The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 334 | 2,447 | SH | SOLE | 0 | 0 | 2,447 | ||
ABBVIE INC | COM | 00287Y109 | 310 | 4,064 | SH | SOLE | 0 | 0 | 4,064 | ||
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 521 | 122,774 | SH | SOLE | 0 | 0 | 122,774 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 202 | 16,015 | SH | SOLE | 0 | 0 | 16,015 | ||
ADVENT CONVERTIBLE & INCOME | COM | 00764C109 | 561 | 52,726 | SH | SOLE | 0 | 0 | 52,726 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 475 | 2,442 | SH | SOLE | 0 | 0 | 2,442 | ||
ALLIANCE RES PARTNER L P | UT LTD PART | 01877R108 | 44 | 14,056 | SH | SOLE | 0 | 0 | 14,056 | ||
ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 994 | 107,367 | SH | SOLE | 0 | 0 | 107,367 | ||
ALLIANT ENERGY CORP | COM | 018802108 | 317 | 6,562 | SH | SOLE | 0 | 0 | 6,562 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 131 | 13,668 | SH | SOLE | 0 | 0 | 13,668 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 307 | 264 | SH | SOLE | 0 | 0 | 264 | ||
AMAZON COM INC | COM | 023135106 | 2,301 | 1,180 | SH | SOLE | 0 | 0 | 1,180 | ||
AMERICA FIRST MULTIFAMILY IN | BEN UNIT CTF | 02364V107 | 78 | 14,883 | SH | SOLE | 0 | 0 | 14,883 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 727 | 3,340 | SH | SOLE | 0 | 0 | 3,340 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 79 | 15,572 | SH | SOLE | 0 | 0 | 15,572 | ||
APPLE INC | COM | 037833100 | 6,127 | 24,095 | SH | SOLE | 0 | 0 | 24,095 | ||
ARES CAPITAL CORP | COM | 04010L103 | 128 | 11,840 | SH | SOLE | 0 | 0 | 11,840 | ||
AT&T INC | COM | 00206R102 | 442 | 15,176 | SH | SOLE | 0 | 0 | 15,176 | ||
BECTON DICKINSON & CO | COM | 075887109 | 238 | 1,037 | SH | SOLE | 0 | 0 | 1,037 | ||
BGC PARTNERS INC | CL A | 05541T101 | 48 | 19,160 | SH | SOLE | 0 | 0 | 19,160 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | 83 | 12,740 | SH | SOLE | 0 | 0 | 12,740 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 121 | 12,116 | SH | SOLE | 0 | 0 | 12,116 | ||
BLACKROCK SCIENCE & TECHNOLO | SHS | 09258G104 | 216 | 7,526 | SH | SOLE | 0 | 0 | 7,526 | ||
BOEING CO | COM | 097023105 | 473 | 3,173 | SH | SOLE | 0 | 0 | 3,173 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 241 | 4,325 | SH | SOLE | 0 | 0 | 4,325 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 100 | 11,346 | SH | SOLE | 0 | 0 | 11,346 | ||
CALAMOS DYNAMIC CONV & INCOM | COM | 12811V105 | 822 | 49,319 | SH | SOLE | 0 | 0 | 49,319 | ||
CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 346 | 35,419 | SH | SOLE | 0 | 0 | 35,419 | ||
CATERPILLAR INC DEL | COM | 149123101 | 317 | 2,729 | SH | SOLE | 0 | 0 | 2,729 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 143 | 27,264 | SH | SOLE | 0 | 0 | 27,264 | ||
CENTRAL SECS CORP | COM | 155123102 | 352 | 13,630 | SH | SOLE | 0 | 0 | 13,630 | ||
CINCINNATI BELL INC NEW | PFD CV DEP1/20 | 171871403 | 379 | 8,602 | PRN | SOLE | 0 | 0 | 8,602 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 92 | 10,425 | SH | SOLE | 0 | 0 | 10,425 | ||
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 560 | 29,713 | SH | SOLE | 0 | 0 | 29,713 | ||
COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 1,146 | 126,752 | SH | SOLE | 0 | 0 | 126,752 | ||
CVS HEALTH CORP | COM | 126650100 | 204 | 3,430 | SH | SOLE | 0 | 0 | 3,430 | ||
DEERE & CO | COM | 244199105 | 1,073 | 7,766 | SH | SOLE | 0 | 0 | 7,766 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 227 | 1,783 | SH | SOLE | 0 | 0 | 1,783 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 257 | 2,657 | SH | SOLE | 0 | 0 | 2,657 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 406 | 5,017 | SH | SOLE | 0 | 0 | 5,017 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 338 | 32,019 | SH | SOLE | 0 | 0 | 32,019 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 110 | 17,238 | SH | SOLE | 0 | 0 | 17,238 | ||
EATON VANCE TXMGD GL BUYWR O | COM | 27829C105 | 154 | 20,604 | SH | SOLE | 0 | 0 | 20,604 | ||
ENCORE CAP GROUP INC | NOTE 3.000% 7/0 | 292554AF9 | 12 | 12,000 | PRN | SOLE | 0 | 0 | 12,000 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 432 | 30,214 | SH | SOLE | 0 | 0 | 30,214 | ||
EXXON MOBIL CORP | COM | 30231G102 | 241 | 6,339 | SH | SOLE | 0 | 0 | 6,339 | ||
FACEBOOK INC | CL A | 30303M102 | 648 | 3,887 | SH | SOLE | 0 | 0 | 3,887 | ||
FIDUCIARY CLAYMORE ENGRY INF | COM | 31647Q106 | 14 | 11,197 | SH | SOLE | 0 | 0 | 11,197 | ||
FIDUS INVT CORP | COM | 316500107 | 71 | 10,794 | SH | SOLE | 0 | 0 | 10,794 | ||
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 234 | 25,528 | SH | SOLE | 0 | 0 | 25,528 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 4,452 | 271,468 | SH | SOLE | 0 | 0 | 271,468 | ||
FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | 507 | 9,383 | SH | SOLE | 0 | 0 | 9,383 | ||
FIRST TR EXCH TRADED FD III | RIVRFRNT DYN DEV | 33739P608 | 600 | 13,189 | SH | SOLE | 0 | 0 | 13,189 | ||
FIRST TR EXCHANGE TRADED ALP | EMERG MKT ALPH | 33737J182 | 265 | 15,049 | SH | SOLE | 0 | 0 | 15,049 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 348 | 16,448 | SH | SOLE | 0 | 0 | 16,448 | ||
FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 | 483 | 17,689 | SH | SOLE | 0 | 0 | 17,689 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 503 | 8,473 | SH | SOLE | 0 | 0 | 8,473 | ||
FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 33734X200 | 161 | 10,106 | SH | SOLE | 0 | 0 | 10,106 | ||
FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 | 1,217 | 24,490 | SH | SOLE | 0 | 0 | 24,490 | ||
FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 | 1,323 | 10,092 | SH | SOLE | 0 | 0 | 10,092 | ||
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 1,439 | 11,632 | SH | SOLE | 0 | 0 | 11,632 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 418 | 23,499 | SH | SOLE | 0 | 0 | 23,499 | ||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 1,635 | 39,132 | SH | SOLE | 0 | 0 | 39,132 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 | 1,244 | 29,644 | SH | SOLE | 0 | 0 | 29,644 | ||
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 | 269 | 10,490 | SH | SOLE | 0 | 0 | 10,490 | ||
FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 | 966 | 37,576 | SH | SOLE | 0 | 0 | 37,576 | ||
FIRST TR EXCHANGE-TRADED FD | DORSEY WRIGHT | 33738R886 | 138 | 10,089 | SH | SOLE | 0 | 0 | 10,089 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 2,462 | 41,714 | SH | SOLE | 0 | 0 | 41,714 | ||
FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 | 508 | 9,628 | SH | SOLE | 0 | 0 | 9,628 | ||
FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 | 1,547 | 69,298 | SH | SOLE | 0 | 0 | 69,298 | ||
FIRST TR NASDAQ-100 TECH IND | SHS | 337345102 | 518 | 6,127 | SH | SOLE | 0 | 0 | 6,127 | ||
FIRST TR S&P REIT INDEX FD | COM | 33734G108 | 287 | 15,159 | SH | SOLE | 0 | 0 | 15,159 | ||
FIRST TRUST SPECIALTY FINANC | COM BEN INTR | 33733G109 | 378 | 182,565 | SH | SOLE | 0 | 0 | 182,565 | ||
FORD MTR CO DEL | COM | 345370860 | 111 | 22,883 | SH | SOLE | 0 | 0 | 22,883 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 202 | 13,657 | SH | SOLE | 0 | 0 | 13,657 | ||
GABELLI EQUITY TR INC | COM | 362397101 | 185 | 42,503 | SH | SOLE | 0 | 0 | 42,503 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 492 | 17,928 | SH | SOLE | 0 | 0 | 17,928 | ||
GEO GROUP INC NEW | COM | 36162J106 | 195 | 15,998 | SH | SOLE | 0 | 0 | 15,998 | ||
GUGGENHEIM ENHANCED EQUITY I | COM | 40167B100 | 152 | 30,689 | SH | SOLE | 0 | 0 | 30,689 | ||
GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 40167F101 | 176 | 11,567 | SH | SOLE | 0 | 0 | 11,567 | ||
HOME DEPOT INC | COM | 437076102 | 350 | 1,874 | SH | SOLE | 0 | 0 | 1,874 | ||
INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 46132E103 | 272 | 26,455 | SH | SOLE | 0 | 0 | 26,455 | ||
INVESCO EXCHANGE-TRADED FD T | PFD ETF | 46138E511 | 323 | 24,522 | SH | SOLE | 0 | 0 | 24,522 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 542 | 47,332 | SH | SOLE | 0 | 0 | 47,332 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 159 | 13,605 | SH | SOLE | 0 | 0 | 13,605 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 473 | 11,692 | SH | SOLE | 0 | 0 | 11,692 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 999 | 17,465 | SH | SOLE | 0 | 0 | 17,465 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 538 | 2,081 | SH | SOLE | 0 | 0 | 2,081 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 506 | 4,384 | SH | SOLE | 0 | 0 | 4,384 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 479 | 3,332 | SH | SOLE | 0 | 0 | 3,332 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 430 | 7,663 | SH | SOLE | 0 | 0 | 7,663 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 592 | 6,126 | SH | SOLE | 0 | 0 | 6,126 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 817 | 36,160 | SH | SOLE | 0 | 0 | 36,160 | ||
ISHARES TR | CRE U S REIT ETF | 464288521 | 325 | 8,308 | SH | SOLE | 0 | 0 | 8,308 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 275 | 5,857 | SH | SOLE | 0 | 0 | 5,857 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 866 | 17,366 | SH | SOLE | 0 | 0 | 17,366 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 450 | 8,914 | SH | SOLE | 0 | 0 | 8,914 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 1,315 | 40,351 | SH | SOLE | 0 | 0 | 40,351 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 379 | 20,244 | SH | SOLE | 0 | 0 | 20,244 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 348 | 6,372 | SH | SOLE | 0 | 0 | 6,372 | ||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 1,163 | 23,623 | SH | SOLE | 0 | 0 | 23,623 | ||
JOHNSON & JOHNSON | COM | 478160104 | 368 | 2,809 | SH | SOLE | 0 | 0 | 2,809 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 582 | 4,574 | SH | SOLE | 0 | 0 | 4,574 | ||
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 38 | 11,519 | SH | SOLE | 0 | 0 | 11,519 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 341 | 24,520 | SH | SOLE | 0 | 0 | 24,520 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 423 | 87,384 | SH | SOLE | 0 | 0 | 87,384 | ||
LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | 173 | 37,162 | SH | SOLE | 0 | 0 | 37,162 | ||
MAINSTAY MACKAY DEFINDTRM MU | COM | 56064K100 | 225 | 11,726 | SH | SOLE | 0 | 0 | 11,726 | ||
MERCK & CO. INC | COM | 58933Y105 | 252 | 3,273 | SH | SOLE | 0 | 0 | 3,273 | ||
MICROSOFT CORP | COM | 594918104 | 1,633 | 10,352 | SH | SOLE | 0 | 0 | 10,352 | ||
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 1,070 | 139,918 | SH | SOLE | 0 | 0 | 139,918 | ||
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 66 | 13,182 | SH | SOLE | 0 | 0 | 13,182 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 228 | 40,183 | SH | SOLE | 0 | 0 | 40,183 | ||
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 31 | 21,723 | SH | SOLE | 0 | 0 | 21,723 | ||
NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 | 136 | 10,913 | SH | SOLE | 0 | 0 | 10,913 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 290 | 21,089 | SH | SOLE | 0 | 0 | 21,089 | ||
OMEROS CORP | COM | 682143102 | 169 | 12,650 | SH | SOLE | 0 | 0 | 12,650 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 53 | 20,427 | SH | SOLE | 0 | 0 | 20,427 | ||
PENNSYLVANIA RL ESTATE INVT | SH BEN INT | 709102107 | 11 | 12,013 | SH | SOLE | 0 | 0 | 12,013 | ||
PEPSICO INC | COM | 713448108 | 879 | 7,323 | SH | SOLE | 0 | 0 | 7,323 | ||
PERMROCK ROYALTY TRUST | TR UNIT | 714254109 | 48 | 18,500 | SH | SOLE | 0 | 0 | 18,500 | ||
PFIZER INC | COM | 717081103 | 827 | 25,331 | SH | SOLE | 0 | 0 | 25,331 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 416 | 3,779 | SH | SOLE | 0 | 0 | 3,779 | ||
PROSHARES TR | S&P MDCP 400 DIV | 74347B680 | 440 | 9,768 | SH | SOLE | 0 | 0 | 9,768 | ||
PUTNAM MANAGED MUN INCOME TR | COM | 746823103 | 297 | 41,304 | SH | SOLE | 0 | 0 | 41,304 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 2,321 | 511,340 | SH | SOLE | 0 | 0 | 511,340 | ||
REALTY INCOME CORP | COM | 756109104 | 468 | 9,389 | SH | SOLE | 0 | 0 | 9,389 | ||
RLJ LODGING TR | CUM CONV PFD A | 74965L200 | 251 | 14,350 | SH | SOLE | 0 | 0 | 14,350 | ||
SALESFORCE COM INC | COM | 79466L302 | 235 | 1,635 | SH | SOLE | 0 | 0 | 1,635 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 114 | 23,000 | SH | SOLE | 0 | 0 | 23,000 | ||
SPDR SER TR | BLMBRG BRC CNVRT | 78464A359 | 259 | 5,413 | SH | SOLE | 0 | 0 | 5,413 | ||
SUNOCO LP | COM UT REP LP | 86765K109 | 188 | 12,024 | SH | SOLE | 0 | 0 | 12,024 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 158 | 10,547 | SH | SOLE | 0 | 0 | 10,547 | ||
TRI CONTL CORP | COM | 895436103 | 286 | 13,679 | SH | SOLE | 0 | 0 | 13,679 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 345 | 12,342 | SH | SOLE | 0 | 0 | 12,342 | ||
US BANCORP DEL | COM NEW | 902973304 | 766 | 22,243 | SH | SOLE | 0 | 0 | 22,243 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 209 | 4,617 | SH | SOLE | 0 | 0 | 4,617 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189H409 | 229 | 4,381 | SH | SOLE | 0 | 0 | 4,381 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 702 | 13,067 | SH | SOLE | 0 | 0 | 13,067 | ||
VISA INC | COM CL A | 92826C839 | 315 | 1,953 | SH | SOLE | 0 | 0 | 1,953 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 218 | 4,774 | SH | SOLE | 0 | 0 | 4,774 | ||
WALMART INC | COM | 931142103 | 1,370 | 12,054 | SH | SOLE | 0 | 0 | 12,054 | ||
WASHINGTON PRIME GROUP NEW | COM | 93964W108 | 14 | 17,559 | SH | SOLE | 0 | 0 | 17,559 | ||
WELLS FARGO CO NEW | COM | 949746101 | 499 | 17,392 | SH | SOLE | 0 | 0 | 17,392 | ||
WESTERN ASSET EMERGING MKTS | COM | 95766A101 | 358 | 33,973 | SH | SOLE | 0 | 0 | 33,973 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 93 | 22,122 | SH | SOLE | 0 | 0 | 22,122 | ||
WESTERN ASSET MTG DEFINED OP | COM | 95790B109 | 532 | 41,558 | SH | SOLE | 0 | 0 | 41,558 | ||
ZOETIS INC | CL A | 98978V103 | 350 | 2,973 | SH | SOLE | 0 | 0 | 2,973 |