The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 277 3,466 SH   SOLE   3,466 0 0
ABBVIE INC COM 00287Y109 241 2,993 SH   SOLE   2,993 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 3,793 521,701 SH   SOLE   521,701 0 0
ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 645 68,084 SH   SOLE   68,084 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 290 41,536 SH   SOLE   41,536 0 0
ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 4,522 548,117 SH   SOLE   548,117 0 0
AFFILIATED MANAGERS GROUP COM 008252108 418 3,900 SH   SOLE   3,900 0 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 28,142 2,333,523 SH   SOLE   2,333,523 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 626 62,385 SH   SOLE   62,385 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 104 25,000 SH   SOLE   25,000 0 0
ARES CAP CORP COM 04010L103 4,488 261,819 SH   SOLE   261,819 0 0
ARES COML REAL ESTATE CORP COM 04013V108 1,479 95,127 SH   SOLE   95,127 0 0
BANK AMER CORP COM 060505104 687 24,888 SH   SOLE   24,888 0 0
BARINGS BDC INC COM 06759L103 9,486 966,962 SH   SOLE   966,962 0 0
BLACKROCK CR ALLCTN INC TR COM 092508100 23,293 1,876,977 SH   SOLE   1,876,977 0 0
BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 451 42,097 SH   SOLE   42,097 0 0
BLACKROCK ENHANCED EQT DIV COM 09251A104 691 80,857 SH   SOLE   80,857 0 0
BLACKROCK ENHANCED GOVT FUND COM 09255K108 1,510 115,173 SH   SOLE   115,173 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 13,995 1,119,627 SH   SOLE   1,119,627 0 0
BLACKROCK FLOATING RATE INCO COM 091941104 2,607 213,537 SH   SOLE   213,537 0 0
BLACKROCK LTD DURATION INC COM SHS 09249W101 5,485 373,149 SH   SOLE   373,149 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 253 18,303 SH   SOLE   18,303 0 0
BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 2,031 156,701 SH   SOLE   156,701 0 0
BLACKROCK NY MUNI INC QLTY COM 09249U105 411 31,995 SH   SOLE   31,995 0 0
BLACKROCK TCP CAP CORP COM 09259E108 1,665 117,450 SH   SOLE   117,450 0 0
CHEVRON CORP NEW COM 166764100 774 6,281 SH   SOLE   6,281 0 0
CISCO SYS INC COM 17275R102 529 9,800 SH   SOLE   9,800 0 0
CITIGROUP INC COM NEW 172967424 510 8,200 SH   SOLE   8,200 0 0
DELAWARE ENHANCED GBL DIV & COM COM 246060107 121 12,500 SH   SOLE   12,500 0 0
DOCUSIGN INC COM 256163106 336 6,481 SH   SOLE   6,481 0 0
EATON VANCE ENHANCED EQ INC COM 278274105 401 27,890 SH   SOLE   27,890 0 0
EATON VANCE FLTING RATE INC COM 278279104 8,405 637,224 SH   SOLE   637,224 0 0
EATON VANCE FLTNG RATE 2022 COM 27831H100 2,280 249,139 SH   SOLE   249,139 0 0
EATON VANCE LTD DUR INCOME COM 27828H105 34,872 2,756,679 SH   SOLE   2,756,679 0 0
EATON VANCE MUN BD FD COM 27827X101 11,045 890,725 SH   SOLE   890,725 0 0
EATON VANCE SHORT DUR DIV IN COM 27828V104 19,114 1,473,672 SH   SOLE   1,473,672 0 0
EATON VANCE TAX MNGD BUY WRI COM SH BEN INT 27829M103 182 19,657 SH   SOLE   19,657 0 0
EATON VANCE TX MGD DIV EQ IN COM 27828N102 124 11,000 SH   SOLE   11,000 0 0
ELLSWORTH GROWTH & INCOME FD COM 289074106 280 29,216 SH   SOLE   29,216 0 0
EQUITY COMWLTH COM SH BEN INT 294628102 2,231 68,253 SH   SOLE   68,253 0 0
EUROPEAN EQUITY FUND COM 298768102 373 42,839 SH   SOLE   42,839 0 0
EXXON MOBIL CORP COM 30231G102 347 4,290 SH   SOLE   4,290 0 0
FIRST TR ENERGY INCOME & GRW COM 33738G104 540 24,839 SH   SOLE   24,839 0 0
FIRST TR MLP & ENERGY INCOME COM 33739B104 7,967 692,796 SH   SOLE   692,796 0 0
FIRST TR SR FLG RTE INCM FD COM 33733U108 17,095 1,446,250 SH   SOLE   1,446,250 0 0
FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 2,480 283,748 SH   SOLE   283,748 0 0
FOCUS FINL PARTNERS INC COM CL A 34417P100 3,162 88,729 SH   SOLE   88,729 0 0
GDL FUND COM SH BEN IT 361570104 11,449 1,197,575 SH   SOLE   1,197,575 0 0
GENERAL AMERN INVS INC COM 368802104 16,490 495,046 SH   SOLE   495,046 0 0
GENERAL MLS INC COM 370334104 220 4,250 SH   SOLE   4,250 0 0
GENERAL MTRS CO COM 37045V100 420 11,330 SH   SOLE   11,330 0 0
GENWORTH FINL INC COM CL A 37247D106 67 17,600 SH   SOLE   17,600 0 0
GRANITE PT MTG TR INC COM 38741L107 3,297 173,648 SH   SOLE   173,648 0 0
IHS MARKIT LTD SHS G47567105 569 10,459 SH   SOLE   10,459 0 0
INTEL CORP COM 458140100 789 14,700 SH   SOLE   14,700 0 0
INVESCO EXCHANGE TRADED FD FTSE RAFI 1000 46137V613 24,019 211,866 SH   SOLE   211,866 0 0
ISHARES GOLD TRUST ISHARES 464285105 325 26,237 SH   SOLE   26,237 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 12,463 227,755 SH   SOLE   227,755 0 0
ISHARES INC CORE MSCI EMKT 46434G103 6,613 127,878 SH   SOLE   127,878 0 0
ISHARES TR SHORT TREAS BD 464288679 8,167 73,862 SH   SOLE   73,862 0 0
ISHARES TR HDG MSCI EAFE 46434V803 271 9,402 SH   SOLE   9,402 0 0
ISHARES TR CORE MSCI EURO 46434V738 247 5,388 SH   SOLE   5,388 0 0
ISHARES TR IBONDS DEC20 ETF 46434VAQ3 25,880 1,025,543 SH   SOLE   1,025,543 0 0
ISHARES TR S&P 100 ETF 464287101 59,951 478,535 SH   SOLE   478,535 0 0
ISHARES TR 3-7 YR TR BD ETF 464288661 30,364 246,458 SH   SOLE   246,458 0 0
ISHARES TR US TREAS BD ETF 46429B267 24,250 960,780 SH   SOLE   960,780 0 0
ISHARES TR 1-3 YR TR BD ETF 464287457 29,635 352,296 SH   SOLE   352,296 0 0
ISHARES TR 7-10 Y TR BD ETF 464287440 4,085 38,296 SH   SOLE   38,296 0 0
ISHARES TR S&P 500 VAL ETF 464287408 2,228 19,761 SH   SOLE   19,761 0 0
ISHARES TR S&P US PFD STK 464288687 691 18,896 SH   SOLE   18,896 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 1,273 8,408 SH   SOLE   8,408 0 0
ISHARES TR MSCI EAFE ETF 464287465 1,219 18,800 SH   SOLE   18,800 0 0
ISHARES TR CORE S&P500 ETF 464287200 2,722 9,567 SH   SOLE   9,567 0 0
ISHARES TR CORE MSCI EAFE 46432F842 815 13,404 SH   SOLE   13,404 0 0
ISHARES TR S&P 500 GRWT ETF 464287309 207 1,201 SH   SOLE   1,201 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 228 5,316 SH   SOLE   5,316 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 220 1,434 SH   SOLE   1,434 0 0
JOHNSON & JOHNSON COM 478160104 730 5,220 SH   SOLE   5,220 0 0
LADDER CAP CORP CL A 505743104 2,043 117,722 SH   SOLE   117,722 0 0
LAZARD WORLD DIVID & INCOME COM 521076109 521 52,558 SH   SOLE   52,558 0 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 4,947 809,617 SH   SOLE   809,617 0 0
LILLY ELI & CO COM 532457108 297 2,290 SH   SOLE   2,290 0 0
LOEWS CORP COM 540424108 908 18,941 SH   SOLE   18,941 0 0
MACQUARIE GLBL INFRA TOTL RE COM 55608D101 471 21,228 SH   SOLE   21,228 0 0
MERCK & CO INC COM 58933Y105 385 4,600 SH   SOLE   4,600 0 0
MFA FINL INC COM 55272X102 1,798 240,755 SH   SOLE   240,755 0 0
MFS CHARTER INCOME TR SH BEN INT 552727109 14,435 1,827,223 SH   SOLE   1,827,223 0 0
MFS GOVT MKTS INCOME TR SH BEN INT 552939100 12,015 2,675,912 SH   SOLE   2,675,912 0 0
MFS INTERMEDIATE INC TRUST SH BEN INT 55273C107 12,185 3,206,597 SH   SOLE   3,206,597 0 0
MICROSOFT CORP COM 594918104 1,383 11,729 SH   SOLE   11,729 0 0
MORGAN STANLEY COM NEW 617446448 211 5,000 SH   SOLE   5,000 0 0
NEW GERMANY FD INC COM 644465106 474 33,896 SH   SOLE   33,896 0 0
NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 614 43,374 SH   SOLE   43,374 0 0
NUVEEN CALIF MUN VALUE FD COM 67062C107 275 28,701 SH   SOLE   28,701 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 6,978 890,811 SH   SOLE   890,811 0 0
NUVEEN INT DUR QUAL MUN TRM COM 670677103 7,251 553,186 SH   SOLE   553,186 0 0
NUVEEN MORT OPP TERM FD 2 COM 67074R100 4,060 179,542 SH   SOLE   179,542 0 0
NUVEEN MTG OPPORTUNITY TERM COM 670735109 29,926 1,279,296 SH   SOLE   1,279,296 0 0
NUVEEN MULTI MKT INCOME FD COM 67075J107 765 107,696 SH   SOLE   107,696 0 0
NUVEEN MUN 2021 TARGET TERM COM 670687102 426 44,100 SH   SOLE   44,100 0 0
NUVEEN MUN VALUE FD INC COM 670928100 21,342 2,127,558 SH   SOLE   2,127,558 0 0
NUVEEN NEW YORK MUN VALUE FD COM 670706100 177 12,701 SH   SOLE   12,701 0 0
NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 888 65,512 SH   SOLE   65,512 0 0
NUVEEN REAL ASSET INC & GROW COM 67074Y105 15,984 989,970 SH   SOLE   989,970 0 0
NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 530 53,029 SH   SOLE   53,029 0 0
NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 1,199 85,896 SH   SOLE   85,896 0 0
NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 920 62,322 SH   SOLE   62,322 0 0
NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 728 49,600 SH   SOLE   49,600 0 0
NUVEEN SR INCOME FD COM 67067Y104 146 25,000 SH   SOLE   25,000 0 0
OAKTREE STRATEGIC INCOME COR COM 67402D104 4,236 522,906 SH   SOLE   522,906 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 3,732 289,176 SH   SOLE   289,176 0 0
PENNANTPARK INVT CORP COM 708062104 3,154 444,913 SH   SOLE   444,913 0 0
PFIZER INC COM 717081103 323 7,598 SH   SOLE   7,598 0 0
PIONEER FLOATING RATE TR COM 72369J102 14,446 1,389,070 SH   SOLE   1,389,070 0 0
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 505 41,000 SH   SOLE   41,000 0 0
RIVERNORTH DOUBLELINE STRATE COM 76882G107 3,542 215,971 SH   SOLE   215,971 0 0
ROYCE GLOBAL VALUE TR INC COM 78081T104 390 38,809 SH   SOLE   38,809 0 0
SCHWAB STRATEGIC TR US TIPS ETF 808524870 343 6,231 SH   SOLE   6,231 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 541 9,300 SH   SOLE   9,300 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 848 9,247 SH   SOLE   9,247 0 0
SOUTHERN CO COM 842587107 210 4,063 SH   SOLE   4,063 0 0
SOUTHSIDE BANCSHARES INC COM 84470P109 257 7,746 SH   SOLE   7,746 0 0
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 276 7,558 SH   SOLE   7,558 0 0
SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 4,609 145,675 SH   SOLE   145,675 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 609 17,026 SH   SOLE   17,026 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 738 2,600 SH   SOLE   2,600 0 0
SPDR SER TR PORTFOLIO SH TSR 78468R101 11,381 382,429 SH   SOLE   382,429 0 0
SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 709 24,840 SH   SOLE   24,840 0 0
SPDR SERIES TRUST S&P DIVID ETF 78464A763 1,231 12,382 SH   SOLE   12,382 0 0
SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 293 8,146 SH   SOLE   8,146 0 0
SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 25,803 1,030,044 SH   SOLE   1,030,044 0 0
SPECIAL OPPORTUNITIES FUND INC COM 84741T104 26,339 1,959,782 SH   SOLE   1,959,782 0 0
SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 117 22,080 SH   SOLE   22,080 0 0
TCW STRATEGIC INCOME FUND IN COM 872340104 25,608 4,591,992 SH   SOLE   4,591,992 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 14,753 991,464 SH   SOLE   991,464 0 0
TORTOISE PWR & ENERGY INFRAS COM 89147X104 3,817 205,120 SH   SOLE   205,120 0 0
TPG RE FIN TR INC COM 87266M107 1,310 65,397 SH   SOLE   65,397 0 0
TRI-CONTINENTAL CORP COM 895436103 20,402 775,758 SH   SOLE   775,758 0 0
TRUPANION INC COM 898202106 794 24,243 SH   SOLE   24,243 0 0
TUESDAY MORNING CORP COM NEW 899035505 43 20,160 SH   SOLE   20,160 0 0
UNION PAC CORP COM 907818108 334 2,000 SH   SOLE   2,000 0 0
UNUM GROUP COM 91529Y106 245 7,250 SH   SOLE   7,250 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 293 13,050 SH   SOLE   13,050 0 0
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2,022 25,408 SH   SOLE   25,408 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 23,522 162,546 SH   SOLE   162,546 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 856 9,778 SH   SOLE   9,778 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 404 2,639 SH   SOLE   2,639 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629 268 1,660 SH   SOLE   1,660 0 0
VANGUARD INDEX FDS VALUE VALUE ETF 922908744 12,233 112,886 SH   SOLE   112,886 0 0
VANGUARD INTL EQUITY INDEX FD GLB EX US ETF 922042676 366 6,152 SH   SOLE   6,152 0 0
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 922042874 269 5,011 SH   SOLE   5,011 0 0
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 922042858 948 22,315 SH   SOLE   22,315 0 0
VANGUARD MALVERN FDS STRM INFPROIDX 922020805 455 9,344 SH   SOLE   9,344 0 0
VANGUARD WORLD FDS INF TECH ETF 92204A702 16,593 82,705 SH   SOLE   82,705 0 0
VANGUARD WORLD FDS UTILITIES ETF 92204A876 435 3,360 SH   SOLE   3,360 0 0
VANGUARD WORLD FDS HEALTH CAR HEALTH CARE ETF 92204A504 4,366 25,312 SH   SOLE   25,312 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 18,557 3,882,196 SH   SOLE   3,882,196 0 0
WAL-MART STORES INC COM 931142103 392 4,000 SH   SOLE   4,000 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 1,920 1,486 SH   SOLE   1,486 0 0
WESTERN ASSET VAR RT STRG FD COM 957667108 15,368 960,725 SH   SOLE   960,725 0 0
WILLIAMS COS INC DEL COM 969457100 296 10,300 SH   SOLE   10,300 0 0
WISDOMTREE TR INDIA ERNGS FD 97717W422 338 12,840 SH   SOLE   12,840 0 0
WISDOMTREE TR US QTLY DIV GRT 97717X669 22,257 516,874 SH   SOLE   516,874 0 0
WISDOMTREE TR FLOATNG RATE TREA 97717X628 5,682 226,554 SH   SOLE   226,554 0 0
WISDOMTREE TR JAPN HEDGE EQT 97717W851 307 6,057 SH   SOLE   6,057 0 0