The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 642 | 52,807 | SH | DFND | 1 | 0 | 52,807 | 0 | |
AAC HLDGS INC | COM | 000307108 | 2,641 | 230,033 | SH | DFND | 1 | 0 | 230,033 | 0 | |
ADT INC | COM | 00090Q103 | 4,951,107 | 624,351,416 | SH | DFND | 2 | 0 | 624,351,416 | 0 | |
ADVANCED EMISSIONS SOLUTS IN | COM | 00770C101 | 17,203 | 1,506,366 | SH | DFND | 1 | 0 | 1,506,366 | 0 | |
ALTICE USA INC | CL A | 02156K103 | 1,848 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
AMAZON COM INC | COM | 023135106 | 3,618 | 2,500 | SH | Put | DFND | 1 | 0 | 2,500 | 0 |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 1,331 | 84,888 | SH | DFND | 1 | 0 | 84,888 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 1,656 | 83,401 | SH | DFND | 1 | 0 | 83,401 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 40,212 | 2,236,476 | SH | DFND | 1 | 0 | 2,236,476 | 0 | |
APOLLO INVT CORP | COM | 03761U106 | 46,341 | 8,877,669 | SH | DFND | 1 | 0 | 8,877,669 | 0 | |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,771 | 105,236 | SH | DFND | 1 | 0 | 105,236 | 0 | |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 82 | 5,236 | SH | DFND | 1 | 0 | 5,236 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 7,196 | 321,260 | SH | DFND | 1 | 0 | 321,260 | 0 | |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 26,668 | 962,380 | SH | DFND | 1 | 0 | 962,380 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 69,201 | 1,850,800 | SH | Call | DFND | 1 | 0 | 1,850,800 | 0 |
CAESARS ENTMT CORP | COM | 127686103 | 561,185 | 49,883,094 | SH | DFND | 1, 2 | 0 | 49,883,094 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 25,247 | 14,437,450 | PRN | DFND | 1, 2 | 0 | 14,437,450 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 20,240 | 2,000,000 | SH | DFND | 1 | 0 | 2,000,000 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 10,137 | 11,780,000 | PRN | DFND | 1 | 0 | 11,780,000 | 0 | |
COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 15,366 | 16,320,000 | PRN | DFND | 1 | 0 | 16,320,000 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 11,531 | 157,500 | SH | DFND | 1 | 0 | 157,500 | 0 | |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 9,548 | 950,000 | SH | DFND | 1 | 0 | 950,000 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 3,789 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
DRYSHIPS INC | COM PAR NEW | Y2109Q705 | 3,527 | 963,700 | SH | DFND | 1 | 0 | 963,700 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 17,650 | 721,000 | SH | DFND | 1 | 0 | 721,000 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 24,480 | 1,000,000 | SH | Call | DFND | 1 | 0 | 1,000,000 | 0 |
EP ENERGY CORP | CL A | 268785102 | 150,879 | 112,596,207 | SH | DFND | 2, 3 | 0 | 112,596,207 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 158,419 | 28,647,136 | SH | DFND | 2 | 0 | 28,647,136 | 0 | |
GAMESTOP CORP NEW | CL A | 36467W109 | 6,310 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 6,359 | 190,000 | SH | DFND | 1 | 0 | 190,000 | 0 | |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 77,013 | 5,415,805 | SH | DFND | 1 | 0 | 5,415,805 | 0 | |
GTT COMMUNICATIONS INC | COM | 362393100 | 9,497 | 167,500 | SH | Put | DFND | 1 | 0 | 167,500 | 0 |
HOVNANIAN ENTERPRISES INC | CL A | 442487203 | 1,830 | 1,000,002 | SH | DFND | 1 | 0 | 1,000,002 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 267,180 | 3,119,800 | SH | Put | DFND | 1 | 0 | 3,119,800 | 0 |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 33,962 | 450,000 | SH | Put | DFND | 1 | 0 | 450,000 | 0 |
ISTAR INC | COM | 45031U101 | 1,258 | 123,660 | SH | DFND | 1 | 0 | 123,660 | 0 | |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 14,809 | 1,473,000 | SH | DFND | 1 | 0 | 1,473,000 | 0 | |
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 11,500 | 1,150,000 | SH | DFND | 1 | 0 | 1,150,000 | 0 | |
MACERICH CO | COM | 554382101 | 11,204 | 200,000 | SH | Call | DFND | 1 | 0 | 200,000 | 0 |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 5,008 | 494,835 | SH | DFND | 1 | 0 | 494,835 | 0 | |
NETFLIX INC | COM | 64110L106 | 3,544 | 12,000 | SH | Put | DFND | 1 | 0 | 12,000 | 0 |
NIELSEN HLDGS PLC | PUT | G6518L958 | 9,537 | 300,000 | SH | Put | DFND | 1 | 0 | 300,000 | 0 |
NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 4,386 | 336,900 | SH | DFND | 1 | 0 | 336,900 | 0 | |
NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 833,154 | 15,728,782 | SH | DFND | 1, 2 | 0 | 15,728,782 | 0 | |
NRG YIELD INC | CL A NEW | 62942X306 | 7,669 | 466,459 | SH | DFND | 1 | 0 | 466,459 | 0 | |
NRG YIELD INC | CL C | 62942X405 | 8,937 | 525,732 | SH | DFND | 1 | 0 | 525,732 | 0 | |
PARSLEY ENERGY INC | CL A | 701877102 | 103,899 | 3,583,971 | SH | DFND | 3 | 0 | 3,583,970 | 0 | |
PATTERN ENERGY GROUP INC | NOTE 4.000% 7/1 | 70338PAB6 | 57,295 | 57,790,000 | PRN | DFND | 1 | 0 | 57,790,000 | 0 | |
PETMED EXPRESS INC | COM | 716382106 | 6,263 | 150,000 | SH | Put | DFND | 1 | 0 | 150,000 | 0 |
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 700 | 68,954 | SH | DFND | 1 | 0 | 68,954 | 0 | |
PLAYAGS INC | COM | 72814N104 | 539,820 | 23,208,076 | SH | DFND | 2 | 0 | 23,208,076 | 0 | |
PRESIDIO INC | COM | 74102M103 | 903,992 | 57,800,000 | SH | DFND | 2 | 0 | 57,800,000 | 0 | |
QUAD / GRAPHICS INC | COM CL A | 747301109 | 5,070 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 27,123 | 2,690,762 | SH | DFND | 1 | 0 | 2,690,762 | 0 | |
RELM WIRELESS CORP | COM | 759525108 | 746 | 188,971 | SH | DFND | 1 | 0 | 188,971 | 0 | |
RITE AID CORP | COM | 767754104 | 924 | 550,000 | SH | DFND | 1 | 0 | 550,000 | 0 | |
RITE AID CORP | COM | 767754104 | 19 | 11,300 | SH | Call | DFND | 1 | 0 | 11,300 | 0 |
RITE AID CORP | COM | 767754104 | 924 | 550,000 | SH | Put | DFND | 1 | 0 | 550,000 | 0 |
SAFETY INCOME & GROWTH INC | COM | 78649D104 | 6,367 | 398,184 | SH | DFND | 1 | 0 | 398,184 | 0 | |
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 11,745 | 809,451 | SH | DFND | 1 | 0 | 809,451 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 735 | 1,740,032 | SH | DFND | 1 | 0 | 1,740,032 | 0 | |
SEACOR HOLDINGS INC | NOTE 3.000%11/1 | 81170YAB5 | 9,666 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 33,031 | 490,000 | SH | Put | DFND | 1 | 0 | 490,000 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 34,108 | 675,000 | SH | Put | DFND | 1 | 0 | 675,000 | 0 |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 1,454 | 46,440 | SH | DFND | 1 | 0 | 46,440 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 31,300 | 1,000,000 | SH | Call | DFND | 1 | 0 | 1,000,000 | 0 |
SNAP INC | CL A | 83304A106 | 1,746 | 110,000 | SH | Put | DFND | 1 | 0 | 110,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,395 | 20,500 | SH | Put | DFND | 1 | 0 | 20,500 | 0 |
SUNPOWER CORP | COM | 867652406 | 3,772 | 472,700 | SH | Call | DFND | 1 | 0 | 472,700 | 0 |
SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 8,044 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
TARGA RES CORP | COM | 87612G101 | 14,554 | 330,783 | SH | DFND | 1 | 0 | 330,783 | 0 | |
TESLA INC | COM | 88160R101 | 1,331 | 5,000 | SH | Put | DFND | 1 | 0 | 5,000 | 0 |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 8,545 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
TIME WARNER INC | COM NEW | 887317303 | 23,276 | 246,100 | SH | DFND | 1 | 0 | 246,100 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 42,561 | 450,000 | SH | Call | DFND | 1 | 0 | 450,000 | 0 |
TRANSCANADA CORP | COM | 89353D107 | 3,098 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
TRINITY INDS INC | COM | 896522109 | 3,263 | 100,000 | SH | Call | DFND | 1 | 0 | 100,000 | 0 |
VICI PPTYS INC | COM | 925652109 | 66,193 | 3,613,177 | SH | DFND | 1 | 0 | 3,613,177 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 981,671 | 47,127,762 | SH | DFND | 1, 2, 3 | 0 | 47,127,762 | 0 | |
WARRIOR MET COAL INC | COM | 93627C101 | 283,182 | 10,110,015 | SH | DFND | 1, 2, 3 | 0 | 10,110,015 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 9,364 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 62,455 | 69,571,000 | PRN | DFND | 1 | 0 | 69,571,000 | 0 | |
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 2,582 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 |