The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 213 | 1,992 | SH | SOLE | 0 | 0 | 1,992 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 310 | 620 | SH | SOLE | 0 | 0 | 620 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 507 | 5,523 | SH | SOLE | 0 | 0 | 5,523 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 519 | 4,946 | SH | SOLE | 0 | 0 | 4,946 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 206 | 885 | SH | SOLE | 0 | 0 | 885 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 50 | 39,000 | SH | SOLE | 0 | 0 | 39,000 | ||
ALLIANZGI EQUITY & CONV INCO | COM | 018829101 | 804 | 28,445 | SH | SOLE | 0 | 0 | 28,445 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 273 | 156 | SH | SOLE | 0 | 0 | 156 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,324 | 756 | SH | SOLE | 0 | 0 | 756 | ||
ALTERYX INC | COM CL A | 02156B103 | 535 | 4,396 | SH | SOLE | 0 | 0 | 4,396 | ||
AMAZON COM INC | COM | 023135106 | 2,322 | 713 | SH | SOLE | 0 | 0 | 713 | ||
ANAPLAN INC | COM | 03272L108 | 1,391 | 19,365 | SH | SOLE | 0 | 0 | 19,365 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 567 | 67,075 | SH | SOLE | 0 | 0 | 67,075 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 871 | 78,010 | SH | SOLE | 0 | 0 | 78,010 | ||
APPLE INC | COM | 037833100 | 12,233 | 92,190 | SH | SOLE | 0 | 0 | 92,190 | ||
APPLIED DNA SCIENCES INC | COM | 03815U300 | 70 | 13,663 | SH | SOLE | 0 | 0 | 13,663 | ||
ARES CAPITAL CORP | COM | 04010L103 | 1,265 | 74,872 | SH | SOLE | 0 | 0 | 74,872 | ||
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 235 | 481 | SH | SOLE | 0 | 0 | 481 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 435 | 8,706 | SH | SOLE | 0 | 0 | 8,706 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 406 | 1,750 | SH | SOLE | 0 | 0 | 1,750 | ||
BILL COM HLDGS INC | COM | 090043100 | 510 | 3,733 | SH | SOLE | 0 | 0 | 3,733 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 296 | 39,739 | SH | SOLE | 0 | 0 | 39,739 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 108 | 17,763 | SH | SOLE | 0 | 0 | 17,763 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 343 | 154 | SH | SOLE | 0 | 0 | 154 | ||
BROADCOM INC | COM | 11135F101 | 207 | 472 | SH | SOLE | 0 | 0 | 472 | ||
CASSAVA SCIENCES INC | COM | 14817C107 | 108 | 15,879 | SH | SOLE | 0 | 0 | 15,879 | ||
CBRE GROUP INC | CL A | 12504L109 | 407 | 6,488 | SH | SOLE | 0 | 0 | 6,488 | ||
CHANGE HEALTHCARE INC | COM | 15912K100 | 229 | 12,270 | SH | SOLE | 0 | 0 | 12,270 | ||
COHEN & STEERS SELECT PFD & | COM | 19248Y107 | 748 | 26,634 | SH | SOLE | 0 | 0 | 26,634 | ||
CONDUENT INC | COM | 206787103 | 334 | 69,485 | SH | SOLE | 0 | 0 | 69,485 | ||
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 70 | 19,539 | SH | SOLE | 0 | 0 | 19,539 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 529 | 1,404 | SH | SOLE | 0 | 0 | 1,404 | ||
DIGITAL TURBINE INC | COM NEW | 25400W102 | 478 | 8,446 | SH | SOLE | 0 | 0 | 8,446 | ||
DISNEY WALT CO | COM | 254687106 | 828 | 4,570 | SH | SOLE | 0 | 0 | 4,570 | ||
DOCUSIGN INC | COM | 256163106 | 736 | 3,309 | SH | SOLE | 0 | 0 | 3,309 | ||
DOLLAR TREE INC | COM | 256746108 | 515 | 4,768 | SH | SOLE | 0 | 0 | 4,768 | ||
ENLIVEX THERAPEUTICS LTD | COM | M4130Y106 | 388 | 46,056 | SH | SOLE | 0 | 0 | 46,056 | ||
ETSY INC | COM | 29786A106 | 380 | 2,138 | SH | SOLE | 0 | 0 | 2,138 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 964 | 7,278 | SH | SOLE | 0 | 0 | 7,278 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 502 | 3,789 | SH | SOLE | 0 | 0 | 3,789 | ||
EXTREME NETWORKS INC | COM | 30226D106 | 177 | 25,682 | SH | SOLE | 0 | 0 | 25,682 | ||
EYENOVIA INC | COM | 30234E104 | 122 | 20,198 | SH | SOLE | 0 | 0 | 20,198 | ||
FACEBOOK INC | CL A | 30303M102 | 1,275 | 4,669 | SH | SOLE | 0 | 0 | 4,669 | ||
FIVE BELOW INC | COM | 33829M101 | 648 | 3,705 | SH | SOLE | 0 | 0 | 3,705 | ||
FLAHERTY & CRUMRINE PFD SECS | COM | 338478100 | 1,979 | 84,456 | SH | SOLE | 0 | 0 | 84,456 | ||
G1 THERAPEUTICS INC | COM | 3621LQ109 | 621 | 34,526 | SH | SOLE | 0 | 0 | 34,526 | ||
G1 THERAPEUTICS INC | COM | 3621LQ109 | 36 | 2,000 | SH | Call | SOLE | 0 | 0 | 0 | |
GLOBAL X FDS | US PFD ETF | 37954Y657 | 1,108 | 42,928 | SH | SOLE | 0 | 0 | 42,928 | ||
GLOBAL X FDS | GLBX SUPRINC ETF | 37950E333 | 1,108 | 93,910 | SH | SOLE | 0 | 0 | 93,910 | ||
GRAY TELEVISION INC | COM | 389375106 | 349 | 19,530 | SH | SOLE | 0 | 0 | 19,530 | ||
HANCOCK JOHN PFD INCOME FD | SH BEN INT | 41013W108 | 543 | 27,608 | SH | SOLE | 0 | 0 | 27,608 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41013X106 | 575 | 30,268 | SH | SOLE | 0 | 0 | 30,268 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 573 | 33,142 | SH | SOLE | 0 | 0 | 33,142 | ||
HERCULES CAPITAL INC | COM | 427096508 | 153 | 10,634 | SH | SOLE | 0 | 0 | 10,634 | ||
HOME DEPOT INC | COM | 437076102 | 623 | 2,346 | SH | SOLE | 0 | 0 | 2,346 | ||
HONEYWELL INTL INC | COM | 438516106 | 222 | 1,046 | SH | SOLE | 0 | 0 | 1,046 | ||
IMMUNIC INC | COM | 4525EP101 | 1,084 | 70,900 | SH | SOLE | 0 | 0 | 70,900 | ||
INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 97 | 10,919 | SH | SOLE | 0 | 0 | 10,919 | ||
INSPIRE MED SYS INC | COM | 457730109 | 237 | 1,262 | SH | SOLE | 0 | 0 | 1,262 | ||
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 244 | 4,487 | SH | SOLE | 0 | 0 | 4,487 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 977 | 1,194 | SH | SOLE | 0 | 0 | 1,194 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 3,510 | 229,982 | SH | SOLE | 0 | 0 | 229,982 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 1,064 | 55,403 | SH | SOLE | 0 | 0 | 55,403 | ||
INVESCO MUN TR | COM | 46131J103 | 675 | 52,665 | SH | SOLE | 0 | 0 | 52,665 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 1,287 | 32,737 | SH | SOLE | 0 | 0 | 32,737 | ||
ISHARES INC | MSCI EMERG MRKT | 464286533 | 213 | 3,487 | SH | SOLE | 0 | 0 | 3,487 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 209 | 1,293 | SH | SOLE | 0 | 0 | 1,293 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 329 | 3,765 | SH | SOLE | 0 | 0 | 3,765 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 3,578 | 92,902 | SH | SOLE | 0 | 0 | 92,902 | ||
ISHARES TR | MSCI EAFE MIN VL | 46429B689 | 220 | 3,001 | SH | SOLE | 0 | 0 | 3,001 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 406 | 2,678 | SH | SOLE | 0 | 0 | 2,678 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 603 | 8,886 | SH | SOLE | 0 | 0 | 8,886 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 221 | 1,342 | SH | SOLE | 0 | 0 | 1,342 | ||
JOHNSON & JOHNSON | COM | 478160104 | 374 | 2,376 | SH | SOLE | 0 | 0 | 2,376 | ||
JUMIA TECHNOLOGIES AG | SPONSORED ADS | 48138M105 | 271 | 6,722 | SH | SOLE | 0 | 0 | 6,722 | ||
LAM RESEARCH CORP | COM | 512807108 | 838 | 1,775 | SH | SOLE | 0 | 0 | 1,775 | ||
LEAP THERAPEUTICS INC | COM | 52187K101 | 157 | 69,580 | SH | SOLE | 0 | 0 | 69,580 | ||
LILLY ELI & CO | COM | 532457108 | 696 | 4,125 | SH | SOLE | 0 | 0 | 4,125 | ||
LIMELIGHT NETWORKS INC | COM | 53261M104 | 40 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 323 | 2,013 | SH | SOLE | 0 | 0 | 2,013 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 415 | 9,777 | SH | SOLE | 0 | 0 | 9,777 | ||
MANHATTAN ASSOCS INC | COM | 562750109 | 546 | 5,191 | SH | SOLE | 0 | 0 | 5,191 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,318 | 3,693 | SH | SOLE | 0 | 0 | 3,693 | ||
MICROSOFT CORP | COM | 594918104 | 1,825 | 8,205 | SH | SOLE | 0 | 0 | 8,205 | ||
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 615 | 79,310 | SH | SOLE | 0 | 0 | 79,310 | ||
MODERNA INC | COM | 60770K107 | 3,460 | 33,119 | SH | SOLE | 0 | 0 | 33,119 | ||
MONGODB INC | CL A | 60937P106 | 1,089 | 3,033 | SH | SOLE | 0 | 0 | 3,033 | ||
MORGAN STANLEY | COM NEW | 617446448 | 227 | 3,315 | SH | SOLE | 0 | 0 | 3,315 | ||
NETFLIX INC | COM | 64110L106 | 2,577 | 4,766 | SH | SOLE | 0 | 0 | 4,766 | ||
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 383 | 38,491 | SH | SOLE | 0 | 0 | 38,491 | ||
NIO INC | SPON ADS | 62914V106 | 846 | 17,360 | SH | SOLE | 0 | 0 | 17,360 | ||
NOVAVAX INC | COM NEW | 670002401 | 480 | 4,305 | SH | SOLE | 0 | 0 | 4,305 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 752 | 48,368 | SH | SOLE | 0 | 0 | 48,368 | ||
NVIDIA CORPORATION | COM | 67066G104 | 367 | 702 | SH | SOLE | 0 | 0 | 702 | ||
OKTA INC | CL A | 679295105 | 1,518 | 5,970 | SH | SOLE | 0 | 0 | 5,970 | ||
ONCONOVA THERAPEUTICS INC | COM PAR | 68232V405 | 6 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
OPKO HEALTH INC | COM | 68375N103 | 28 | 7,000 | SH | Call | SOLE | 0 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 127 | 32,170 | SH | SOLE | 0 | 0 | 32,170 | ||
PAYCOM SOFTWARE INC | COM | 70432V102 | 451 | 997 | SH | SOLE | 0 | 0 | 997 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 2,967 | 12,669 | SH | SOLE | 0 | 0 | 12,669 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 1,313 | 49,694 | SH | SOLE | 0 | 0 | 49,694 | ||
PLUG POWER INC | COM NEW | 72919P202 | 299 | 8,818 | SH | SOLE | 0 | 0 | 8,818 | ||
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 71 | 16,999 | SH | SOLE | 0 | 0 | 16,999 | ||
QUALCOMM INC | COM | 747525103 | 333 | 2,187 | SH | SOLE | 0 | 0 | 2,187 | ||
ROKU INC | COM CL A | 77543R102 | 2,157 | 6,498 | SH | SOLE | 0 | 0 | 6,498 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,243 | 5,585 | SH | SOLE | 0 | 0 | 5,585 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 280 | 1,643 | SH | SOLE | 0 | 0 | 1,643 | ||
SERVICENOW INC | COM | 81762P102 | 341 | 620 | SH | SOLE | 0 | 0 | 620 | ||
SHOPIFY INC | CL A | 82509L107 | 1,592 | 1,406 | SH | SOLE | 0 | 0 | 1,406 | ||
SHUTTERSTOCK INC | COM | 825690100 | 207 | 2,886 | SH | SOLE | 0 | 0 | 2,886 | ||
SPLUNK INC | COM | 848637104 | 1,110 | 6,532 | SH | SOLE | 0 | 0 | 6,532 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 1,524 | 4,843 | SH | SOLE | 0 | 0 | 4,843 | ||
SQUARE INC | CL A | 852234103 | 3,444 | 15,822 | SH | SOLE | 0 | 0 | 15,822 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 2,750 | 3,433 | SH | SOLE | 0 | 0 | 3,433 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 219 | 471 | SH | SOLE | 0 | 0 | 471 | ||
TIZIANA LIFE SCIENCES PLC | SPONSORED ADS | 88875G101 | 44 | 21,949 | SH | SOLE | 0 | 0 | 21,949 | ||
TPI COMPOSITES INC | COM | 87266J104 | 280 | 5,300 | SH | SOLE | 0 | 0 | 5,300 | ||
TRANSLATE BIO INC | COM | 89374L104 | 269 | 14,621 | SH | SOLE | 0 | 0 | 14,621 | ||
TWILIO INC | CL A | 90138F102 | 1,894 | 5,596 | SH | SOLE | 0 | 0 | 5,596 | ||
TWITTER INC | COM | 90184L102 | 1,009 | 18,625 | SH | SOLE | 0 | 0 | 18,625 | ||
UNION PAC CORP | COM | 907818108 | 216 | 1,038 | SH | SOLE | 0 | 0 | 1,038 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 969 | 4,217 | SH | SOLE | 0 | 0 | 4,217 | ||
VANECK VECTORS ETF TR | PFD SECS EX FINL | 92189F429 | 1,113 | 54,127 | SH | SOLE | 0 | 0 | 54,127 | ||
VAXART INC | COM NEW | 92243A200 | 195 | 34,210 | SH | SOLE | 0 | 0 | 34,210 | ||
VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 | 210 | 8,849 | SH | SOLE | 0 | 0 | 8,849 | ||
VISA INC | COM CL A | 92826C839 | 2,150 | 9,830 | SH | SOLE | 0 | 0 | 9,830 | ||
WORKDAY INC | CL A | 98138H101 | 450 | 1,878 | SH | SOLE | 0 | 0 | 1,878 | ||
ZSCALER INC | COM | 98980G102 | 868 | 4,345 | SH | SOLE | 0 | 0 | 4,345 |