The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M COMPANY COM COM 88579Y101 786 3,642 SH   SOLE 0 110 0 3,532
ABBOTT LABORATORIES COM COM 002824100 496 8,225 SH   SOLE 0 5,500 0 2,725
ABBVIE INC COM COM 00287Y109 706 7,676 SH   SOLE 0 5,300 0 2,376
ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT COM SH BEN INT 00326L100 1,172 132,356 SH   SOLE 0 98,800 0 33,556
ALTRIA GROUP INC COM COM 02209S103 1,193 19,685 SH   SOLE 0 15,900 0 3,785
APPLE INC COM COM 037833100 8,493 50,444 SH   SOLE 0 43,754 0 6,690
AT&T INC COM COM 00206R102 259 7,432 SH   SOLE 0 264 0 7,168
BANK OF AMERICA CORPORATION COM COM 060505104 7,960 269,639 SH   SOLE 0 144,342 0 125,297
BAXTER INTERNATIONAL INC COM COM 071813109 617 9,500 SH   SOLE 0 9,100 0 400
BB&T CORP COM COM 054937107 291 5,645 SH   SOLE 0 5,100 0 545
BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 2,346 11,956 SH   SOLE 0 11,956 0 0
BIOGEN INC COM COM 09062X103 403 1,519 SH   SOLE 0 300 0 1,219
BLACKROCK INC COM COM 09247X101 1,862 3,500 SH   SOLE 0 3,400 0 100
BOULDER GROWTH & INCOME FUND COM COM 101507101 3,123 295,399 SH   SOLE 0 187,750 0 107,649
BP ADR SPONSORED SPONSORED ADR 055622104 3,868 96,795 SH   SOLE 0 50,140 0 46,655
BRISTOL-MYERS SQUIBB CO COM COM 110122108 795 12,732 SH   SOLE 0 3,018 0 9,714
CATASYS INC COM COM PAR 149049504 840 182,585 SH   SOLE 0 143,364 0 39,221
CATERPILLAR INC COM COM 149123101 269 1,830 SH   SOLE 0 1,830 0 0
CHEVRON CORPORATION COM COM 166764100 1,925 16,794 SH   SOLE 0 12,640 0 4,154
CHINA MOBILE LTD ADR SPONSORED SPONSORED ADR 16941M109 544 11,900 SH   SOLE 0 9,900 0 2,000
CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED SPON ADR H SHS 16941R108 509 5,900 SH   SOLE 0 5,500 0 400
CITIGROUP INC COM COM NEW 172967424 4,537 66,450 SH   SOLE 0 38,846 0 27,604
COCA-COLA CO COM COM 191216100 210 4,907 SH   SOLE 0 3,400 0 1,507
COMCAST CORP COM CL A CL A 20030N101 594 17,992 SH   SOLE 0 14,592 0 3,400
CONOCOPHILLIPS COM COM 20825C104 1,200 20,293 SH   SOLE 0 18,100 0 2,193
DIAGEO ADR SPONSORED SPON ADR NEW 25243Q205 1,514 11,380 SH   SOLE 0 7,900 0 3,480
DowDuPont Inc. COM 260543103 339 5,322 SH   SOLE 0 3,012 0 2,310
EATON VANCE SHORT COM COM 27828V104 441 32,805 SH   SOLE 0 23,145 0 9,660
EXXON MOBIL CORPORATION COM COM 30231G102 3,292 44,666 SH   SOLE 0 33,740 0 10,926
FLEXSHARES TRUST MORNSTAR UPSTR ETF MORNSTAR UPSTR 33939L407 342 10,586 SH   SOLE 0 0 0 10,586
GENERAL ELECTRIC CO COM COM 369604103 1,189 88,425 SH   SOLE 0 36,735 0 51,690
Goldman Sachs Group, Inc. COM 38141G104 667 2,700 SH   SOLE 0 2,700 0 0
HOME DEPOT INC COM COM 437076102 2,147 12,291 SH   SOLE 0 6,600 0 5,691
HONEYWELL INTERNATIONAL INC COM COM 438516106 206 1,424 SH   SOLE 0 1,000 0 424
INTEL CORP COM COM 458140100 1,704 33,350 SH   SOLE 0 30,200 0 3,150
INTERNATIONAL BUS MACH CORP COM COM 459200101 912 6,000 SH   SOLE 0 5,500 0 500
IShares Tr 0 464287770 618 4,800 SH   SOLE 0 4,800 0 0
ISHARES TRUST IBOXX HI YD ETF IBOXX HI YD ETF 464288513 10,985 128,645 SH   SOLE 0 127,627 0 1,018
ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 9,759 142,200 SH   SOLE 0 141,700 0 500
ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 6,153 40,900 SH   SOLE 0 40,500 0 400
JOHNSON & JOHNSON COM COM 478160104 1,430 11,241 SH   SOLE 0 3,600 0 7,641
JPMORGAN CHASE & CO. COM COM 46625H100 3,341 30,880 SH   SOLE 0 22,000 0 8,880
KIMBERLY CLARK CORP COM COM 494368103 202 1,875 SH   SOLE 0 1,100 0 775
Lloyds Banking Group Plc ADR 539439109 214 58,000 SH   SOLE 0 58,000 0 0
LOCKHEED MARTIN CORP COM COM 539830109 1,611 4,759 SH   SOLE 0 4,315 0 444
MCDONALD'S CORPORATION COM COM 580135101 2,706 17,182 SH   SOLE 0 13,500 0 3,682
MERCK & CO INC COM COM 58933Y105 450 8,369 SH   SOLE 0 5,680 0 2,689
MGM RESORTS INTERNATIONAL COM COM 552953101 2,280 65,400 SH   SOLE 0 29,900 0 35,500
MICROSOFT CORP COM COM 594918104 3,353 37,433 SH   SOLE 0 27,554 0 9,879
NORTHSIGHT CAPITAL INC COM 0 66702Q203 1 10,000 SH   SOLE 0 0 0 10,000
PEPSICO INC COM COM 713448108 959 8,900 SH   SOLE 0 8,100 0 800
PFIZER INC COM COM 717081103 1,163 33,213 SH   SOLE 0 22,651 0 10,562
PHILIP MORRIS INTL INC COM COM 718172109 412 4,257 SH   SOLE 0 600 0 3,657
PNC FINANCIAL SERVICES GROUP COM COM 693475105 418 2,800 SH   SOLE 0 2,300 0 500
PROCTER & GAMBLE CO COM COM 742718109 2,190 28,150 SH   SOLE 0 6,552 0 21,598
SHERWIN-WILLIAMS CO COM COM 824348106 625 1,600 SH   SOLE 0 0 0 1,600
SOUTHERN COPPER CORPORATION COM COM 84265V105 278 5,203 SH   SOLE 0 0 0 5,203
SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 250 958 SH   SOLE 0 958 0 0
SPDR SERIES TRUST BLOOMBERG BRCLYS ETF BLOOMBERG BRCLYS 78468R622 5,104 142,600 SH   SOLE 0 142,000 0 600
SPECIAL OPPORTUNITIES FUND INC COM COM 84741T104 826 56,484 SH   SOLE 0 40,680 0 15,804
SYSCO CORP COM COM 871829107 1,300 21,900 SH   SOLE 0 19,100 0 2,800
TARGET CORP COM COM 87612E106 3,413 49,795 SH   SOLE 0 19,375 0 30,420
TITAN PHARMACEUTICAL INC COM COM 888314507 141 136,275 SH   SOLE 0 86,170 0 50,105
TRAVELERS COMPANIES INC COM COM 89417E109 223 1,634 SH   SOLE 0 1,184 0 450
UNITED TECHNOLOGIES CORP COM COM 913017109 326 2,600 SH   SOLE 0 2,000 0 600
VIRTUS TOTAL RETURN FUND INC COM COM 92837G100 497 45,328 SH   SOLE 0 27,871 0 17,457
WALMART INC COM COM 931142103 376 4,375 SH   SOLE 0 2,995 0 1,380
WALT DISNEY COMPANY (THE) COM COM DISNEY 254687106 376 3,785 SH   SOLE 0 3,459 0 326
WELLS FARGO & COMPANY COM COM 949746101 1,648 32,250 SH   SOLE 0 26,480 0 5,770
WisdomTree TR EMG MKTS SMCAP 97717W281 421 7,900 SH   SOLE 0 7,900 0 0
WisdomTree TR INTL SMCAP DIV 97717W760 402 5,306 SH   SOLE 0 5,306 0 0