 | 4,436 | SH | Call | SOLE | 0 | 0 | 4,436 | |
CISCO SYS INC | PUT | 17275R952 | 0 | 14 | SH | Put | SOLE | 0 | 0 | 14 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 9,144 | 83,390 | SH | SOLE | 0 | 0 | 83,390 | ||
DISNEY WALT CO | CALL | 254687906 | 65 | 600 | SH | Call | SOLE | 0 | 0 | 600 | |
EATON CORP PLC | SHS | G29183103 | 412 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
EMERSON ELECTRIC | COM | 291011104 | 837 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 329 | 4,825 | SH | SOLE | 0 | 0 | 4,825 | ||
FACEBOOK INC | CL A | 30303M102 | 6,162 | 47,011 | SH | SOLE | 0 | 0 | 47,011 | ||
FACEBOOK INC | CALL | 30303M902 | 92 | 700 | SH | Call | SOLE | 0 | 0 | 700 | |
FS KKR CAPITAL CORP | COM | 302635107 | 183 | 35,319 | SH | SOLE | 0 | 0 | 35,319 | ||
GALECTIN THERAPEUTICS INC | COM NEW | 363225202 | 59 | 17,090 | SH | SOLE | 0 | 0 | 17,090 | ||
GENERAL MOLY INC | COM | 370373102 | 3 | 11,500 | SH | SOLE | 0 | 0 | 11,500 | ||
HEALTHEQUITY INC | COM | 42226A107 | 5,216 | 87,445 | SH | SOLE | 0 | 0 | 87,445 | ||
INTEL CORP | COM | 458140100 | 242 | 4,750 | SH | SOLE | 0 | 0 | 4,750 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,191 | 12,349 | SH | SOLE | 0 | 0 | 12,349 | ||
ISHARES US ETF TR | SHT MAT BD ETF | 46431W507 | 562 | 11,278 | SH | SOLE | 0 | 0 | 11,278 | ||
JOHNSON & JOHNSON | COM | 478160104 | 16,495 | 127,818 | SH | SOLE | 0 | 0 | 127,818 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 273 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
MCDONALDS CORP | COM | 580135101 | 281 | 1,584 | SH | SOLE | 0 | 0 | 1,584 | ||
MERCK & CO INC | COM | 58933Y105 | 458 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
MICROSOFT CORP | COM | 594918104 | 1,034 | 10,184 | SH | SOLE | 0 | 0 | 10,184 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 133 | 10,422 | SH | SOLE | 0 | 0 | 10,422 | ||
NVIDIA CORP | CALL | 67066G904 | 82 | 612 | SH | Call | SOLE | 0 | 0 | 600 | |
NVIDIA CORP | PUT | 67066G954 | 2 | 100 | SH | Put | SOLE | 0 | 0 | 100 | |
NVIDIA CORP | COM | 67066G104 | 1,442 | 9,159 | SH | SOLE | 0 | 0 | 9,159 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 239 | 2,842 | SH | SOLE | 0 | 0 | 2,842 | ||
PEPSICO INC | COM | 713448108 | 469 | 4,245 | SH | SOLE | 0 | 0 | 4,245 | ||
PFIZER INC | COM | 717081103 | 616 | 14,117 | SH | SOLE | 0 | 0 | 14,117 | ||
PPG INDS INC | COM | 693506107 | 705 | 6,900 | SH | SOLE | 0 | 0 | 6,900 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,072 | 11,665 | SH | SOLE | 0 | 0 | 11,665 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 380 | 6,139 | SH | SOLE | 0 | 0 | 6,139 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 278 | 5,474 | SH | SOLE | 0 | 0 | 5,474 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 556 | 6,428 | SH | SOLE | 0 | 0 | 6,248 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 201 | 3,610 | SH | SOLE | 0 | 0 | 3,610 | ||
SDPR GOLD TRUST | GOLD SHS | 78463V107 | 405 | 3,265 | SH | SOLE | 0 | 0 | 3,265 | ||
SPDR S&P 500 ETF TR | CALL | 78462F903 | 51 | 203 | SH | Call | SOLE | 0 | 0 | 203 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,864 | 7,460 | SH | SOLE | 0 | 0 | 7,460 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 265 | 13,296 | SH | SOLE | 0 | 0 | 13,296 | ||
UNITED TECHNOLOGIES | COM | 913017109 | 1,321 | 12,405 | SH | SOLE | 0 | 0 | 12,405 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,843 | 14,443 | SH | SOLE | 0 | 0 | 14,443 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 831 | 3,614 | SH | SOLE | 0 | 0 | 3,614 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,788 | 46,925 | SH | SOLE | 0 | 0 | 46,925 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,973 | 23,807 | SH | SOLE | 0 | 0 | 23,807 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,444 | 44,191 | SH | SOLE | 0 | 0 | 44,191 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,579 | 69,511 | SH | SOLE | 0 | 0 | 69,511 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 198 | 25,870 | SH | SOLE | 0 | 0 | 25,870 | ||
WALMART INC | COM | 931142103 | 356 | 3,824 | SH | SOLE | 0 | 0 | 3,824 | ||
WELLS FARGO CO NEW | COM | 949746101 | 544 | 11,803 | SH | SOLE | 0 | 0 | 11,803 | ||
YUM BRANDS INC | COM | 988498101 | 310 | 3,369 | SH | SOLE | 0 | 0 | 3,369 |