The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
51JOB INC SPONSORED ADS 316827104 17,372 249,852 SH   DFND   249,852 0 0
ACADIA PHARMACEUTICALS INC COM 004225108 326 19,613 SH   DFND   19,613 0 0
ACCELERON PHARMA INC COM 00434H108 12,218 70,996 SH   DFND   70,996 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2,861 19,326 SH   DFND   19,326 0 0
ALLOT LTD SHS M0854Q105 9,180 617,742 SH   DFND   0 617,742 0
ANTERIX INC COM 03676C100 21,654 356,738 SH   DFND   356,738 0 0
APPHARVEST INC *W EXP 01/30/202 03783T111 675 500,000 SH   DFND   500,000 0 0
ARGENX SE SPONSORED ADR 04016X101 9,814 32,498 SH   DFND   32,498 0 0
BAIDU INC SPON ADR REP A 056752108 1,599 10,400 SH   DFND   10,400 0 0
BAOZUN INC NOTE 1.625% 5/0 06684LAB9 2,820 3,000,000 PRN   DFND   3,000,000 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 13,086 47,946 SH   DFND   47,946 0 0
BEST INC NOTE 1.750%10/0 08653CAB2 11,089 18,927,000 PRN   DFND   18,927,000 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 342 4,429 SH   DFND   4,429 0 0
CAL MAINE FOODS INC COM NEW 128030202 1,939 53,613 SH   DFND   53,613 0 0
CLOVIS ONCOLOGY INC NOTE 4.500% 8/0 189464AE0 13,520 15,000,000 PRN   DFND   15,000,000 0 0
EAGLE BULK SHIPPING INC NOTE 5.000% 8/0 269442AB5 6,987 4,850,000 PRN   DFND   4,850,000 0 0
EURONAV NV SHS B38564108 15,309 1,568,517 SH   DFND   1,568,517 0 0
FACEBOOK INC CL A 30303M102 5,640 16,617 SH   DFND   16,617 0 0
FISKER INC CL A COM STK 33813J106 3,443 235,000 SH   DFND   235,000 0 0
FISKER INC CL A COM STK 33813J106 5,860 400,000 SH Put DFND   400,000 0 0
GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 15,060 11,500,000 PRN   DFND   11,500,000 0 0
GOLAR LNG LTD NOTE 2.750% 2/1 38046YAB7 996 1,000,000 PRN   DFND   1,000,000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 13,510 35,739 SH   DFND   35,739 0 0
GRAY TELEVISION INC COM 389375106 6,651 291,452 SH   DFND   291,452 0 0
GRINDROD SHIPPING HOLDINGS L SHS Y28895103 11,151 723,140 SH   DFND   723,140 0 0
HOME DEPOT INC COM 437076102 9,791 29,826 SH   DFND   29,826 0 0
ILLUMINA INC COM 452327109 892 2,200 SH   DFND   2,200 0 0
ILLUMINA INC COM 452327109 45,023 111,000 SH Call DFND   111,000 0 0
IMMUNOGEN INC COM 45253H101 7,801 1,375,900 SH   DFND   1,375,900 0 0
INSTIL BIO INC COM 45783C101 1,763 98,644 SH   DFND   98,644 0 0
IOVANCE BIOTHERAPEUTICS INC COM 462260100 16,733 678,564 SH   DFND   678,564 0 0
JD.COM INC SPON ADR CL A 47215P106 6,960 96,348 SH   DFND   96,348 0 0
JOYY INC NOTE 0.750% 6/1 98426TAD8 946 1,000,000 PRN   DFND   1,000,000 0 0
JPMORGAN CHASE & CO COM 46625H100 8,227 50,262 SH   DFND   50,262 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 4,020 134,900 SH   DFND   134,900 0 0
LIBERTY LATIN AMERICA LTD COM CL C G9001E128 13,055 995,040 SH   DFND   995,040 0 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 13,615 500,730 SH   DFND   500,730 0 0
MERSANA THERAPEUTICS INC COM 59045L106 591 62,657 SH   DFND   62,657 0 0
MICROSTRATEGY INC CL A NEW 594972408 26,953 46,600 SH Put DFND   46,600 0 0
MOHAWK INDS INC COM 608190104 5,924 33,394 SH   DFND   33,394 0 0
MP MATERIALS CORP COM CL A 553368101 648,738 20,128,393 SH   DFND   20,128,393 0 0
NELNET INC CL A 64031N108 6,296 79,460 SH   DFND   79,460 0 0
NEW YORK TIMES CO CL A 650111107 15,616 316,947 SH   DFND   316,947 0 0
NEXSTAR MEDIA GROUP INC CL A 65336K103 25,185 165,735 SH   DFND   165,735 0 0
NIO INC NOTE 4.500% 2/0 62914VAB2 76,153 20,000,000 PRN   DFND   20,000,000 0 0
NOBLE CORP NEW SHS G6610J209 5,006 185,000 SH   DFND   185,000 0 0
QUDIAN INC NOTE 1.000% 7/0 747798AB2 14,574 16,670,000 PRN   DFND   16,670,000 0 0
RH NOTE 6/1 74967XAA1 58,208 16,948,000 PRN   DFND   16,948,000 0 0
SAREPTA THERAPEUTICS INC COM 803607100 288 3,117 SH   DFND   3,117 0 0
SCULPTOR CAP MGMT COM CL A 811246107 2,261 81,068 SH   DFND   81,068 0 0
SEA LTD NOTE 0.250% 9/1 81141RAG5 2,026 2,000,000 PRN   DFND   2,000,000 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 4,603 122,655 SH   DFND   122,655 0 0
SFL CORPORATION LTD NOTE 4.875% 5/0 824689AG8 3,992 3,955,000 PRN   DFND   3,955,000 0 0
SNOWFLAKE INC CL A 833445109 2,238 7,400 SH   DFND   7,400 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 22,949 53,476 SH   DFND   53,476 0 0
STRIDE INC NOTE 1.125% 9/0 86333MAA6 8,008 8,000,000 PRN   DFND   8,000,000 0 0
TEEKAY TANKERS LTD CL A Y8565N300 2,669 183,700 SH   DFND   183,700 0 0
TRILLIUM THERAPEUTICS INC COM NEW 89620X506 9,997 569,333 SH   DFND   569,333 0 0
VIACOMCBS INC CL B 92556H206 13,954 353,165 SH   DFND   353,165 0 0
VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 1,118 100,400 SH   DFND   100,400 0 0
WORKDAY INC NOTE 0.250%10/0 98138HAF8 59,141 34,500,000 PRN   DFND   34,500,000 0 0